UNITED STATES

OMB APPROVAL

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549


FORM 144

OMB Number:  3235-0101

Expires:  July 31, 2023

Estimated average burden hours per response   1.00

NOTICE OF PROPOSED SALE OF SECURITIES

SEC USE ONLY

PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933

DOCUMENT SEQUENCE NO.

 

 

ATTENTION:  Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale

CUSIP NUMBER

or executing a sale directly with a market maker.

 


1 (a) NAME OF ISSUER (Please type or print)

(b) IRS IDENT. NO.

(c) S.E.C. FILE NO.

WORK LOCATION


JOSHUA GOLD RESOURCES, INC.


27-0531073


000-53809

 

1 (d) ADDRESS OF ISSUER                                    STREET                                                     CITY                                          STATE                                  ZIP CODE


1321 DUNDAS STREET                                                   WOODSTOCK                    ONTARIO                                           CANADA N4S 7V9

(e) TELEPHONE NO.


(226) 888-5610

2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD          RELATION TO ISSUER

(c) ADDRESS STREET                        CITY

STATE                 ZIP CODE

Dino Micacchi                                                                                                   Officer (1)

92 Oakridge Avenue

Innerkip

Ontario Canada N0J1M0


INSTRUCTION:  The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.


3 (a)

(b)

SEC USE ONLY

(c)

(d)

(e)

(f)

(g)

Title of the

Class of

Securities

To Be Sold


Name and Address of Each Broker Through Whom the

Securities are to be Offered or Each Market Maker

Who is Acquiring the Securities


Broker-Dealer

File Number

Number of Shares

Or Other Units

To Be Sold

(see instr. 3(c))

Aggregate

Market

Value

(see instr. 3(d))

Number of Shares

Or Other Units

Outstanding

(See instr. 3(e))

Approximate

Date of Sale

(see instr. 3(f))

(MO.  DAY  YR.)

Name of Each

Securities

Exchange

(See Instr. 3(g))

Common


RBC Dominion Securities, Inc.

 

8,003,439 (1)

$488,210 (2)

139,184,681

As soon as practicable based on market conditions.

OTC Pink



 

 

 

 

 

 

 



 

 

 

 

 

 

 

INSTRUCTIONS:

1.   (a)  Name of Issuer

3.   (a)  Title of the class of securities to be sold

(b)  Issuer’s I.R.S. Identification Number.

(b)  Name and address of each broker through whom the securities are intended to be sold

(c)  Issuer’s S.E.C. file number, if any

(c)  Number of shares or other units to be sold (if debt securities, give the aggregate face amount)

(d)  Issuer’s address, including zip code

(d)  Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice

(e)  Issuer’s telephone number, including area code

(e)  Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown

 

by the most recent report or statement published by the issuer

2.   (a)  Name of person for whose account the securities are to be sold

(f)  Approximate date on which the securities are to be sold

(b)  Such person’s relationship to the issuer (e.g., officer, director, 10%

(g)  Name of each securities exchange, if any, on which the securities are intended to be sold

Stockholder, or member of immediate family of any of the foregoing)

 

(c)  Such person’s address, including zip code

 

Potential persons who are to respond to the collection of information contained in this form are not

Required to respond unless the form displays a currently valid OMB control number.

SEC 1147 (08-07)




TABLE I – SECURITIES TO BE SOLD

Furnish the following information with respect to the acquisition of the securities to be sold

and with respect to the payment of all or any part of the purchase price or other consideration thereof:


Title of the Class

Date you

Acquired

Nature of Acquisition Transaction

Name of Person from Whom Acquired (If gift, also give date donor acquired)

Amount of Securities Acquired

Date of Payment

Nature of Payment

Common

1/30/2018

Compensation

Treasury

585,000

1/30/2018

Services as CFO

Common

1/30/2018

Compensation

Treasury

2,347,721

1/30/2018

Services as CFO

Common

12/24/2019

Compensation

Treasury

540,615

12/24/2019

Services as CFO

Common

12/27/2019

Compensation

Treasury

3,530,103

12/27/2019

Services as CFO

Common

12/27/2019

Compensation

Treasury

1,000,000

12/27/2019

Services as CFO

INSTRUCTIONS:

If the securities were purchased and full payment therefor was not made in cash at

the time of purchase, explain in the table or in a note thereto the nature of the

consideration given. If the consideration consisted of any note or other obligation,

or if payment was made in installments describe the arrangement and state when

the note or other obligation was discharged in full or the last installment paid.

TABLE II –– SECURITIES SOLD DURING THE PAST 3 MONTHS

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

Name and Address of Seller

Title of Securities Sold

Date of Sale

Amount of

Securities Sold

Gross Proceeds

None.

 

 

 

 

REMARKS:


INSTRUCTIONS:

See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as  to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are    required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

ATTENTION:  The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.


                     _________August 28, 2020_____________                                                                 _________/s/Dino Micacchi_______________________________________

                                             DATE OF NOTICE                                                                                                                                                                                             (SIGNATURE)

                     ________________________________________                                    The notice shall be signed by the person for whose account the securities are to be sold.  At least one copy of the notice shall be

                                 DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION,

                                                                        IF RELYING ON RULE 10B5-1                                                                                                                 of the notice shall be manually signed.  Any copies not manually signed shall bear typed or printed signatures.

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

SEC 1147 (02-08)




Footnotes:


(1)   In addition to the 540,615 shares Mr. Micacchi owns, 585,000 shares are held by Cheryl Colleen Micacchi, his wife and 6,877,824 shares held by 1873942 Ontario Inc., an entity that is controlled by Mr. Micacchi.


(2)   This figure is based on the quoted price of $0.061 as of August 27, 2020.



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