/FIRST AND FINAL ADD - TO140 - Pengrowth Energy Trust Earnings/ PENGROWTH ENERGY TRUST NOTES TO UNAUDITED CONSOLIDATED FINANCIAL STATEMENTS YEARS ENDED DECEMBER 31, 2004 AND 2003 (Tabular amounts are stated in thousands of dollars except per unit amounts.) 1. STRUCTURE OF THE TRUST Pengrowth Energy Trust ("EnergyTrust") is a closed-end investment trust created under the laws of the Province of Alberta pursuant to a Trust Indenture dated December 2, 1988 (as amended) between Pengrowth Corporation ("Corporation") and Computershare Investor Services Inc. ("Computershare"). Operations commenced on December 30, 1988. The beneficiaries of EnergyTrust are the holders of trust units (the "unitholders"). EnergyTrust acquires and holds royalty units and notes issued by the Corporation, which entitles EnergyTrust to the net income generated by the Corporation and its subsidiaries' petroleum and natural gas properties less certain charges, as defined in the Royalty Indenture. In addition, unitholders are entitled to receive the net income from other investments that are held directly by EnergyTrust. EnergyTrust owns approximately 99.9 percent of the royalty units issued by the Corporation. Pengrowth Management Limited (the "Manager") is responsible for the management of the business affairs of the Corporation and the administration of EnergyTrust. The Manager owns 9 percent of the common shares of Corporation, and the Manager is controlled by an officer and a director of the Corporation. The remaining 91 percent of the common shares of the Corporation are owned by EnergyTrust. Under the terms of the Royalty Indenture, the Corporation is entitled to retain a 1 percent share of royalty income and all miscellaneous income (the "Residual Interest") to the extent this amount exceeds the aggregate of debt service charges, general and administrative expenses, and management fees. In 2004 and 2003, this Residual Interest, as computed, did not result in any income retained by Pengrowth Corporation. 2. SIGNIFICANT ACCOUNTING POLICIES Basis of Presentation EnergyTrust's consolidated financial statements have been prepared in accordance with Generally Accepted Accounting Principles ("GAAP")in Canada and they include the accounts of EnergyTrust, the Corporation and its subsidiaries (collectively referred to as "Pengrowth"). All inter-entity transactions have been eliminated. These financial statements do not contain the accounts of the Manager. EnergyTrust owns 91 percent of the shares of Corporation and, through the royalty, obtains substantially all the economic benefits of Corporation. In addition, the unitholders of EnergyTrust have the right to elect the majority of the board of directors of Corporation. Joint Interest Operations A significant proportion of Pengrowth's petroleum and natural gas development and production activities are conducted with others and accordingly the accounts reflect only Pengrowth's proportionate interest in such activities. Property Plant and Equipment Pengrowth follows the full cost method of accounting for oil and gas properties and facilities whereby all costs of developing and acquiring oil and gas properties are capitalized and depleted on the unit of production method based on proved reserves before royalties as estimated by independent engineers. The fair value of future estimated asset retirement obligations associated with properties and facilities are also capitalized and depleted on the unit of production method. The associated asset retirement obligations on future development capital costs are also included in the cost base subject to depletion. Natural gas production and reserves are converted to equivalent units of crude oil using their relative energy content. General and administrative costs are not capitalized other than to the extent they are directly related to a successful acquisition, or to the extent of Pengrowth's working interest in capital expenditure programs to which overhead fees can be recovered from partners. Overhead fees are not charged on 100 percent owned projects. Proceeds from disposals of oil and gas properties and equipment are credited against capitalized costs unless the disposal would alter the rate of depletion and depreciation by more than 20 percent, in which case a gain or loss on disposal is recorded. Pengrowth places a limit on the carrying value of property, plant and equipment and other assets, which may be depleted against revenues of future periods (the "ceiling test"). The carrying value is assessed to be recoverable when the sum of the undiscounted cash flows expected from the production of proved reserves, the lower of cost and market of unproved properties and the cost of major development projects exceeds the carrying value. When the carrying value is not assessed to be recoverable, an impairment loss is recognized to the extent that the carrying value of assets exceeds the sum of the discounted cash flows expected from the production of proved and probable reserves, the lower of cost and market of unproved properties and