TIDM0A40 TIDMBARC 
 
 

FORM 8.3 - Amendment to Sale

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

 

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

 

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
(a)  Full name of discloser:                               Barclays PLC. 
 
(b)  Owner or controller of interest and short 
     positions disclosed, if different from 1(a): 
(c)  Name of offeror/offeree in relation to whose          DRAFTKINGS INC 
     relevant securities this form relates: 
(d)  If an exempt fund manager connected with an 
     offeror/offeree, state this and specify identity 
     of 
     offeror/offeree: 
(e)  Date position held/dealing undertaken:                22 October 2021 
(f)  In addition to the company in 1(c) above, is the      YES: 
     discloser making 
     disclosures in respect of any other party to the      ENTAIN PLC 
     offer? 
                                                           GVC HLDGS PLC 
 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
Class of relevant security:   USD 0.0001 class A common 
                              Interests                      Short Positions 
                              Number             (%)         Number      (%) 
       Relevant securities 
(1)    owned 
 and/or controlled:           579,599            0.14%       399,653     0.10% 
 
       Cash-settled 
(2)    derivatives: 
                              16,877             0.00%       0           0.00% 
 
       Stock-settled 
       derivatives 
(3)    (including options) 
 and agreements to 
  purchase/sell:              2,534,295          0.62%       1,370,630   0.34% 
 
 
 TOTAL:                       3,130,771          0.77%       1,770,283   0.44% 
 
Class of relevant security:   Convertible Bond US26142RAA23 
                              Interests                      Short Positions 
                              Number             (%)         Number      (%) 
       Relevant securities 
(1)    owned 
 and/or controlled:           0                  0.00%       206,000     0.05% 
 
       Cash-settled 
(2)    derivatives: 
                              0                  0.00%       0           0.00% 
 
       Stock-settled 
       derivatives 
(3)    (including options) 
 and agreements to 
  purchase/sell:              0                  0.00%       0           0.00% 
 
