AA PLC Holding(s) in Company (7679X)
May 01 2019 - 7:46AM
UK Regulatory
TIDMAA. TIDM84JL
RNS Number : 7679X
AA PLC
01 May 2019
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible)(i)
1a. Identity of the issuer or the AA PLC
underlying issuer of existing shares
to which voting rights are attached(ii)
:
-------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
----
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
----
An acquisition or disposal of financial instruments
----
An event changing the breakdown of voting rights
----
Other (please specify)(iii) :
----
3. Details of person subject to the notification obligation(iv)
Name Bank of America Corporation
City and country of registered office Wilmington, DE, United States
(if applicable)
4. Full name of shareholder(s) (if different from 3.)(v)
Name
-------------------------------------------------
City and country of registered office
(if applicable)
-------------------------------------------------
5. Date on which the threshold was 25(th) April 2019
crossed or reached(vi) :
-------------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 29(th) April 2019
-------------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer(vii)
of 8. A) (total of 8.B
1 + 8.B 2)
------------------- --------------------- ------------------- --------------------
Resulting situation
on the date
on which threshold
was crossed Below Notifiable Below Notifiable Below Notifiable
or reached Threshold Threshold Threshold 613,612,399
------------------- --------------------- ------------------- --------------------
Position of
previous notification
(if
applicable) 4.127% 1.935% 6.063%
------------------- --------------------- ------------------- --------------------
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached(viii)
A: Voting rights attached to shares
Class/type of Number of voting rights(ix) % of voting rights
shares
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
-----------------------------
GB00BMSKPJ95 Below Notifiable Below Notifiable Below Notifiable Below Notifiable
Threshold Threshold Threshold Threshold
------------------------ ----------------------------- ------------------------- ---------------------
SUBTOTAL 8. A Below Notifiable Threshold Below Notifiable Threshold
------------------------------------------------------- ------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting % of voting
financial date(x) Conversion rights that may rights
instrument Period(xi) be acquired if
the instrument
is
exercised/converted.
---------------------- ------------------------- ------------------------------- ---------------------
Below Notifiable Below Notifiable Below Notifiable Below Notifiable Below Notifiable
Threshold Threshold Threshold Threshold Threshold
---------------------- ------------------------- ------------------------------- ---------------------
SUBTOTAL 8. Below Notifiable Below Notifiable
B 1 Threshold Threshold
------------------------- ------------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of % of voting
financial date(x) Conversion cash voting rights rights
instrument Period (xi) settlement(xii)
------------------ ----------------------- ---------------------- -------------------
Below Below Notifiable Below Notifiable Below Notifiable Below Notifiable Below Notifiable
Notifiable Threshold Threshold Threshold Threshold Threshold
Threshold
------------------ ----------------------- ---------------------- -------------------
SUBTOTAL 8.B.2 Below Notifiable Below Notifiable
Threshold Threshold
---------------------- -------------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer(xiii)
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity(xiv) (please add additional
rows as necessary)
Name(xv) % of voting % of voting rights Total of both
rights if it through financial if it equals
equals or is instruments if or is higher
higher than it equals or is than the notifiable
the notifiable higher than the threshold
threshold notifiable threshold
Bank of America N/A N/A N/A
Corporation
---------------- ---------------------- ---------------------
NB Holdings N/A N/A N/A
Corporation
---------------- ---------------------- ---------------------
BofAML Jersey Holdings N/A N/A N/A
Limited
---------------- ---------------------- ---------------------
BofAML EMEA Holdings 2 N/A N/A N/A
Limited
---------------- ---------------------- ---------------------
ML UK Capital Holdings N/A N/A N/A
Limited
---------------- ---------------------- ---------------------
Merrill Lynch N/A N/A N/A
International
---------------- ---------------------- ---------------------
Name(xv) % of voting % of voting rights Total of both
rights if it through financial if it equals
equals or is instruments if or is higher
higher than it equals or is than the notifiable
the notifiable higher than the threshold
threshold notifiable threshold
Bank of America N/A N/A N/A
Corporation
---------------- ---------------------- ---------------------
NB Holdings N/A N/A N/A
Corporation
---------------- ---------------------- ---------------------
Merrill Lynch N/A N/A N/A
International,
LLC.
---------------- ---------------------- ---------------------
Merrill Lynch Group N/A N/A N/A
Holdings
I, L.L.C.
---------------- ---------------------- ---------------------
BofA Securities Europe N/A N/A N/A
SA
---------------- ---------------------- ---------------------
-----------------------------------------------------------------------------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
--------------------------------------
The number and % of voting rights held
--------------------------------------
The date until which the voting rights
will be held
--------------------------------------
11. Additional information(xvi)
Place of completion United Kingdom
Date of completion 29(th) April 2019
------------------
Please send the completed form together with this annex to the
FCA at the following email
address: Majorshareholdings@fca.org.uk. Please send in Microsoft
Word format if possible.
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
HOLDMGGKMMKGLZM
(END) Dow Jones Newswires
May 01, 2019 07:46 ET (11:46 GMT)
Aa (LSE:AA.)
Historical Stock Chart
From Apr 2024 to May 2024
Aa (LSE:AA.)
Historical Stock Chart
From May 2023 to May 2024