the cost of major development projects. The cash flows are estimated using expected future product prices and costs and are discounted using a risk-free interest rate. The carrying value of property, plant and equipment and other assets subject to the ceiling test includes asset retirement costs. Repairs and maintenance costs are expensed as incurred. Goodwill Goodwill, which represents the excess of the total purchase price over the estimated fair value of the net identifiable assets and liabilities acquired, is not amortized but instead is assessed for impairment annually or as events occur that could result in impairment. Impairment is assessed by determining the fair value of the reporting entity (consolidated EnergyTrust) and comparing this fair value to the book value of the reporting entity. If the fair value of the reporting entity is less than the book value, impairment is measured by allocating the fair value of the reporting entity to the identifiable assets and liabilities of the reporting entity as if the reporting entity had been acquired in a business combination for a purchase price equal to its fair value. The excess of the fair value of the reporting entity over the assigned values of the identifiable assets and liabilities is the fair value of the goodwill. Any excess of the book value of goodwill over this implied fair value is the impairment amount. Impairment is charged to earnings in the period in which it occurs. Goodwill is stated at cost less impairment. Injectant Costs Injectants (mostly ethane and methane) are used in miscible flood programs to stimulate incremental oil recovery. The cost of injectants purchased from third parties for miscible flood projects is deferred and amortized over the period of expected future economic benefit which is estimated as 24 to 30 months. Inventory Inventories of crude oil, natural gas and natural gas liquids are stated at the lower of average cost and net realizable value. Asset Retirement Obligations Pengrowth recognizes the fair value of an Asset Retirement Obligation ("ARO") in the period in which it is incurred when a reasonable estimate of the fair value can be made. The fair value of the estimated ARO is recorded as a liability, with a corresponding increase in the carrying amount of the related asset. The capitalized amount is depleted on the unit of production method based on proved reserves. The liability amount is increased each reporting period due to the passage of time and the amount of accretion is expensed to income in the period. Actual costs incurred upon the settlement of the ARO are charged against the ARO. Pengrowth has placed cash in segregated remediation trust accounts to fund certain ARO for the Judy Creek and Swan Hills properties, and the Sable Offshore Energy Project ("SOEP"). Contributions to these remediation trust accounts and expenditures on ARO not funded by the trust accounts are charged against actual cash distributions in the period incurred. Income Taxes EnergyTrust is a taxable trust under the Canadian Income Tax Act. As income taxes are the responsibility of the individual unitholders and EnergyTrust distributes all of its taxable income to its unitholders, no provision has been made for income taxes by EnergyTrust in these financial statements. The Corporation follows the tax liability method of accounting for income taxes. Under this method, income tax liabilities and assets are recognized for the estimated tax consequences attributable to differences between the amounts reported in the financial statements of the Corporation and its subsidiaries and their respective tax bases, using enacted income tax rates. The effect of a change in income tax rates on future income tax liabilities and assets is recognized in income in the period that the change occurs. Trust Unit Compensation Plans Pengrowth has unit based compensation plans, which are described in Note 10. Compensation expense associated with unit based compensation plans is recognized in income over the vesting period of the plan with a corresponding increase in contributed surplus. The amount of compensation expense and contributed surplus is reduced for options and rights that are cancelled prior to vesting. Any consideration received upon the exercise of the unit based compensation together with the amount of non-cash compensation expense recognized in contributed surplus is recorded as an increase in trust unitholders' capital. Compensation expense is based on the fair value of the unit based compensation at the date of grant using a modified Black- Scholes option pricing model. Pengrowth does not have any outstanding unit compensation plans that call for settlement in cash or other assets. Grants of such items, if any, will be recorded as expenses and liabilities based on the intrinsic value. Risk Management Financial instruments are utilized by Pengrowth to manage its exposure to commodity price fluctuations, foreign currency and interest rate exposures. Pengrowth's practice is not to utilize financial instruments for trading or