 
 TOTAL:                       0                  0.00%       206,000     0.05% 
 
 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation to which subscription right exists: 
Details, including nature of the rights concerned and relevant percentages: 
 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 
Class of relevant            Purchase/sale    Number of     Price per unit 
security                                      securities 
USD 0.0001 class A common    Purchase         3             47.3300 USD 
USD 0.0001 class A common    Purchase         5             47.4800 USD 
USD 0.0001 class A common    Purchase         11            47.2272 USD 
USD 0.0001 class A common    Purchase         39            46.2800 USD 
USD 0.0001 class A common    Purchase         105           46.2400 USD 
USD 0.0001 class A common    Purchase         192           46.3000 USD 
USD 0.0001 class A common    Purchase         200           46.1850 USD 
USD 0.0001 class A common    Purchase         200           46.2750 USD 
USD 0.0001 class A common    Purchase         200           46.1950 USD 
USD 0.0001 class A common    Purchase         300           46.1800 USD 
USD 0.0001 class A common    Purchase         303           46.7866 USD 
USD 0.0001 class A common    Purchase         345           46.2631 USD 
USD 0.0001 class A common    Purchase         478           46.5253 USD 
USD 0.0001 class A common    Purchase         484           46.3023 USD 
USD 0.0001 class A common    Purchase         774           46.2150 USD 
USD 0.0001 class A common    Purchase         832           46.3887 USD 
USD 0.0001 class A common    Purchase         982           46.1262 USD 
USD 0.0001 class A common    Purchase         1,250         46.1933 USD 
USD 0.0001 class A common    Purchase         1,262         46.2377 USD 
USD 0.0001 class A common    Purchase         3,001         46.5606 USD 
USD 0.0001 class A common    Purchase         3,728         46.1739 USD 
USD 0.0001 class A common    Purchase         5,103         46.6864 USD 
USD 0.0001 class A common    Purchase         7,905         46.2037 USD 
USD 0.0001 class A common    Purchase         8,133         46.7600 USD 
USD 0.0001 class A common    Purchase         12,900        46.2100 USD 
USD 0.0001 class A common    Purchase         15,911        46.1100 USD 
USD 0.0001 class A common    Purchase         16,988        46.3770 USD 
USD 0.0001 class A common    Purchase         28,211        46.3603 USD 
USD 0.0001 class A common    Purchase         28,551        46.1553 USD 
USD 0.0001 class A common    Purchase         39,107        46.1982 USD 
USD 0.0001 class A common    Purchase         42,957        46.6817 USD 
USD 0.0001 class A common    Purchase         62,429        46.6883 USD 
USD 0.0001 class A common    Purchase         92,773        46.4206 USD 
USD 0.0001 class A common    Purchase         234,238       46.6744 USD 
USD 0.0001 class A common    Sale             5             47.4800 USD 
USD 0.0001 class A common    Sale             37            46.1700 USD 
USD 0.0001 class A common    Sale             37            46.2300 USD 
USD 0.0001 class A common    Sale             37            46.1750 USD 
USD 0.0001 class A common    Sale             45            46.6900 USD 
USD 0.0001 class A common    Sale             74            46.2975 USD 
USD 0.0001 class A common    Sale             88            46.1400 USD 
USD 0.0001 class A common    Sale             100           46.3350 USD 
USD 0.0001 class A common    Sale             100           46.2450 USD 
USD 0.0001 class A common    Sale             100           46.8600 USD 
USD 0.0001 class A common    Sale             100           47.0700 USD 
USD 0.0001 class A common    Sale             100           47.3200 USD 
USD 0.0001 class A common    Sale             105           46.2400 USD 
USD 0.0001 class A common    Sale             105           46.3950 USD 
USD 0.0001 class A common    Sale             111           46.2816 USD 
USD 0.0001 class A common    Sale             116           46.1900 USD 
USD 0.0001 class A common    Sale             148           46.2237 USD 
USD 0.0001 class A common    Sale             160           39.3295 USD 
USD 0.0001 class A common    Sale             163           46.2342 USD 
USD 0.0001 class A common    Sale             171           46.2137 USD 
USD 0.0001 class A common    Sale             200           46.2200 USD 
USD 0.0001 class A common    Sale             204           46.8640 USD 
USD 0.0001 class A common    Sale             300           46.2566 USD 
USD 0.0001 class A common    Sale             311           46.2962 USD 
USD 0.0001 class A common    Sale             331           46.2653 USD 
USD 0.0001 class A common    Sale             338           46.2752 USD 
USD 0.0001 class A common    Sale             400           46.2600 USD 
USD 0.0001 class A common    Sale             700           46.2128 USD 
USD 0.0001 class A common    Sale             700           46.2485 USD 
USD 0.0001 class A common    Sale             1,200         46.3433 USD 
USD 0.0001 class A common    Sale             1,372         46.9499 USD 
USD 0.0001 class A common    Sale             1,600         46.8212 USD 
USD 0.0001 class A common    Sale             1,868         47.6021 USD 
USD 0.0001 class A common    Sale             2,185         46.3092 USD 
USD 0.0001 class A common    Sale             2,770         46.8523 USD 
USD 0.0001 class A common    Sale             2,800         46.3907 USD 
USD 0.0001 class A common    Sale             2,871         46.2713 USD 
USD 0.0001 class A common    Sale             3,468         46.2283 USD 
USD 0.0001 class A common    Sale             3,925         46.7417 USD 
USD 0.0001 class A common    Sale             5,400         46.2000 USD 
USD 0.0001 class A common    Sale             5,924         46.3753 USD 
USD 0.0001 class A common    Sale             7,534         46.5334 USD 
USD 0.0001 class A common    Sale             8,734         46.3589 USD 
USD 0.0001 class A common    Sale             10,550        46.4865 USD 
USD 0.0001 class A common    Sale             12,631        46.7557 USD 
USD 0.0001 class A common    Sale             12,937        46.2100 USD 
USD 0.0001 class A common    Sale             14,027        46.6908 USD 
USD 0.0001 class A common    Sale             14,147        46.2348 USD 
USD 0.0001 class A common    Sale             15,834        46.6605 USD 
USD 0.0001 class A common    Sale             15,911        46.1100 USD 
USD 0.0001 class A common    Sale             18,700        49.0000 USD 
USD 0.0001 class A common    Sale             18,819        46.1582 USD 
USD 0.0001 class A common    Sale             21,826        46.3637 USD 
USD 0.0001 class A common    Sale             32,148        46.8053 USD 
USD 0.0001 class A common    Sale             32,829        46.6145 USD 
USD 0.0001 class A common    Sale             34,203        46.1600 USD 
USD 0.0001 class A common    Sale             40,021        46.5873 USD 
USD 0.0001 class A common    Sale             72,323        46.5083 USD 
USD 0.0001 class A common    Sale             97,592        46.8330 USD 
USD 0.0001 class A common    Sale             106,420       46.4199 USD 
 

