Post-effective Amendment (investment Company, Rule 485(b)) (485bpos)
April 08 2014 - 11:15AM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on April 8, 2014
1933 Act File No. 333-192859
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-14
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
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Pre-Effective Amendment No. [
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Post-Effective Amendment No. 1
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FUNDVANTAGE TRUST
(Exact Name Of Registrant As Specified In Charter)
(302) 791-1851
(Area Code and Telephone Number)
301 Bellevue Parkway, Wilmington, DE 19809
(Address of Principal Executive Offices)
Joel L. Weiss
BNY Mellon Investment Servicing (US) Inc.
103 Bellevue Parkway
Wilmington, DE 19809
(Name and Address of Agent for Service)
Copy to:
Joseph V. Del Raso, Esq.
Pepper Hamilton, LLP
3000 Two Logan Square
Philadelphia, PA 19103
It is proposed that this filing will become effective immediately pursuant to paragraph (b) of Rule 485 under the Securities Act of 1933.
No filing fee is due because Registrant is relying on Section 24(f) of the Investment Company Act of 1940, as amended.
This Post-Effective Amendment is being filed solely for the purpose of filing an exhibit to the Registration Statement on Form N-14 (File No. 333-192859). Parts A and B are incorporated herein by reference to the definitive prospectus and Statement of Additional Information filed pursuant to Rule 497 under the Securities Act of 1933, as amended, filed on January 22, 2014. Part C is incorporated herein by reference to the Registration Statement, except that sub-item 12 of Item 16 is restated in its entirety as indicated herein.
PART C
OTHER INFORMATION
Item 16. Exhibits.
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(12)
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Opinion and consent of Pepper Hamilton LLP regarding tax matters is filed herewith.
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it meets all of the requirements for effectiveness of this Post-Effective Amendment No. 1 to the Registrant’s registration statement on Form N-14 under Rule 485(b) under the Securities Act and has duly caused this Post-Effective Amendment No. 1 to the Registrant’s registration statement on Form N-14 to be signed on its behalf by the undersigned, duly authorized, in the City of Wilmington, and State of Delaware on the 8th day of April, 2014.
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FUNDVANTAGE TRUST
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By:
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/s/ Joel Weiss
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Joel Weiss, President and CEO
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As required by the Securities Act of 1933, this Post-Effective Amendment No. 1 to the Registrant’s registration statement on Form N-14 has been signed by the following persons in the capacities and on the dates indicated.
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/s/ Robert J. Christian*
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Trustee
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April 8, 2014
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Robert J. Christian
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/s/ Iqbal Mansur*
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Trustee
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April 8, 2014
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Iqbal Mansur
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/s/ Nancy B. Wolcott*
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Trustee
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April 8, 2014
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Nancy B. Wolcott
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/s/ Donald J. Puglisi*
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Trustee
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April 8, 2014
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Donald J. Puglisi
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/s/ Stephen M. Wynne*
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Trustee
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April 8, 2014
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Stephen M. Wynne
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/s/ James Shaw
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Treasurer and CFO
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April 8, 2014
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James Shaw
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/s/ Joel Weiss
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President and CEO
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April 8, 2014
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Joel Weiss
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* By:
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/s/ Joel Weiss
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Joel Weiss
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Attorney-in-Fact
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EXHIBIT INDEX
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Exhibit No.
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Description
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12
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Opinion and consent of Pepper Hamilton LLP regarding tax matters.
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