0HR2 Cme Group Inc

 
TIDM0HR2 
 
 

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")

1. KEY INFORMATION

 
(a)   Full name of discloser:                  Barclays PLC. 
(b)   Owner or controller of 
      interest and short 
      positions disclosed, if 
      different from 1(a): 
(c)   Name of offeror/offeree                  CME GROUP INC 
      in relation to whose 
      relevant securities this form relates: 
(d)   Status of person making the disclosure:  CONNECTED TO THE OFFEROR 
(e)   Date position held/dealing undertaken:   27 April 2018 
(f)   In addition to the company in 1(c)       NO 
      above, is the discloser making 
      disclosures in respect of any 
      other party to the offer? 
 
 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

 
Class of relevant                        USD 0.01 CLASS A COMMON STOCK 
security: 
                                         Interests                        Short Positions 
                                         Number   (%)                     Number   (%) 
(1)                 Relevant securities 
                    owned 
                    and/or controlled:   80,000   0.02%                   19,460   0.01% 
(2)                 Cash-settled 
                    derivatives: 
                                         0        0.00%                   0        0.00% 
(3)                 Stock-settled 
                    derivatives 
                    (including options) 
                    and agreements to    217,900  0.06%                   293,400  0.09% 
                    purchase/sell: 
                    TOTAL:               297,900  0.09%                   312,860  0.09% 
 
 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b) Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation 
to which subscription right  exists: 
Details, including nature of the rights 
concerned and relevant  percentages: 
 
 

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

 
Class of relevant               Purchase/sale  Number of   Price per unit 
security                                       securities 
USD 0.01 CLASS A COMMON STOCK   Purchase       98          157.3700 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       100         157.3400 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       100         156.9400 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       200         156.7100 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       200         157.1000 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       200         157.5300 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       200         157.5228 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       250         156.3180 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       314         156.9700 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       400         156.7800 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       700         157.2214 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       1,100       157.3344 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       1,194       157.3602 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       1,500       157.1205 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       1,917       157.3600 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       2,509       156.8921 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       3,134       157.0019 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       3,674       157.5204 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       6,000       157.1907 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       6,600       156.9960 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       8,527       156.9671 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       9,373       157.1947 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       13,100      156.6717 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       13,424      156.8009 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       15,090      157.2193 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       38,914      156.7683 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       39,795      156.5160 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           30          157.3700 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           100         156.3900 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           100         157.3400 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           200         156.8450 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           300         157.5166 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           467         157.3321 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           500         156.9525 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           500         156.2200 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           600         156.9025 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           700         157.2214 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           800         157.5200 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           1,074       157.5130 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           1,100       157.3344 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           1,495       156.2849 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           1,500       157.5266 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           1,500       156.7806 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           1,800       156.7990 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           1,858       156.6205 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           1,970       157.3600 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           2,044       156.5466 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           2,116       156.7656 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           3,900       156.9571 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           5,500       157.1562 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           7,228       156.4139 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           8,400       156.4974 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           8,727       156.9701 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           9,800       156.6317 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           13,690      157.2000 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           16,483      156.8072 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           18,668      157.1741 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           23,269      156.5904 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           32,096      156.8003 USD 
 
 

(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser

 
Class of   Purchases/ sales  Total number of  Highest price  Lowest price 
relevant                     securities       per unit       per unit 
security                                      paid/received  paid/received 
 
 

(b) Cash-settled derivative transactions

 
Class of relevant   Product      Nature of            Number of reference  Price per unit 
security            description  dealing              securities 
                    e.g. CFD     e.g. 
                                 opening/closing 
                                 a long/short 
                                 position, 
                                 increasing/reducing 
                                 a long/short 
                                 position 
 
 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

 
Class      Product      Writing,     Number      Exercise  Type      Expiry       Option 
of         description  purchasing,  of          price               date         money 
relevant                selling,     securities  per unit                         paid/ 
security                varying etc  to which                                     received 
                                     option                                       per unit 
                                     relates 
USD 0.01   Call         Purchasing   100         165 USD   American  18 May 2018  0.9000 USD 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Selling      100         158 USD   American  27 Apr 2018  0.7000 USD 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchasing   100         158 USD   American  4 May 2018   2.6500 USD 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchasing   100         160 USD   American  27 Apr 2018  3.5300 USD 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchasing   100         165 USD   American  21 Dec 2018  15.9000 USD 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Selling      100         158 USD   American  27 Apr 2018  0.1500 USD 
CLASS      Options 
A COMMON 
STOCK 
 
 

(ii) Exercise

 
Class of relevant   Product      Exercising/  Number         Exercise price 
security            description  exercised    of securities  per unit 
                    e.g. call    against 
                    option 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant   Nature of dealing   Details  Price per unit (if 
security            e.g. subscription,           applicable) 
                    conversion 
 
 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, 
or any agreement or  understanding, 
formal or informal, relating to relevant 
securities  which may be an inducement 
to deal or refrain from dealing entered 
into by the party to the offer or 
person acting in concert making  the disclosure and any other person: 
Irrevocable commitments and letters of intent 
should not be  included. If there 
are no such agreements, arrangements or  understandings, state "none" 
None 
 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or understanding, 
formal or  informal, between the party to 
the offer or person acting in concert  making the 
disclosure and any other person relating to: 
(i) the voting rights of any relevant securities under any option;  or 
(ii) the voting rights or future acquisition or disposal of any 
relevant securities to which any derivative is referenced: 
If there are no such agreements, arrangements 
or  understandings, state "none" 
None 
 
 

(c) Attachments

Are any Supplemental Forms attached?

