TIDM0HR2
RNS Number : 0360N
Bank of America Merrill Lynch
03 May 2018
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Merrill Lynch, Pierce, Fenner & Smith Inc. (Discretionary
PIA)
---------------------------------------------------------- ----------------------------------------------------------
(b) Owner or controller of interests and short positions N/A
disclosed, if different from 1(a):
The naming of nominee or vehicle companies is
insufficient. For a trust, the trustee(s),
settlor and beneficiaries must be named.
---------------------------------------------------------- ----------------------------------------------------------
(c) Name of offeror/offeree in relation to whose relevant
securities this form relates: CME Group Inc
Use a separate form for each offeror/offeree
---------------------------------------------------------- ----------------------------------------------------------
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity NEX Group PLC
of offeror/offeree:
---------------------------------------------------------- ----------------------------------------------------------
(e) Date position held/dealing undertaken: 02/05/2018
For an opening position disclosure, state the latest
practicable date prior to the disclosure
---------------------------------------------------------- ----------------------------------------------------------
(f) In addition to the company in 1(c) above, is the NO
discloser making disclosures in respect
of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
---------------------------------------------------------- ----------------------------------------------------------
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: Common - US12572Q1058
------------------------------------- ---------------------------------------
Interests Short Positions
------------------------------------- ------------------- ------------------
Number % Number %
------------------------------------- ---------- ------- -------- --------
(1) Relevant securities owned
and/or controlled: 3,480,664 1.022% 0 0 %
------------------------------------- ---------- ------- -------- --------
(2) Cash-settled derivatives: 0 0% 0 0%
------------------------------------- ---------- ------- -------- --------
(3) Stock-settled derivatives
(including options) and
agreements to purchase/sell: 1,000 0% 11,500 0.003 %
------------------------------------- ---------- ------- -------- --------
TOTAL: 3,481,664 1.022% 11,500 0.003%
------------------------------------- ---------- ------- -------- --------
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:
N/A
---------------------------------------------------------------------------- ------
Details, including nature of the rights concerned and relevant percentages:
N/A
---------------------------------------------------------------------------- ------
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of Price per unit
securities
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Purchase 40 156.137 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Purchase 25 157.336 USD
--------------------------- -------------- ------------ ---------------
Class of relevant security Purchase/sale Number of Price per unit
securities
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 4 155.77 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 1 155.8 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 2 155.831 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 25 155.863 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 2 155.874 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 12 155.88 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 18 155.915 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 60 155.927 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 30 155.942 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 1 155.956 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 1 155.975 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 3 156.018 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 4 156.04 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 1 156.053 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 2 156.069 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 4 156.102 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 75 156.16 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 6 156.19 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 3 156.24 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 2 156.264 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 7 156.306 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 1 156.335 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 5 156.338 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 9 156.37 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 279 156.45 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 53 156.478 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 25 156.493 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 3 156.64 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 7 156.715 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 1 156.74 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 30 156.746 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 24 156.82 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 5 156.92 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 1 157.041 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 8 157.19 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 1 157.253 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 125 157.312 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 8 157.363 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 1 157.38 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 170 157.405 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 237 157.466 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 21 157.503 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 5 157.527 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 20 157.57 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 27 157.614 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 2 157.622 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 3 157.63 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 77 157.635 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 2 157.64 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 1 157.65 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 1 157.695 