speculative purposes. Pengrowth formally documents relationships between hedging instruments and hedged items, as well as its risk management objective and strategy for undertaking various hedge transactions. This process includes linking derivatives to specific assets and liabilities on the balance sheet or to specific firm commitments or forecasted transactions. Pengrowth also formally assesses, both at the hedge's inception and on an ongoing basis, whether the derivatives that are used in hedging transactions are highly effective in offsetting changes in fair value or cash flows of hedged items. Pengrowth uses forward, futures and swap contracts to manage its exposure to commodity price fluctuations. The net receipts or payments arising from these contracts are recognized in income as a component of oil and gas sales during the same period as the corresponding hedged position. Foreign exchange gains and losses on foreign currency exchange swaps used to hedge U.S. dollar denominated gas sales are recognized in income as a component of natural gas sales during the same period as the corresponding hedged position. Interest rate swap agreements are used as part of Pengrowth's program to manage the fixed and floating interest rate mix of Pengrowth's total debt portfolio and related overall cost of borrowing. The interest rate swap agreements involve the periodic exchange of payments without the exchange of the notional principal amount upon which the payments are based, and are recorded as an adjustment of interest expense on the hedged debt instrument. Measurement Uncertainty The preparation of financial statements in conformity with Canadian GAAP requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities at the date of the financial statements and revenues and expenses for the period then ended. The amounts recorded for depletion, depreciation, amortization of injectants and the ARO are based on estimates. The ceiling test calculation is based on estimates of proved reserves, production rates, oil and natural gas prices, future costs and other relevant assumptions. By their nature, these estimates are subject to measurement uncertainty and may impact the consolidated financial statements of future periods. Earnings per unit In calculating diluted net income per unit, Pengrowth follows the treasury stock method to determine the dilutive effect of trust unit options and other dilutive instruments. Under the treasury stock method, only "in the money" dilutive instruments impact the diluted calculations. Cash and term deposits Pengrowth considers term deposits with an original maturity of three months or less to be cash equivalents. Revenue recognition Revenue from the sale of oil and natural gas is recognized when the product is delivered. Revenue from processing and other miscellaneous sources is recognized upon completion of the relevant service. Comparative figures Certain comparative figures have been reclassified to conform to the presentation adopted in the current year. 3. CHANGES IN ACCOUNTING POLICIES Full Cost Accounting Guideline Effective January 1, 2003, Pengrowth adopted a new Canadian accounting standard relating to full cost accounting for oil and gas entities, as outlined in Note 2. Prior to adopting the new standard, the limit on the aggregate carrying value of the property, plant and equipment and other assets that may be carried forward for depletion against future revenues was based on the sum of the undiscounted cash flows expected from the production of proved reserves, the lower of cost or market of unproved reserves and the cost of major development projects less the estimated future costs for administration, financing, ARO and income taxes. Asset Retirement Obligations Effective January 1, 2002, Pengrowth retroactively adopted, with restatement of prior periods, a new accounting standard relating to ARO, as outlined in Note 2. Prior to adopting the standard, Pengrowth recognized a provision for future site restoration costs over the life of the oil and gas properties and facilities using a unit of production method. Trust Unit Based Compensation Plan Effective January 1, 2003, Pengrowth prospectively adopted amendments to a Canadian accounting standard relating to recognizing the compensation expense associated with unit based compensation plans, as outlined in Note 2. Under the amended standards, Pengrowth must recognize compensation expense based on the fair value of the trust unit options and rights granted under Pengrowth's unit based compensation plans. Pengrowth uses a modified Black-Scholes option pricing model to determine the fair value of trust unit based compensation plans at the date of grant. For trust unit options and rights granted in 2002, Pengrowth elected not to recognize compensation expense but provide pro forma disclosure as if the amended accounting standards were adopted retroactively. 