 
Supplemental Form 8 (Open Positions)   YES 
Supplemental Form 8 (SBL)              NO 
Date of disclosure:                    30 Apr 2018 
Contact name:                          ELISE TANG 
Telephone number:                      0207 1163001 
 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

 
Identity of the person whose positions/dealings   Barclays PLC. 
are being disclosed: 
Name of offeror/offeree in relation to whose      CME GROUP INC 
relevant securities this from relates: 
 
 

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 
Class      Product      Writing,     Number      Exercise  Type      Expiry 
of         description  purchasing,  of          price               date 
relevant                selling,     securities  per unit 
security                varying etc  to which 
                                     option 
                                     relates 
USD 0.01   Call         Purchased    8,200       160.0000  American  21 Sep 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Written      2,100       145.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    900         130.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Written      600         165.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    100         240.0000  American  17 Jan 2020 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -100        115.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -200        135.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -500        125.0000  American  21 Dec 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -700        155.0000  American  21 Sep 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -2,000      190.0000  American  18 May 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -2,000      178.0000  American  27 Apr 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -5,000      65.0000   American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    2,500       160.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    1,700       150.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    1,300       190.0000  American  21 Sep 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    200         135.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Written      200         150.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    100         115.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Written      100         175.0000  American  17 Jan 2020 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -100        165.0000  American  4 May 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -100        158.0000  American  4 May 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -1,000      200.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -1,000      180.0000  American  27 Apr 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -1,800      165.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -2,400      160.0000  American  11 May 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -3,500      85.0000   American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -5,000      60.0000   American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -7,000      170.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    5,800       170.0000  American  21 Sep 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Written      5,400       140.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    700         160.0000  American  27 Apr 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    100         150.0000  American  17 Jan 2020 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    100         175.0000  American  21 Sep 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    100         130.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -500        140.0000  American  21 Sep 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -900        180.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -1,100      95.0000   American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    13,000      175.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Written      2,100       145.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Written      1,500       185.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    1,000       163.0000  American  4 May 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Written      800         105.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Written      100         160.0000  American  18 May 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -200        180.0000  American  18 May 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -500        175.0000  American  18 May 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -600        75.0000   American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -800        145.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -1,400      170.0000  American  18 May 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -1,400      115.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -1,500      130.0000  American  21 Sep 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -2,200      90.0000   American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -5,600      150.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -8,600      160.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -9,300      158.0000  American  27 Apr 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    1,000       105.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Written      1,000       155.0000  American  18 May 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    700         200.0000  American  17 Jan 2020 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    500         170.0000  American  27 Apr 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Written      400         130.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    200         140.0000  American  15 Jun 2018 

CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Written      200         165.0000  American  27 Apr 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    100         120.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Written      100         175.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -100        125.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -100        165.0000  American  21 Dec 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -400        180.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -400        120.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -400        153.0000  American  27 Apr 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -1,000      210.0000  American  18 May 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -1,000      110.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -1,100      160.0000  American  27 Apr 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Written      4,300       115.0000  American  18 May 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    1,000       185.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    1,000       165.0000  American  18 May 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    600         165.0000  American  4 May 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    100         125.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Written      100         190.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -100        155.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -1,200      185.0000  American  18 May 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -2,000      155.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    2,100       170.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    1,200       173.0000  American  27 Apr 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    900         163.0000  American  27 Apr 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    400         145.0000  American  17 Jan 2020 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    200         145.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    200         165.0000  American  27 Apr 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -100        165.0000  American  21 Sep 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -100        160.0000  American  18 May 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -300        160.0000  American  17 Jan 2020 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -500        135.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -203,000    150.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -1,200      100.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -1,900      140.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -2,400      145.0000  American  27 Apr 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -3,200      140.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Written      136,400     160.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    9,200       168.0000  American  27 Apr 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Written      6,800       163.0000  American  27 Apr 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    500         220.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -100        158.0000  American  4 May 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -100        158.0000  American  27 Apr 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -100        70.0000   American  17 Jan 2020 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -100        70.0000   American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -200        120.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -1,100      200.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -1,600      185.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -2,600      144.0000  American  27 Apr 2018 
CLASS      Options 
A COMMON 
STOCK 
 
 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 
Full details should be given so that the nature of the 
interest or  position can be fully understood: 
 
 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20180430005545/en/

 
This information is provided by Business Wire 
 
 

(END) Dow Jones Newswires

April 30, 2018 05:54 ET (09:54 GMT)