Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments
January 03 2025 - 4:22PM
Edgar (US Regulatory)
As
filed with the Securities and Exchange Commission on January 3, 2025
Registration
No. 333-267114
Registration
No. 333-259282
Registration
No. 333-240268
Registration
No. 333-226261
Registration
No. 333-212160
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
Post-Effective
Amendment No. 1 to Form S-8 Registration Statement No. 333-267114
Post-Effective
Amendment No. 1 to Form S-8 Registration Statement No. 333-259282
Post-Effective
Amendment No. 1 to Form S-8 Registration Statement No. 333-240268
Post-Effective
Amendment No. 1 to Form S-8 Registration Statement No. 333-226261
Post-Effective
Amendment No. 1 to Form S-8 Registration Statement No. 333-212160
REGISTRATION
STATEMENT UNDER THE SECURITIES ACT OF 1933
VBI
VACCINES INC.
(Exact
name of registrant as specified in its charter)
British
Columbia, Canada |
|
Not
Applicable |
(State
or other jurisdiction |
|
(I.R.S.
Employer |
of
incorporation or organization) |
|
Identification
No.) |
|
|
|
160
Second Street, Floor 3 |
|
|
Cambridge,
Massachusetts |
|
02142 |
(Address
of Principal Executive Offices) |
|
(Zip
Code) |
VBI
Vaccines Inc. Incentive Plan
SciVac
Therapeutics Inc. Incentive Plan
Variation
Biotechnologies (US), Inc. 2006 Stock Option Plan
Paulson
Capital Corp. 2013 Equity Incentive Plan
VBI
Vaccines Inc. 2014 Equity Incentive Plan |
(Full
title of the plan) |
VBI
Vaccines Inc.
160
Second Street, Floor 3 Cambridge, MA 02142
(Name
and address of agent for service)
(617)
830-3031
(Telephone
number, including area code, of agent for service)
Copies
to:
Rick
A. Werner, Esq.
Jayun
Koo, Esq.
Haynes
and Boone, LLP
30
Rockefeller Plaza, 26th Floor
New
York, New York 10112
Telephone:
(212) 659-7300
Facsimile:
(212) 884-8234
Indicate
by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting
company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,”
“smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act:
Large
accelerated filer |
☐ |
Accelerated
Filer |
☐ |
Non-accelerated
filer |
☒ |
Smaller
reporting company |
☒ |
|
|
Emerging
growth company |
☐ |
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
EXPLANATORY
NOTE
This
Post-Effective Amendment No. 1 for each of the following Registration Statements on Form S-8 (collectively, the “Prior Registration
Statements”) is being filed by VBI Vaccines Inc. (“VBI”) to terminate all offerings under the Prior Registration
Statements and to deregister any and all VBI common shares, no par value per share (the “Shares”), together with any
and all plan interests, registered but unsold or otherwise unissued as of the date hereof thereunder (note that the Share numbers or
amounts reflecting Shares listed below do not take into account any applicable corporate actions, such as stock splits, that may have
been taken in the interim):
|
1. |
Registration
Statement on Form S-8, File No. 333-212160, filed with the Securities and Exchange Commission (the “Commission”)
on June 21, 2016, registering (i) 3,596,658 Shares issuable under the SciVac Therapeutics Inc. Incentive Plan, (ii) 1,365,175 Shares
issuable under the Variation Biotechnologies (US), Inc. 2006 Stock Option Plan, (iii) 4,613 Shares issuable under the Paulson Capital
Corp. 2013 Equity Incentive Plan, and (iv) 734,524 Shares issuable under the VBI Vaccines Inc. 2014 Equity Incentive Plan, including
plan interests registered under each such plan. |
|
2. |
Registration
Statement on Form S-8, File No. 333-226261, filed with the Commission on July 20, 2018, registering 1,052,946 Shares issuable under
the VBI Vaccines Inc. Incentive Plan (the “Plan”), including plan interests registered thereunder. |
|
3. |
Registration
Statement on Form S-8, File No. 333-240268, filed with the Commission on July 31, 2020, registering 16,900,327 Shares issuable under
the Plan, including plan interests registered thereunder. |
|
4. |
Registration
Statement on Form S-8, File No. 333-259282, filed with the Commission on September 3, 2021, registering 2,449,674 Shares issuable
under the Plan, including plan interests registered thereunder. |
|
5. |
Registration
Statement on Form S-8, File No. 333-267114, filed with the Commission on August 26, 2022, registering 311,235 Shares issuable under
the Plan, including plan interests registered thereunder. |
On
August 2, 2024, VBI announced that as a result of the delisting notice it received from the Nasdaq Stock Market LLC
(“Nasdaq”) on July 30, 2024, the trading of its Shares would be suspended at the opening of business on August 8,
2024. On September 6, 2024, Nasdaq filed a Form 25 with the Commission to remove the Shares from listing and registration on Nasdaq.
VBI intends to file a Form 15 with the Commission to suspend its reporting obligations under the Securities Exchange Act of 1934, as
amended.
VBI
is no longer issuing securities under the plans covered by the Prior Registration Statements. This Post Effective Amendment No. 1 to
each of the Prior Registration Statements on Form S-8 is being filed in order to deregister all Shares and plan interests that were registered
under the Prior Registration Statements and remain unsold or otherwise unissued under those plans as of the date hereof.
SIGNATURES
Pursuant
to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all
of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment No. 1 to the Prior Registration Statements
to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Cambridge, State of Massachusetts, on January
3, 2025.
|
VBI
VACCINES INC. |
|
|
|
|
By: |
/s/
Jeffrey R. Baxter |
|
Name:
|
Jeffrey
R. Baxter |
|
Title: |
President
and Chief Executive Officer |
No
other person is required to sign this Post-Effective Amendment No. 1 to the Prior Registration Statements in reliance upon Rule 478 under
the Securities Act of 1933, as amended.
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