4. REMEDIATION TRUST FUNDS Pengrowth is required to make contributions to a remediation trust fund that is used to cover certain ARO of the Judy Creek properties. Pengrowth makes monthly contributions to the fund of $0.10 per boe of production from the Judy Creek properties and an annual lump sum contribution of $250,000. Every five years Pengrowth must evaluate the assets in the trust fund and the outstanding ARO, and make recommendations to the former owner of the Judy Creek properties as to whether contribution levels should be changed. In 2004 an evaluation was completed with the results of the evaluation determining that current funding levels would remain unchanged until the next evaluation in 2007. Pengrowth may be required to increase contributions to the Judy Creek remediation trust fund based on future evaluations of the fund. Pengrowth is required, pursuant to various agreements with the SOEP partners, to make contributions to a remediation trust fund that will be used to fund the ARO of the SOEP properties and facilities. Pengrowth makes monthly contributions to the fund of $0.04 per mcf of natural gas production and $0.08 per boe of natural gas liquids production from SOEP. The following summarizes Pengrowth's trust fund contributions for 2004 and 2003 and Pengrowth's expenditures on ARO not covered by the trust funds: 2004 2003 --------------------------------------------------------------------- Contributions to Judy Creek Remediation Trust Fund $ 906 $ 910 Contributions to Sable Environmental Restoration Fund 548 181 Expenditures related to Judy Creek Remediation Trust Fund (537) (378) --------------------------------------------------------------------- 917 713 --------------------------------------------------------------------- Expenditures on ARO not covered by the trust funds 3,903 2,865 Expenditures on ARO covered by the trust funds 537 378 --------------------------------------------------------------------- 4,440 3,243 --------------------------------------------------------------------- Total trust fund contributions and ARO expenditures not covered by the trust funds $ 5,357 $ 3,956 --------------------------------------------------------------------- --------------------------------------------------------------------- 5. ACQUISITIONS Corporate Acquisition On May 31, 2004, Pengrowth acquired all of the issued and outstanding shares of a company which had interests in oil and natural gas assets in Alberta and Saskatchewan (the "Murphy Assets"). The transaction was accounted for using the purchase method of accounting with the allocation of the purchase price and consideration paid as follows: Allocation of purchase price: Working capital $ 9,310 Property, plant, and equipment 502,924 Goodwill (with no tax base) 170,619 Asset retirement obligations (43,876) Future income taxes (60,012) Contract liabilities (28,175) -------------------------------------------------------------------- $ 550,790 -------------------------------------------------------------------- -------------------------------------------------------------------- Cost of acquisition: Cash and term deposits $ 224,700 Acquisition facility 325,000 Acquisition costs 1,090 -------------------------------------------------------------------- $ 550,790 -------------------------------------------------------------------- -------------------------------------------------------------------- Property, plant and equipment of $503 million represents the fair value of the assets acquired determined in part by an independent reserve evaluation, net of purchase price adjustments. Goodwill of $171 million was determined based on the excess of the total consideration paid less the value assigned to the identifiable assets and liabilities including the future income tax liability. The future income tax liability was determined based on the enacted income tax rate of approximately 34 percent as at May 31, 2004. Contract liabilities include a natural gas fixed price sales contract (see Note 17) and firm pipeline demand charge contracts. The fair value of these liabilities has been determined on the date of acquisition and a liability of $21,824,000 has been recorded for the natural gas fixed price sales contract and $6,351,000 has been recorded for the firm pipeline demand charge contracts. The liabilities will be reduced as the contracts are settled. Results from operations of the acquired Murphy Assets subsequent to May 31, 2004 are included in the consolidated financial statements. The following unaudited pro forma information provides an indication of what Pengrowth's results of operations might have been had the acquisition of the Murphy Assets taken place on January 1 of each of the following years: 2004 2003 (unaudited) (unaudited) --------------------------------------------------------------------- Oil and gas sales $ 882,846 $ 899,770 Net income $ 180,101 $ 236,500 Net income per unit: Basic $ 1.206 $ 1.793 Diluted $ 1.201 $ 1.785 Property Acquisitions In August 2004, Pengrowth acquired an additional 34.35 percent working interest in Kaybob Notikewin Unit No.1 for a purchase price of $20.0 million before adjustments. The acquisition increased Pengrowth's working