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 3 157.697 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 2 157.698 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 2 157.71 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 8 157.713 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 58 157.738 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 11 157.76 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 15 157.791 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 14 157.847 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 5 157.9 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 6 157.924 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 29 157.928 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 11 157.956 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 12 157.98 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 1 157.985 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 5 158.063 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 8 158.096 USD
--------------------------- -------------- ------------ ---------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
N/A N/A N/A N/A N/A
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
------------- ------------- ------------- ------------- -------------- ------------- ------------ -------------
Common - Call Option Purchasing 300 170 USD AMERICAN 15/06/2018 0.8 USD
ISIN
US12572Q1058
------------- ------------- ------------- ------------- -------------- ------------- ------------ -------------
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
----------------------- -------------------- ----------------------- --------------------- -----------------------
N/A N/A N/A N/A N/A
----------------------- -------------------- ----------------------- --------------------- -----------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
N/A N/A N/A N/A
--------------------------- ------------------------------- -------- -------------------------------
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the person making the disclosure and any party to the offer or
any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
---------------------------------------------------------------------------------------------
N/A
---------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
N/A
-----------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? Yes
---------------------------------------------------- ----
Date of disclosure: 03/05/2018
--------------------- ------------------
Contact name:
Harshini Gopa
--------------------- ------------------
Telephone number: +44207 996 3410
--------------------- ------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code(the "Code")
1. KEY INFORMATION
Full name of person making disclosure: Merrill Lynch, Pierce, Fenner & Smith Inc. (Discretionary PIA)
------------------------------------------------ ---------------------------------------------------------------
Name of offeror/offeree in relation to whose CME Group Inc
relevant securities the disclosure relates:
------------------------------------------------ ---------------------------------------------------------------
2. STOCK-SETTLED DERIVATIVES (INCLUDING
OPTIONS)
Class of Product Written or Number of Exercise price Type Expiry date
relevant description purchased securities to per unit e.g.
security e.g. call which option or American,
option derivative European
relates etc.
---------------- ----------------- ----------------- ---------------- ----------------- ----------- ------------
Common - ISIN Call Option Long 1,000 150 USD AMERICAN 18/01/2019
US12572Q1058
---------------- ----------------- ----------------- ---------------- ----------------- ----------- ------------
Common - ISIN Call Option Short 900 155 USD AMERICAN 15/06/2018
US12572Q1058
---------------- ----------------- ----------------- ---------------- ----------------- ----------- ------------
Common - ISIN Call Option Short 1,600 160 USD AMERICAN 15/06/2018
US12572Q1058
---------------- ----------------- ----------------- ---------------- ----------------- ----------- ------------
Common - ISIN Call Option Short 2,000 165 USD AMERICAN 15/06/2018
US12572Q1058
---------------- ----------------- ----------------- ---------------- ----------------- ----------- ------------
Common - ISIN Call Option Short 4,100 170 USD AMERICAN 15/06/2018
US12572Q1058
---------------- ----------------- ----------------- ---------------- ----------------- ----------- ------------
Common - ISIN Call Option Short 100 170 USD AMERICAN 21/09/2018
US12572Q1058
---------------- ----------------- ----------------- ---------------- ----------------- ----------- ------------
Common - ISIN Call Option Short 100 175 USD AMERICAN 15/06/2018
US12572Q1058
---------------- ----------------- ----------------- ---------------- ----------------- ----------- ------------
Common - ISIN Call Option Short 100 175 USD AMERICAN 21/09/2018
US12572Q1058
---------------- ----------------- ----------------- ---------------- ----------------- ----------- ------------
Common - ISIN Call Option Short 500 180 USD AMERICAN 15/06/2018
US12572Q1058
---------------- ----------------- ----------------- ---------------- ----------------- ----------- ------------
Common - ISIN Call Option Short 300 180 USD AMERICAN 21/09/2018
US12572Q1058
---------------- ----------------- ----------------- ---------------- ----------------- ----------- ------------
Common - ISIN Call Option Short 600 185 USD AMERICAN 15/06/2018
US12572Q1058
---------------- ----------------- ----------------- ---------------- ----------------- ----------- ------------
Common - ISIN Call Option Short 200 185 USD AMERICAN 21/09/2018
US12572Q1058
---------------- ----------------- ----------------- ---------------- ----------------- ----------- ------------
Common - ISIN Call Option Short 200 185 USD AMERICAN 18/01/2019
US12572Q1058
---------------- ----------------- ----------------- ---------------- ----------------- ----------- ------------
Common - ISIN Call Option Short 800 210 USD AMERICAN 18/01/2019
US12572Q1058
---------------- ----------------- ----------------- ---------------- ----------------- ----------- ------------
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully
understood:
-----------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to
cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44(0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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