EMM Disclosure - Amendment
September 29 2004 - 11:11AM
UK Regulatory
RNS Number:4898D
Morgan Stanley Securities Ld(EMM)
29 September 2004
FORM 38.5 (SUMMARY)
Lodge with Company Announcements Office and the Panel. Use a separate form for
each class of securities in which dealings have been made.
AMENDMENT TO ANNOUNCEMENT 1724D MADE AT 13:28 ON 21 SEPT 2004
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Name of EMM: Morgan Stanley Securities Limited.........
Date of disclosure: 29 September 2004..........................
Contact name: Vala Kristinsdottir ..........................
Telephone number: 020 7677 3773...........................
Please see attached disclosure of dealings under Rule 38.5 in the securities
of the following companies:
Abbey National Plc
If the attached Rule 38.5 disclosure is to amend a previous disclosure, please
state which element(s) of previous disclosure was incorrect:
Amendment to CFD in Abbey National Plc
........................................................................
In the case of option business or dealings in derivatives full details should
be given on a separate sheet so that the nature of the dealings can be fully
understood. For options this include the number of securities under option,
the exercise period (or in the case of exercise, the exercise date),
the exercise price and any option money paid or received. For derivative
this should include, at least, the number of reference securities to which
they relate (when relevant), the maturity date (or if applicable the closing
out date) and the reference price.
For full details of the disclosure requirements see Rules 8 and 38 of the Code.
If in doubt contact the Monitoring Section of the Panel, Tel. No: 020 7638 0129
FORM 38.5
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in: Abbey National Plc.......................(name of company)
Class of security: Ordinary Shares..................................
Date of disclosure: 29 September 2004................................
Date of dealing: 20 September 2004....................................
Name of EMM: Morgan Stanley Securities Limited......................
Name of offeree/offeror with whom connected: Abbey National Plc
Total number of securities bought: 3,436,164..........
Highest price paid*: # 5.72
Lowest price paid*: # 4.60
Total number of securities sold: 475,000...........
Highest price received*: # 5.67
Lowest price received*: # 4.20
Dealing in: Abbey National Plc .......................
Class of security: Contract for Difference (CFD)..................................
Date of disclosure: 29 September 2004..................
Date of dealing: 20 September 2004....................................
Name of EMM: Morgan Stanley Securities Limited......................
Name of offeree/offeror with whom connected: Abbey National Plc
PRODUCT WRITING/ CLOSING PRICE (GBP) MATURITY SHARE REFERENCE
QUANTITY
LONG CFD WRITING 5.72 31.03.2005 47,400
LONG CFD CLOSING 5.58 09.05.2005 145,000
LONG CFD CLOSING 5.60 30.01.2006 2,625
LONG CFD CLOSING 5.60 30.01.2006 3,600
LONG CFD CLOSING 5.60 30.01.2006 41,175
LONG CFD CLOSING 5.60 30.01.2006 16,725
LONG CFD CLOSING 5.60 30.01.2006 8,175
LONG CFD WRITING 5.60 13.02.2006 149,223
LONG CFD CLOSING 5.60 01.03.2006 1,875
LONG CFD WRITING 5.61 31.03.2006 2,777
LONG CFD CLOSING 5.60 04.05.2006 825
LONG CFD WRITING 5.60 11.05.2006 100,461
SHORT CFD CLOSING 5.62 22.11.2004 2,500,000
LONG CFD WRITING 5.60 11.09.2006 17,625
LONG CFD WRITING 5.60 11.09.2006 24,064
LONG CFD WRITING 5.60 11.09.2006 35,374
SHORT CFD CLOSING 5.72 16.05.2005 500,000
Dealing in: Abbey National Plc.......................
Class of security: Assignment of Options..................................
Date of disclosure: 29 September 2004..................
Date of dealing: 20 September 2004....................................
Name of EMM: Morgan Stanley Securities Limited......................
Name of offeree/offeror with whom connected: Abbey National Plc
Expiry of 17 September 2004 Put Option
Number of shares bought: 107,000
Highest Price Paid: #5.50
Lowest Price Paid: #4.20
17 September 2004 OTC Option
Number of shares sold: 816,000
Highest Price Received: #5.04
Lowest Price Received: #5.00
Number of Shares Bought: 561,000
Highest Price Paid: #5.71
Lowest Price Paid: #5.50
This information is provided by RNS
The company news service from the London Stock Exchange
END
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