interest in the Kaybob Notikewin Unit No.1 to approximately 99 percent. In December 2003, Pengrowth acquired an 8.4 percent working interest in the SOEP offshore production platforms and associated sub-sea field gathering lines from Emera Offshore Incorporated ("Emera") for $65 million. The consideration for this acquisition included cash of $20 million and a $45 million note payable over three years (see Note 8). In conjunction with the December 2003 acquisition, Pengrowth exchanged its royalty interest in SOEP for a direct working interest in SOEP. In May 2003, Pengrowth acquired an 8.4 percent working interest in the SOEP processing facilities, downstream of the Thebaud central processing platform, for approximately $57 million. In June 2003, Pengrowth acquired interests in eleven significant discovery licenses from Nova Scotia Resources (Ventures) Limited ("NSRVL") for $4.5 million plus a ten percent Net Profits Interest to NSRVL. 6. PROPERTY, PLANT AND EQUIPMENT AND OTHER ASSETS 2004 2003 --------------------------------------------------------------------- Property, Plant and Equipment Property, Plant and Equipment, at cost $ 2,986,681 $ 2,281,166 Accumulated depletion and depreciation (1,022,435) (775,103) --------------------------------------------------------------------- Net book value of property, plant and equipment 1,964,246 1,506,063 Other Assets Deferred injectant costs 25,042 24,296 --------------------------------------------------------------------- Net book value of property, plant and equipment and other assets $ 1,989,288 $ 1,530,359 --------------------------------------------------------------------- --------------------------------------------------------------------- Property, plant and equipment includes $81.1 million (2003 - $69.5 million) related to ARO, net of accumulated depletion. Pengrowth performed a ceiling test calculation at December 31, 2004 to assess the recoverable value of the property, plant and equipment and other assets. The oil and gas future prices are based on the January 1, 2005 commodity price forecast of our independent reserve evaluators. These prices have been adjusted for commodity price differentials specific to Pengrowth. The following table summarizes the benchmark prices used in the ceiling test calculation. Based on these assumptions, the undiscounted value of future net revenues from Pengrowth's proved reserves exceeded the carrying value of property, plant and equipment and other assets at December 31, 2004. Foreign Edmonton Light WTI Oil Exchange Crude Oil AECO Gas Year ($U.S./bbl) Rate ($Cdn/bbl) ($Cdn/mmbtu) -------------------------------------------------------------------- 2005 42.00 0.82 50.25 6.60 2006 40.00 0.82 47.75 6.35 2007 38.00 0.82 45.50 6.15 2008 36.00 0.82 43.25 6.00 2009 34.00 0.82 40.75 6.00 2010-2015 33.50 0.82 40.08 6.10 --------------------------------------------------------------------- Escalate 2.0% 2.0% 2.0% thereafter per year per year per year 7. ASSET RETIREMENT OBLIGATIONS The total future ARO were estimated by management based on Pengrowth's working interest in wells and facilities, estimated costs to remediate, reclaim and abandon the wells and facilities and the estimated timing of the costs to be incurred in future periods. Pengrowth has estimated the net present value of its total ARO to be $172 million as at December 31, 2004 (2003 - $103 million), based on a total future liability of $551 million (2003 - $352 million). These costs are expected to be made over 50 years with the majority of the costs incurred between 2014 and 2037. Pengrowth's credit adjusted risk free rate of 8 percent (2003 - 8 percent) and an inflation rate of 1.5 percent (2003 - 1.5 percent) were used to calculate the net present value of the ARO. The following reconciles Pengrowth's ARO: 2004 2003 --------------------------------------------------------------------- Asset retirement obligations, beginning of year $ 102,528 $ 73,493 Increase in liabilities during the year related to: Acquisitions 44,368 9,865 Additions 2,681 1,221 Revisions 16,087 15,153 Accretion expense 10,642 6,039 Liabilities settled during the year (4,440) (3,243) --------------------------------------------------------------------- Asset retirement obligations, end of year $ 171,866 $ 102,528 --------------------------------------------------------------------- --------------------------------------------------------------------- 8. NOTE PAYABLE The note payable is due to Emera, in respect of the acquisition of the SOEP facility (Note 5). The note payable is secured by Pengrowth's working interest in SOEP. The note payable is non-interest bearing with payments due as follows: $15 million on December 29, 2005, and $20 million on December 31, 2006. At December 31, 2004, $2.0 million has been recorded as a deferred charge representing the imputed interest on the non-interest bearing note. This amount will be recognized as interest expense over the period outstanding for each individual instalment. 