EPT Disclosure
December 11 2008 - 5:12AM
UK Regulatory
RNS Number : 9522J
Merrill Lynch International
11 December 2008
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in British Airways Plc
Class of relevant security to which the Common
dealings being disclosed relate
Date of dealing 10/12/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
545,379 GBP 1.70 GBP 1.64
Total number of securities Highest price received Lowest price received
sold
641,923 GBP 1.70 GBP 1.68
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 1,947 GBP 1.70
Long Swap LONG 11,328 GBP 1.68
Long Swap LONG 20,134 GBP 1.70
Long Swap LONG 27,367 GBP 1.69
Long Swap LONG 30,213 GBP 1.69
Long Swap LONG 51,884 GBP 1.70
Long Swap LONG 65,732 GBP 1.70
Long Swap LONG 138,431 GBP 1.70
Long Swap LONG 189,028 GBP 1.69
Long Swap LONG 1,419 GBP 1.69
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 101,505 GBP 1.70
Short Swap SHORT 138,431 GBP 1.69
Short Swap SHORT 461 GBP 1.70
Short Swap SHORT 76,599 GBP 1.71
Short Swap SHORT 72,018 GBP 1.69
Short Swap SHORT 27,367 GBP 1.70
Short Swap SHORT 16,001 GBP 1.70
Short Swap SHORT 10,553 GBP 1.70
Short Swap SHORT 5,225 GBP 1.70
Short Swap SHORT 2,553 GBP 1.69
Short Swap SHORT 942 GBP 1.69
Short Swap SHORT 911 GBP 1.70
Short Swap SHORT 178,475 GBP 1.70
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option
selling, securities under price American, date money
eg call option purchasing, option European etc paid/received
varying etc. per unit
(ii) Exercising
Product name Number of securities under Exercise price
eg call option option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any
other person relating to the voting rights of any relevant securities under
any option referred to on this
form or relating to the voting rights or future acquisition or disposal of
any relevant securities to which
any derivative referred to on this form is referenced. If none, this should
be stated.
NONE
Date of disclosure 11/12/2008
Contact name Bhavika Mistry
Telephone number +44 207 995 4747
Name of offeree/offeror with whom connected British Airways Plc
Nature of connection Advisor
�
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Axon Group Plc
Class of relevant security to which the Common
dealings being disclosed relate
Date of dealing 10/12/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
92,624 GBP 6.46 GBP 6.43
Total number of securities Highest price received Lowest price received
sold
87,677 GBP 6.45 GBP 6.43
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 1,890 GBP 6.46
Long Swap LONG 1,088 GBP 6.45
Long Swap LONG 715 GBP 6.45
Long Swap LONG 96 GBP 6.45
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 160 GBP 6.44
Short Swap SHORT 825 GBP 6.45
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option
selling, securities under price American, date money
eg call option purchasing, option European etc paid/received
varying etc. per unit
(ii) Exercising
Product name Number of securities under Exercise price
eg call option option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any
other person relating to the voting rights of any relevant securities under
any option referred to on this
form or relating to the voting rights or future acquisition or disposal of
any relevant securities to which
any derivative referred to on this form is referenced. If none, this should
be stated.
NONE
Date of disclosure 11/12/2008
Contact name Bhavika Mistry
Telephone number +44 207 995 4747
Name of offeree/offeror with whom connected HCL EAS Limited
Nature of connection Advisor
�
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Lloyds TSB Group Plc
Class of relevant security to which the Common
dealings being disclosed relate
Date of dealing 10/12/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
485,887 GBP 1.67 GBP 1.63
Total number of securities Highest price received Lowest price received
sold
705,209 GBP 1.67 GBP 1.63
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 115,576 GBP 1.65
Long Swap LONG 103,694 GBP 1.65
Long Swap LONG 97,973 GBP 1.65
Long Swap LONG 46,949 GBP 1.65
Long Swap LONG 4,890 GBP 1.65
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 30,886 GBP 1.65
Short Swap SHORT 72,808 GBP 1.65
Short Swap SHORT 81,435 GBP 1.65
Short Swap SHORT 89,838 GBP 1.66
Short Swap SHORT 96,167 GBP 1.66
Short Swap SHORT 97,973 GBP 1.65
Short Swap SHORT 115,576 GBP 1.65
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option
selling, securities under price American, date money
eg call option purchasing, option European etc paid/received
varying etc. per unit
(ii) Exercising
Product name Number of securities under Exercise price
eg call option option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any
other person relating to the voting rights of any relevant securities under
any option referred to on this
form or relating to the voting rights or future acquisition or disposal of
any relevant securities to which
any derivative referred to on this form is referenced. If none, this should
be stated.
NONE
Date of disclosure 11/12/2008
Contact name Bhavika Mistry
Telephone number +44 207 995 4747
Name of offeree/offeror with whom connected Lloyds TSB Group Plc
Nature of connection Advisor
�
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in HBOS Plc
Class of relevant security to which the Common
dealings being disclosed relate
Date of dealing 10/12/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
87,595 GBP 0.92 GBP 0.89
Total number of securities Highest price received Lowest price received
sold
70,008 GBP 0.93 GBP 0.88
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 17,697 GBP 0.92
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option
selling, securities under price American, date money
eg call option purchasing, option European etc paid/received
varying etc. per unit
(ii) Exercising
Product name Number of securities under Exercise price
eg call option option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or
derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any
other person relating to the voting rights of any relevant securities under
any option referred to on this
form or relating to the voting rights or future acquisition or disposal of
any relevant securities to which
any derivative referred to on this form is referenced. If none, this should
be stated.
NONE
Date of disclosure 11/12/2008
Contact name Bhavika Mistry
Telephone number +44 207 995 4747
Name of offeree/offeror with whom connected Lloyds TSB Group Plc
Nature of connection Advisor
�
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The company news service from the London Stock Exchange
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