Credit Suisse Securities (Eur) Ltd Form 8.5 (EPT/RI) - AA plc (6537R)
March 09 2021 - 6:32AM
UK Regulatory
TIDMAA.
RNS Number : 6537R
Credit Suisse Securities (Eur) Ltd
09 March 2021
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Credit Suisse Securities (Europe)
Limited
(b) Name of offeror/offeree in relation AA PLC
to whose relevant securities this
form relates: Use a separate form
for each offeror/offeree
---------------------------------
(c) Name of the party to the offer In the same group as advisor to
with which exempt principal trader Warburg Pincus International LLC
is connected:
---------------------------------
(d) Date dealing undertaken: 08-Mar-2021
---------------------------------
(e) In addition to the company in N/A
1(b) above, is the exempt principal If YES, specify which:
trader making disclosures in respect
of any other party to this offer?
If it is a cash offer or possible
cash offer, state "N/A"
---------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number Highest price per Lowest price per
security of securities unit paid/received unit paid/received
Ordinary Shares Purchase 63,350 0.58 GBP 0.35 GBP
---------------- -------------- ------------------- -------------------
Ordinary Shares Sale 63,349 0.58 GBP 0.35 GBP
---------------- -------------- ------------------- -------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing securities
a long/short position,
increasing/reducing
a long/short position
Ordinary Shares Swap Cash Reducing a short 58,271 0.35 GBP
Position
------------------- ----------------------- ------------------- --------------
Ordinary Shares Swap Cash Increasing a short 462 0.35 GBP
Position
------------------- ----------------------- ------------------- --------------
Ordinary Shares Swap Cash Reducing a short 461 0.35 GBP
Position
------------------- ----------------------- ------------------- --------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product description Writing, Number Exercise price Type e.g. Expiry Option money
of relevant e.g. call option purchasing, of securities per unit American, date paid/ received
security selling, to which European per unit
varying option etc.
etc. relates
0 0.00 0.00
----------------------------------------------- -------------- -------------- ---------- ------ ---------------
(ii) Exercise
Class of relevant Product description Exercising/ Number of securities Exercise price
security e.g. call option exercised per unit
against
0 0.00
---------------------------------------------------- -------------------- --------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit
security e.g. subscription, (if applicable)
conversion
0.00
------------------------------------------------ ----------------
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.
If there are no such agreements, arrangements or understandings, state
"none"
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other
person relating to: (i) the voting rights of any relevant securities
under any option; or (ii) the voting rights or future acquisition or
disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
"none"
Date of disclosure: 09-Mar-2021
Contact name: Anthony Allen / Paul MacDonald
------------------------------
Telephone number: 0207 888 5416 / 8548
------------------------------
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
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