9. LONG-TERM DEBT 2004 2003 --------------------------------------------------------------------- U.S. dollar denominated debt: U.S. $150 million senior unsecured notes at 4.93 percent due April 2010 $ 180,300 $ 194,475 U.S. $50 million senior unsecured notes at 5.47 percent due April 2013 60,100 64,825 --------------------------------------------------------------------- 240,400 259,300 Canadian dollar revolving credit borrowings 105,000 - --------------------------------------------------------------------- $ 345,400 $ 259,300 --------------------------------------------------------------------- --------------------------------------------------------------------- On April 23, 2003, Pengrowth closed a U.S. $200 million private placement of senior unsecured notes to a group of U.S. investors. The notes were offered in two tranches of U.S. $150 million at 4.93 percent due April 2010 and U.S. $50 million at 5.47 percent due in April 2013. The notes contain certain financial maintenance covenants and interest is paid semi-annually. Costs incurred in connection with issuing the notes, in the amount of $2,141,000, are being amortized straight line over the term of the notes (see Note 11). The Corporation has a $375 million revolving unsecured credit facility syndicated among eight financial institutions with an extendible 364 day revolving period and a two year amortization term period. The facilities are currently reduced by outstanding letters of credit in the amount of approximately $23 million. In addition, it has a $35 million demand operating line of credit. Interest payable on amounts drawn is at the prevailing bankers' acceptance rates plus stamping fees, lenders' prime lending rates, or U.S. libor rates plus applicable margins, depending on the form of borrowing by the Corporation. The margins and stamping fees vary from 0.25 percent to 1.50 percent depending on financial statement ratios and the form of borrowing. The revolving credit facility will revolve until May 30, 2005, whereupon it may be renewed for a further 364 days, subject to satisfactory review by the lenders, or converted into a term facility. One third of the amount outstanding would be repaid in equal quarterly instalments in each of the first two years with the final one third to be repaid upon maturity of the term period. The Corporation can post, at its option, security suitable to the banks in lieu of the first year's payments. In such an instance, no principal payment would be made to the banks for one year following the date of non-renewal. 10. TRUST UNITS The total authorized capital of Pengrowth is 500,000,000 trust units. 2004 2003 --------------------------------------------------------------------- Number Number Trust Units Issued of units Amount of units Amount --------------------------------------------------------------------- Balance, beginning of year 123,873,651 $ 1,872,924 110,562,327 $ 1,662,726 Issued for cash 10,900,000 200,560 8,500,000 144,075 Less: issue expenses - (10,710) - (7,820) Issued for cash on exercise of trust units options and rights 547,974 8,735 3,358,442 51,701 Issued for cash under Distribution Reinvestment Plan ("DRIP") 543,888 9,636 1,452,882 22,242 Trust unit rights incentive plan (non-cash exercised) - 259 - - Royalty units exchanged for trust units 700 - - - --------------------------------------------------------------------- Balance, prior to conversion 135,866,213 $ 2,081,404 123,873,651 $ 1,872,924 Converted to Class A or Class B trust units (135,792,888) (2,080,281) - - --------------------------------------------------------------------- Balance, end of year 73,325 $ 1,123 123,873,651 $ 1,872,924 --------------------------------------------------------------------- Class A Trust Units Class B Trust Units --------------------------------------------------------------------- For the period from July 27, 2004 to December 31, 2004 --------------------------------------------------------------------- Number Number Trust Units Issued of units Amount of units Amount --------------------------------------------------------------------- Balance, beginning of period - $ - - $ - Trust units converted 76,792,759 1,176,427 59,000,129 903,854 Issued for cash - - 15,985,000 298,920 Less: issue expenses - - - (15,577) Issued for cash on exercise of trust units options and rights - - 746,864 11,516 Issued for cash under Distribution Reinvestment Plan ("DRIP") - - 374,478 6,750 Trust unit rights incentive plan (non-cash exercised) - - - 271 --------------------------------------------------------------------- Balance, end of period 76,792,759 $ 1,176,427 76,106,471 $ 1,205,734 --------------------------------------------------------------------- On July 27, 2004 Pengrowth implemented a reclassification of its trust units whereby the existing outstanding trust units were reclassified into Class A or Class B trust units depending on the residency of the unitholder. Of the original trust units, 73,325 are undeclared trust units that have not been classified as Class A or Class B trust units as the unitholders of these trust units have not submitted