Statement of Changes in Beneficial Ownership (4)
August 24 2020 - 5:16PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
CLUFF WHITNEY O |
2. Issuer Name and Ticker or Trading Symbol
INCEPTION MINING INC.
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IMII
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
5330 S. 900 EAST #280 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/9/2020 |
(Street)
MURRAY, UT 84117
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 7/27/2020 | | P | | 7000 | A | $0.0285 | 1479597 | D | |
Common Stock | 7/28/2020 | | P | | 13000 | A | $0.0232 | 1492597 | D | |
Common Stock | 7/28/2020 | | P | | 13000 | A | $0.0266 | 1505597 | D | |
Common Stock | 7/29/2020 | | P | | 20000 | A | $0.0256 | 1525597 | D | |
Common Stock | 7/29/2020 | | P | | 20000 | A | $0.0251 | 1545597 | D | |
Common Stock | 7/29/2020 | | P | | 6800 | A | $0.0255 | 1552397 | D | |
Common Stock | 7/29/2020 | | P | | 200 | A | $0.027 | 1552597 | D | |
Common Stock | 7/29/2020 | | P | | 7569 | A | $0.028 | 1560166 | D | |
Common Stock | 7/29/2020 | | P | | 13994 | A | $0.027 | 1574160 | D | |
Common Stock | 7/30/2020 | | P | | 30000 | A | $0.029 | 1604160 | D | |
Common Stock | 7/31/2020 | | P | | 30000 | A | $0.029 | 1634160 | D | |
Common Stock | 8/3/2020 | | P | | 30000 | A | $0.029 | 1664160 | D | |
Common Stock | 8/3/2020 | | P | | 10000 | A | $0.0288 | 1654160 | D | |
Common Stock | 8/4/2020 | | S | | 10000 | D | $0.025 | 1664160 | D | |
Common Stock | 8/5/2020 | | P | | 25000 | A | $0.025 | 1689160 | D | |
Common Stock | 8/6/2020 | | P | | 15000 | A | $0.0248 | 1704160 | D | |
Common Stock | 8/7/2020 | | P | | 20000 | A | $0.025 | 1724160 | D | |
Common Stock | 8/10/2020 | | P | | 25000 | A | $0.028 | 1749160 | D | |
Common Stock | 8/11/2020 | | P | | 10000 | A | $0.0285 | 1759160 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
CLUFF WHITNEY O 5330 S. 900 EAST #280 MURRAY, UT 84117 | X |
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Signatures
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/s/ Whitney O. Cluff | | 8/24/2020 |
**Signature of Reporting Person | Date |
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