Bank of America Merrill Lynch Form 8.3 - CME Group Inc (7335M)
May 01 2018 - 5:33AM
UK Regulatory
TIDM0HR2
RNS Number : 7335M
Bank of America Merrill Lynch
01 May 2018
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Managed Account Advisors, LLC
-------------------------------------------------------------------------------------- ------------------------------
(b) Owner or controller of interests and short positions disclosed, if different from N/A
1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the
trustee(s),
settlor and beneficiaries must be named.
-------------------------------------------------------------------------------------- ------------------------------
(c) Name of offeror/offeree in relation to whose relevant securities this form
relates: CME Group Inc
Use a separate form for each offeror/offeree
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(d) If an exempt fund manager connected with an offeror/offeree, state this and
specify identity NEX Group PLC
of offeror/offeree:
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(e) Date position held/dealing undertaken: 30/04/2018
For an opening position disclosure, state the latest practicable date prior to the
disclosure
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(f) In addition to the company in 1(c) above, is the discloser making disclosures in NO
respect
of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: Common - US12572Q1058
------------------------------------- ---------------------------------------
Interests Short Positions
------------------------------------- ------------------- ------------------
Number % Number %
------------------------------------- ---------- ------- ----------- -----
(1) Relevant securities owned
and/or controlled: 5,274,538 1.549% 0 0 %
------------------------------------- ---------- ------- ----------- -----
(2) Cash-settled derivatives: 0 0% 0 0%
------------------------------------- ---------- ------- ----------- -----
(3) Stock-settled derivatives
(including options) and
agreements to purchase/sell: 0 0% 0 0 %
------------------------------------- ---------- ------- ----------- -----
TOTAL: 5,274,538 1.549% 0 0%
------------------------------------- ---------- ------- ----------- -----
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:
N/A
---------------------------------------------------------------------------- ------
Details, including nature of the rights concerned and relevant percentages:
N/A
---------------------------------------------------------------------------- ------
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of Price per unit
securities
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Purchase 170 158.45 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Purchase 899 158.536 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Purchase 26 158.58 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Purchase 577 158.652 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Purchase 54 158.658 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Purchase 25 158.667 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Purchase 100 158.721 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Purchase 3 158.735 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Purchase 1,005 158.736 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Purchase 51 158.754 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Purchase 4 158.808 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Purchase 8 158.83 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Purchase 259 158.868 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Purchase 617 158.886 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Purchase 3 158.976 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Purchase 8 159.02 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Purchase 420 159.192 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Purchase 7 159.22 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Purchase 29 159.308 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Purchase 116 160.131 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Purchase 545 160.31 USD
--------------------------- -------------- ------------ ---------------
Class of relevant security Purchase/sale Number of Price per unit
securities
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 51 158.084 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 28 158.211 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 6 158.37 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 42 158.44 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 66 158.45 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 6 158.498 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 56 158.505 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 7 158.526 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 30 158.531 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 308 158.54 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 11 158.573 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 23 158.591 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 18 158.604 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 53 158.611 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 274 158.613 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 129 158.692 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 1,362 158.725 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 243 158.745 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 157 158.766 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 1 158.77 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 4 158.775 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 12 158.841 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 945 158.873 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 38 158.93 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 18 158.931 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 312 158.945 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 20 158.955 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 51 159.02 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 38 159.029 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 65 159.165 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 3 159.271 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 7 159.284 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 15 159.938 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 80 159.988 USD
--------------------------- -------------- ------------ ---------------
Common - ISIN US12572Q1058 Sale 120 160.109 USD
--------------------------- -------------- ------------ ---------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
N/A N/A N/A N/A N/A
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
------------- ------------- ------------- ------------- -------------- ------------- ------------ -------------
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- ------------- ------------- -------------- ------------- ------------ -------------
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
----------------------- -------------------- ----------------------- --------------------- -----------------------
N/A N/A N/A N/A N/A
----------------------- -------------------- ----------------------- --------------------- -----------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
N/A N/A N/A N/A
--------------------------- ------------------------------- -------- -------------------------------
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the person making the disclosure and any party to the offer or
any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
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N/A
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
N/A
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(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? No
---------------------------------------------------- ---
Date of disclosure: 01/05/2018
--------------------- ------------------
Contact name:
Harshini Gopa
--------------------- ------------------
Telephone number: +44207 996 3410
--------------------- ------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
RETSSFSUFFASEDI
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