a declaration of residency certificate. The Class A trust units and the Class B trust units have the same rights to vote, obtain distributions upon wind-up or dissolution of EnergyTrust. The most significant distinction between the two classes of units is in respect of residency of the persons entitled to hold and trade the Class A trust units and Class B trust units. Class A trust units are not subject to any residency restriction but are subject to a restriction on the number to be issued such that the total number of issued and outstanding Class A trust units will not exceed 99 percent of the number of issued and outstanding Class B trustunits after an initial implementation period (the "Ownership Threshold"). Class A trust units may be converted by a holder at any time into Class B trust units provided that the holder is a resident of Canada and provides a suitable residency declaration. Class A trust units trade on both the Toronto Stock Exchange ("TSX") and the New York Stock Exchange ("NYSE"). Class B trust units may not be held by non-residents of Canada and trade only on the TSX. Class B trust units may be converted by a holder into Class A trust units, provided that the Ownership Threshold will not be exceeded. If the number of issued and outstanding Class A trust units exceeds the Ownership Threshold, EnergyTrust may make a public announcement of the contravention and enforce one or several available options to reduce the number of Class A trust units to the Ownership Threshold, as outlined in the Trust Indenture. If it appears from the securities registers, or if the Board of Directors of Corporation determines that, a person that is a non-resident of Canada holds or beneficially owns any Class B trust units, Pengrowth shall send a notice to the registered holder(s) of the Class B trust units requiring such holder(s) to dispose of the Class B trust units and pending such disposition may suspend all rights of ownership attached to such units, including the rights to receive distributions. Following the reclassification, the number of outstanding Class A trust units exceeded the Ownership Threshold. The Trust Indenture provides that the provisions of the Ownership Threshold will not apply until December 31, 2004 or such later date by which Pengrowth must comply with the Ownership Threshold as may be specified in the Advance Tax Ruling; however, if the Board of Directors of Pengrowth Corporation determines that the number of outstanding Class A trust units on or after that date is likely to exceed the Ownership Threshold, Pengrowth Corporation may enforce any or all of the available provisions. On December 1, 2004, Pengrowth received a letter from the Canada Revenue Agency that amended the Advance Tax Ruling to extend the date by which Pengrowth must comply with the Ownership Threshold in order to be able to rely on the ruling from December 31, 2004 to June 1, 2005. The number of Class A trust units exceeded the Ownership Threshold by 0.45 percent on December 31, 2004. Certain provisions exist that could prevent exclusionary offers being made for only one class of trust units in existence at the time of the original offer. In the event that an offer is made for only one class of trust units, in certain circumstances, the Ownership Threshold would temporarily cease to apply. Pursuant to the terms of the Royalty Indenture and the Trust Indenture, there is attached to each royalty unit granted by the Corporation, to royalty unitholders other than EnergyTrust, the right to exchange such royalty units for an equivalent number of trust units. Accordingly Computershare, as Trustee, has reserved 18,240 trust units for such future conversion. Distribution Reinvestment Plan Class B unitholders are eligible to participate in the DRIP. DRIP entitles the unitholder to reinvest cash distributions in additional units of EnergyTrust. The trust units under the plan are issued from treasury at a 5 percent discount to the weighted average closing price of all Class B trust units traded on the TSX for the 20 trading days preceding a distribution payment date. Class A unitholders are not eligible to participate in DRIP. Trust units issued on the exercise of options and rights under Pengrowth's unit based compensation plans are Class B trust units. Contributed Surplus 2004 2003 --------------------------------------------------------------------- Balance, beginning of year $ 189 $ - Trust unit rights incentive plan (non-cash expensed) 2,264 189 Trust unit rights incentive plan (non-cash exercised) (530) - --------------------------------------------------------------------- Balance, end of year $ 1,923 $ 189 --------------------------------------------------------------------- --------------------------------------------------------------------- Trust Unit Option Plan Pengrowth has a trust unit option plan under which directors, officers, employees and special consultants of the Corporation and the Manager are eligible to receive options to purchase Class B trust units. Under the terms of the plan, up to 10 percent of the issued and outstanding trust units to a maximum of 10 million trust units may be reserved for option and right grants. The options expire seven years from the date of grant. One third of the options vest on the grant date, one third on the first anniversary of the date of grant, and the remaining third on the second anniversary. As at December 31, 2004, options to purchase 845,374 Class B trust units were outstanding (2003 - 2,014,903) that expire at various dates to June 28, 2009. 