Current Report Filing (8-k)
November 12 2013 - 7:32AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d)
of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported): November 12, 2013
General Steel Holdings, Inc.
(Exact name of registrant as specified
in its charter)
Nevada |
|
001-33717 |
|
41-2079252 |
(State or other jurisdiction
of incorporation) |
|
(Commission File Number) |
|
(IRS Employer
Identification Number) |
Level 21, Tower B, Jia Ming Center
No. 27 Dong San Huan North Road
Chaoyang District, Beijing, China 100020
(Address of
principal executive offices)
Registrant’s telephone number,
including area code:
+ 86 (10) 57757691
(Former name or former address, if changed
since last report)
Suite 2315, Kun Tai International
Mansion Building, Yi No 12, Chaoyangmenwai Ave.,
Chaoyang District, Beijing, China 100020
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
ITEM 2.02 RESULTS OF OPERATIONS AND FINANCIAL CONDITION.
On November 12, 2013, General Steel Holdings, Inc. (the “Company”)
issued a press release relating to its financial results for its third quarter ended September 30, 2013. The press release contains
statements intended as “forward-looking statements,” all of which are subject to the cautionary statement about forward-looking
statements set forth therein. A copy of that press release is attached as Exhibit 99.1 hereto and incorporated into this Item 2.02
by reference.
In accordance with General Instruction B.2 of Form 8-K, the
information included or incorporated in this Item 2.02, including Exhibit 99.1, shall not be deemed “filed” for purposes
of Section 18 of the Securities Exchange Act of 1934, nor shall such information and exhibit be deemed incorporated by reference
in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such
a filing.
ITEM 7.01 REGULATION FD DISCLOSURE.
On November 12, 2013, in connection with its conference call
pertaining to its financial results for its third quarter ended September 30, 2013, the Company also posted a slide show presentation
in the form attached hereto as Exhibit 99.2, and incorporated herein by reference, on its website at http://www.gshi-steel.com.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS.
(d) Exhibits.
Exhibit
No. |
|
Description |
|
|
99.1 |
|
Press Release issued on November 12, 2013. |
99.2 |
|
Presentation of General Steel Holdings, Inc. |
Note Regarding Forward-Looking Statements
This filing contains statements that are
forward-looking within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act
of 1934. Such forward-looking statements are only predictions and are not guarantees of future performance. Investors
are cautioned that any such forward-looking statements are and will be, as the case may be, subject to many risks, uncertainties,
certain assumptions and factors relating to the operations and business environments of General Steel Holdings, Inc. and its subsidiaries
that my cause the actual results of the companies to be materially different from any future results expressed or implied in such
forward-looking statements. Although General Steel Holdings, Inc. believes that the expectations and assumptions reflected
in the forward-looking statements are reasonable based on information currently available to its management, General Steel Holdings,
Inc. cannot guarantee future results or events. General Steel Holdings, Inc. expressly disclaims a duty to update any
of the forward-looking statement.
SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.
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General Steel Holdings, Inc. |
|
|
|
|
By: |
/s/ John Chen |
|
Name: |
John Chen |
|
Title: |
Chief Financial Officer |
Dated: November 12, 2013
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