EPT Disclosure
December 16 2008 - 7:10AM
UK Regulatory
RNS Number : 2194K
UBS AG (EPT)
16 December 2008
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT
RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader
UBS AG London Branch
Company dealt in
BRITISH ENERGY GROUP
Class of relevant security to which the dealings being disclosed relate (Note 1)
10P ORDINARY
Date of dealing
15 DECEMBER 2008
2. INTERESTS SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant security dealt in
(Note 2)
Long
Short
Number (%) Number (%)
(1) Relevant securities
299000 0.03 % 00 0 %
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
299000 0.03 % 00 0 %
(b) Interests and short positions in relevant securities of the company, other than the class dealt in
(Note 2)
Class of relevant security:
Long
Short
Number (%)
(%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security:
Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale
Number of securities
Price per unit (Note 4)
S -583 769 pence
S -48 769
S -711 768.5
S -1390 768.5
S -1285 768.5
S -37 768.5
S -3460 768
S -1516 768
S -565 767.5
S -900 768
S -1000 768
B 1124 766.5
B 2541 767
B 2244 767
B 80 767
B 754 767.5
B 2141 767.5
S -558 767
B 1303 767
B 1500 767.5
B 79 767.5
B 900 767.5
B 679 767.5
S -3499 767
B 2624 766.5
B 73 766.5
B 3499 766.5
S -100 765.5
S -219 765.5
S -1000 765.5
S -1262 765.5
S -416 765.5
S -100 765.5
S -284 765.5
S -1937 765.5
S -2153 765.5
S -100 765.5
B 78 766
B 494 766
B 1269 766.5
B 1000 766.5
B 788 766.5
B 1313 766.5
B 1000 766.5
B 1500 767.5
S -363 767.5
S -539 767.5
S -12 767.5
B 1500 767.5
B 600 766
B 575 766
S -500 766
S -991 766
S -1326 766
B 1892 766
S -500 766
S -2312 766
S -300 766
S -1104 766
B 2560 766
B 766 766
S -1800 766.5
B 398 767
B 585 767
S -100 766
S -1000 766
S -1101 766
S -2107 766
S -1232 766
S -1455 766
B 5419 766
B 2658 766
B 758 766
S -1157 766
S -3499 765.5
S -7630 765
S -5495 765
S -5000 765
S -100 765
S -5744 765
B 3499 764
B 1795 765
B 2000 765
B 1100 765
S -1321 765.5
S -100 765.5
S -4159 764.5
S -69 764.5
S -100 764.5
S -100 764.5
S -1000 764.5
S -4328 764
S -2210 764
S -100 764
S -2049 764
S -3311 764
S -100 764
S -1000 765
S -896 765
S -1913 765
B 1098 765.5
S -2642 765
S -1949 765
B 2188 765
B 7256 765.5
B 4892 766
S -3000 765.5
S -500 765.5
S -100 765.5
S -100 766
S -63 766
S -2347 766
B 1200 766.5
B 700 766.5
B 1200 766.5
B 700 766.5
S -1086 767.5
S -1583 766
S -100 766
S -1366 766
S -2333 766
S -1100 766
S -900 766
S -1285 766
B 8096 766
B 4193 766
B 1990 766
B 4103 766
B 21136 766
B 133 766
B 15 766
B 312 766
S -600 766.5
TOTAL BUYS 112300
TOTAL SALES 112300
(b) Derivative transactions (other than options)
Product name, e.g. CFD
Long/short
(Note 5)
Number of securities
(Note 6)
Price per unit
(Note 4)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option
Writing, selling, purchasing, varying etc
Number of securities to which the option relates (Note 6)
Exercise price
Type, e.g. American,European etc.
Expiry date
Option money paid/received per unit (Note 4)
(ii) Exercising
Product name, e.g. call option
Number of securities
Exercise price per unit
(Note 4)
(d) Other dealings (including new securities)
(Note 3)
Natute of transaction
(Note 7)
Details
Price per unit (if applicable)
(Note 4)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting
rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or
disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
Is a Supplemental Form 38.5(b) attached?
(Note 8)
YES/NO
Date of disclosure
16 December 2008
Contact name
Nimisha Sachdev
Telephone number
+44 (0)20 7568 9289
Name of offeree/offeror with which associated
BRITISH ENERGY
Nature of connection (Note 9)
CONNECTED ADVISOR
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at http://www.thetakeoverpanel.org.uk/
This information is provided by RNS
The company news service from the London Stock Exchange
END
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