(b) Cash-settled derivative transactions

 
Class of       Product        Nature of dealing    Number of     Price per 
relevant       description    e.g.                 reference     unit 
security       e.g. CFD       opening/closing a    securities 
                              long/short 
                              position, 
                              increasing/reducing 
                              a long/short 
                              position 
 
 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 
Class of  Product      Writing,     Number of   Exercise  Type e.g.  Expiry  Option 
relevant  description  purchasing,  securities  price     American,  date    money 
security  e.g. call    selling,     to which    per       European           paid/ 
          option       varying      option      unit      etc.               received 
                       etc.         relates                                  per 
                                                                             unit 
 
 

(ii) Exercise

 
Class of        Product         Exercising/     Number of       Exercise price 
relevant        description     exercised       securities      per unit 
security        e.g. call       against 
                option 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant       Nature of dealing      Details  Price per unit (if 
security                e.g. subscription,              applicable) 
                        conversion 
 
 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, or any agreement or 
understanding, formal or informal, relating to relevant securities which may 
be an inducement to deal or refrain from dealing entered into by the person 
making the disclosure and any party to the offer or any person acting in 
concert with a party to the offer: Irrevocable commitments and letters of 
intent should not be included. If there are no such agreements, arrangements 
or understandings, state "none" 
 
 None 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or understanding, formal or informal, 
between the person making the disclosure and any other person relating to: (i) 
the voting rights of any relevant securities under any option; or (ii) the 
voting rights or future acquisition or disposal of any relevant securities to 
which any derivative is referenced: If there are no such agreements, 
arrangements or understandings, state "none" 
 
 None 
 

(c) Attachments

 
Is a Supplemental Form 8 (Open 
Positions) attached?                YES 
Date of disclosure:                 26 Oct 2021 
                                    Large Holdings Regulatory 
Contact name:                       Operations 
Telephone number:                   020 3134 7213 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

 

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
Identity of the person whose positions/dealings        Barclays PLC. 
are being disclosed: 
Name of offeror/offeree in relation to whose           DRAFTKINGS INC 
relevant securities this from relates: 
 

