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UNITED
STATES
SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C.
20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of
1934
Date of
Report (Date of earliest event reported):
January 10, 2022
GOOD GAMING, INC.
(Exact name
of registrant as specified in charter)
Nevada |
|
000-53949 |
|
26-3988293 |
(State or
other jurisdiction |
|
(Commission |
|
(IRS
Employer |
of
incorporation) |
|
File
Number) |
|
Identification
No.) |
415 McFarlan Road,
Suite 108
Kennett Square,
PA
19348
(Address of
Principal Executive Offices) (Zip Code)
844-419-7445
(Registrant’s Telephone
Number, Including Area Code)
(Former Name
or Former Address, If Changed Since Last Report)
Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425) |
|
|
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b)) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
Title of
each class |
|
Trading
Symbol(s) |
|
Name of
each exchange on which registered |
None |
|
None |
|
None |
Indicate by
check mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§
240.12b-2 of this chapter).
Emerging
growth company
☐
If an
emerging growth company, indicate by check mart if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act. ☐
Item 1.01
Entry into a Material Agreement.
Second
Amendment to Employee Services Agreement
On
January 14, 2022, Good Gaming, Inc. (the “Company”)
and ViaOne Services, LLC, a Texas Limited Liability Company (the
“ViaOne”) entered into a second amendment (the “Second Amendment”)
to the Amended Employee Services Agreement, as amended on December
31, 2021 (the “Agreement”). Pursuant to the Second Amendment, the
Client Business Employees (as defined in the Agreement), including
employees and consultants of ViaOne, shall also be deemed
consultants of the Company and shall be eligible to participate in
the Company’s Employee Incentive Plan.
The foregoing description of the Second Amendment is not complete
and is subject to, and qualified in its entirety by the full text
of the Agreement, which is attached to this Current
Report on Form 8-K as Exhibit 10.1, the terms of which are
incorporated herein by reference.
Item 5.02
Departure of Directors or
Certain Officers; Election of Directors; Appointment of Certain
Officers; Compensatory Arrangements of Certain
Officers.
On
January 10, 2022, David Sterling, 57, was appointed as Chief
Operating Officer of the Company. Mr. Sterling will report to David
Dorwart, the Company’s Chief Executive Officer.
Prior to
joining the Company, Mr. Sterling was a Managing Director for
Chicago4Real Entertainment LLC (“Chicago4Real”) from January 2020
until December 2021, where he created and managed a fully
integrated content development studio producing live-streaming and
on-demand original programming. Prior to his time at Chicago4Real,
from January 2015 until December 2020, Mr. Sterling was Managing
Director at LOOT Interactive LLC. Mr. Sterling has over 25 years of
experience which includes developing and expanding innovative
content products for live and on-demand streaming, cross-platform
gaming (mobile, console, PC, streaming), VR, AR, podcasting,
non-profit outreach, and diverse lifestyle genres. On the marketing
side, Mr. Sterling also has leadership experience in the
direct-to-consumer content development industry.
Mr. Sterling
will be paid pursuant to the Agreement whereby employees of ViaOne
perform services for the benefit of the Company. Mr. Sterling will
receive a base salary of $180,000 and will be eligible for a bonus
of up to fifty (50%) percent of his base salary at the discretion
of the Board of Directors of the Company (the “Board”). Further,
pursuant to the Employee Services Agreement, Mr. Sterling shall be
eligible to receive employee stock grants or options at the
discretion of the Board.
The foregoing description of the Agreement is not complete and is
subject to, and qualified in its entirety by the full text of
the Agreement, which is attached to this Current
Report on Form 8-K as Exhibit 10.1, the terms of which are
incorporated herein by reference.
Item 7.01
Regulation FD Disclosure.
On
January 11, 2022, the Company issued a press release announcing the
appointment of Mr. Sterling as described in Item 5.02 of this Form
8-K. A copy of the Company’s press release is furnished with this
Form 8-K and attached hereto as Exhibit 99.1.
The
information set forth under Item 1.01, Item 5.02 and Item 8.01 of
this Current Report on Form 8-K is hereby incorporated in Item 7.01
by reference.
The information in Item 1.01, Item 5.02, Item 7.01 and Item 8.01 of
this Current Report on Form 8-K, including the attached Exhibits
10.1,99.1 and 99.2 are being furnished pursuant to Item 1.01, Item
5.02, Item 7.01 and Item 8.01 and shall not be deemed to be “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934,
as amended (the “Exchange Act”), or otherwise subject to the
liabilities of that section, and shall not be deemed to be
incorporated by reference into any of the Company’s filings under
the Securities Act of 1933, as amended, or the Exchange Act,
whether made before or after the date hereof and regardless of any
general incorporation language in such filings, except to the
extent expressly set forth by specific reference in such a
filing.
Item 8.01
Other Events.
On January
13, 2022, the Company issued a press release announcing its
engagement with RedChip Companies to lead the Company’s investor
relations efforts.
Item 9.01
Financial Statements and Exhibits.
(d)
Exhibits.
SIGNATURE
Pursuant to
the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Date:
January 14, 2022
|
Good
Gaming, Inc. |
|
|
|
By: |
/s/ David
B. Dorwart |
|
Name: |
David B.
Dorwart |
|
Title: |
Chief
Executive Officer |
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