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 
Class       Product       Writing,      Number      Exercise  Type      Expiry 
of          description   purchasing,   of          price               date 
relevant                  selling,      securities  per unit 
security                  varying etc   to which 
                                        option 
                                        relates 
USD 0.0001 
 class A                                                                29 Oct 
 common     Call Options  Purchased     65,000      50.0000   American  2021 
USD 0.0001 
 class A                                                                22 Oct 
 common     Call Options  Written       -56,900     50.0000   American  2021 
USD 0.0001 
 class A                                                                21 Jan 
 common     Call Options  Written       -35,500     55.0000   American  2022 
USD 0.0001 
 class A                                                                20 Jan 
 common     Call Options  Written       -33,835     70.0000   American  2023 
USD 0.0001 
 class A                                                                20 Jan 
 common     Call Options  Written       -31,007     65.0000   American  2023 
USD 0.0001 
 class A                                                                21 Jan 
 common     Call Options  Written       -20,503     65.0000   American  2022 
USD 0.0001 
 class A                                                                20 Jan 
 common     Call Options  Written       -16,059     55.0000   American  2023 
USD 0.0001 
 class A                                                                20 Jan 
 common     Call Options  Written       -14,443     60.0000   American  2023 
USD 0.0001 
 class A                                                                19 Nov 
 common     Call Options  Written       -7,373      45.0000   American  2021 
USD 0.0001 
 class A                                                                21 Jan 
 common     Call Options  Written       -6,363      50.0000   American  2022 
USD 0.0001 
 class A                                                                21 Jan 
 common     Call Options  Written       -707        40.0000   American  2022 
USD 0.0001 
 class A                                                                21 Jan 
 common     Call Options  Written       -101        60.0000   American  2022 
USD 0.0001 
 class A                                                                20 May 
 common     Put Options   Purchased     -418,200    45.0000   American  2022 
USD 0.0001 
 class A                                                                21 Jan 
 common     Put Options   Purchased     -212,400    55.0000   American  2022 
USD 0.0001 
 class A                                                                20 Jan 
 common     Put Options   Purchased     -211,100    45.0000   American  2023 
USD 0.0001 
 class A                                                                19 Nov 
 common     Put Options   Purchased     -85,700     40.0000   American  2021 
USD 0.0001 
 class A                                                                21 Jan 
 common     Put Options   Purchased     -63,963     50.0000   American  2022 
USD 0.0001 
 class A                                                                20 Jan 
 common     Put Options   Purchased     -52,500     40.0000   American  2023 
USD 0.0001 
 class A                                                                19 Nov 
 common     Put Options   Purchased     -30,000     60.0000   American  2021 
USD 0.0001 
 class A                                                                21 Jan 
 common     Put Options   Purchased     -22,601     60.0000   American  2022 
USD 0.0001 
 class A                                                                22 Oct 
 common     Put Options   Purchased     -18,700     49.0000   American  2021 
USD 0.0001 
 class A                                                                21 Jan 
 common     Put Options   Purchased     -16,968     65.0000   American  2022 
USD 0.0001 
 class A                                                                29 Oct 
 common     Put Options   Purchased     -15,000     49.0000   American  2021 
USD 0.0001 
 class A                                                                21 Jan 
 common     Put Options   Purchased     -707        40.0000   American  2022 
USD 0.0001 
 class A                                                                20 May 
 common     Put Options   Written       505         40.0000   American  2022 
USD 0.0001 
 class A                                                                20 Jan 
 common     Put Options   Written       9,999       55.0000   American  2023 
USD 0.0001 
 class A                                                                21 Jan 
 common     Put Options   Written       22,500      60.0000   American  2022 
USD 0.0001 
 class A                                                                19 Nov 
 common     Put Options   Written       23,230      60.0000   American  2021 
USD 0.0001 
 class A                                                                19 Nov 
 common     Put Options   Written       45,248      45.0000   American  2021 
USD 0.0001 
 class A                                                                15 Jul 
 common     Put Options   Written       50,500      60.0000   American  2022 
USD 0.0001 
 class A                                                                20 May 
 common     Put Options   Written       54,944      50.0000   American  2022 
USD 0.0001 
 class A                                                                21 Jan 
 common     Put Options   Written       57,600      50.0000   American  2022 
USD 0.0001 
 class A                                                                20 Jan 
 common     Put Options   Written       111,403     60.0000   American  2023 
USD 0.0001 
 class A                                                                19 Nov 
 common     Put Options   Written       113,778     40.0000   American  2021 
USD 0.0001 
 class A                                                                19 Nov 
 common     Put Options   Written       141,400     55.0000   American  2021 
USD 0.0001 
 class A                                                                21 Jan 
 common     Put Options   Written       201,596     45.0000   American  2022 
USD 0.0001 
 class A                                                                14 Apr 
 common     Put Options   Written       202,000     45.0000   American  2022 
USD 0.0001 
 class A                                                                20 Jan 
 common     Put Options   Written       206,222     40.0000   American  2023 
USD 0.0001 
 class A                                                                20 Jan 
 common     Put Options   Written       223,210     50.0000   American  2023 
USD 0.0001 
 class A                                                                21 Jan 
 common     Put Options   Written       228,400     55.0000   American  2022 
USD 0.0001 
 class A                                                                20 Jan 
 common     Put Options   Written       275,033     45.0000   American  2023 
USD 0.0001 
 class A                                                                20 May 
 common     Put Options   Written       501,727     45.0000   American  2022 
 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 
Full details should be given so that the nature of the interest or position 
can be fully understood: 
 
 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

View source version on businesswire.com: https://www.businesswire.com/news/home/20211026005911/en/

 
    CONTACT: 

BARCLAYS PLC

 
    SOURCE: BARCLAYS PLC 
Copyright Business Wire 2021 
 

(END) Dow Jones Newswires

October 26, 2021 10:51 ET (14:51 GMT)

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