2004 2003 Trust Unit Options Number Weighted Number Weighted of options Average of options Average Exercise Exercise price price --------------------------------------------------------------------- Outstanding at beginning of year 2,014,903 $17.47 4,451,131 $16.78 Exercised (838,789) $16.82 (2,374,182) $16.19 Expired (325,200) $20.44 - $ - Cancelled (5,540) $16.53 (62,046) $17.17 --------------------------------------------------------------------- Outstanding at year-end 845,374 $16.97 2,014,903 $17.47 Exercisable at year-end 845,374 $16.97 1,999,436 $17.48 --------------------------------------------------------------------- The following table summarizes information about trust unit options outstanding and exercisable at December 31, 2004: Options Outstanding and Exercisable -------------------------------------------------------------------- Number Weighted- Outstanding Average Weighted- Range of and Remaining Average Exercise Exercisable Contractual Exercise Prices at Life(years) Price -------------------------------------------------------------------- $12.00 to $14.99 150,105 3.6 $13.05 $15.00 to $16.99 130,244 3.7 $15.04 $17.00 to $17.99 207,782 3.5 $17.48 $18.00 to $20.50 357,243 2.9 $19.02 --------------------------------------------------------------------- $12.00 to $20.50 845,374 3.3 $16.97 Employee Trust Unit Rights Incentive Plan Pengrowth has an Employee Trust Unit Rights Incentive Plan ("Rights Incentive Plan"), pursuant to which rights to acquire Class B trust units may be granted to the directors, officers, employees, and special consultants of the Corporation and the Manager. Under the Rights Incentive Plan, distributions per trust unit to trust unitholders in a calendar quarter which represent a return of more than 2.5 percent of the net book value of property, plant and equipment at the beginning of such calendar quarter result in a reduction in the exercise price. Total price reductions calculated for 2004 were $1.30 per trust unit right (2003 - $1.47 per trust unit right). One third of the rights granted under the Rights Incentive Plan vest on the grant date, one third on the first anniversary date of the grant and the remaining on the second anniversary. The rights have an expiry date of five years from the date of grant. As at December 31, 2004, rights to purchase 2,011,451 Class B trust units were outstanding (2003 - 1,112,140) that expire at various dates to October 28, 2009. 2004 2003 Rights Incentive Number Weighted Number Weighted Options of rights Average of rights Average Exercise Exercise price price --------------------------------------------------------------------- Outstanding at beginning of year 1,112,140 $12.20 1,964,100 $13.29 Granted(1) 1,409,856 $17.35 165,000 $16.35 Exercised (456,049) $13.47 (984,260) $13.49 Cancelled (54,496) $14.19 (32,700) $12.75 --------------------------------------------------------------------- Outstanding at year-end 2,011,451 $14.23 1,112,140 $12.20 Exercisable at year-end 1,037,078 $12.48 359,740 $11.92 --------------------------------------------------------------------- (1) Weighted average exercise price of rights granted are based on the exercise price at the date of grant. The following table summarizes information about rights incentive options outstanding and exercisable at December 31, 2004: Rights Outstanding Rights Exercisable ----------------------------------------------------- Number Weighted- Weighted- Number Weighted- Outstanding Average Average Exercisable Average Range of At Remaining Exercise At Exercise Exercise 12/31/04 Contractual Price 12/31/04 Price Prices Life(years) ----------------------------------------------------- $10.00 to $11.99 685,500 2.9 $10.46 685,500 $10.46 $12.00 to $13.99 32,900 3.3 $13.08 2,867 $12.73 $14.00 to $15.99 994,773 4.1 $15.50 249,285 $15.51 $17.00 to $18.99 298,278 4.6 $18.78 99,426 $18.78 --------------------------------------------------------------------- $10.00 to $18.99 2,011,451 3.7 $14.23 1,037,078 $12.48 Fair Value of Unit Based Compensation Pengrowth records compensation expense on rights incentive options granted on or after January 1, 2003. For trust unit options and rights granted in 2002, Pengrowth has elected to disclose the pro forma effect on net income had compensation expense been recorded using the fair value method. The following is the pro forma effect on net income: 2004 2003 --------------------------------------------------------------------- Net income $ 153,745 $ 189,297 Compensation expense related to trust unit options granted in 2002 - (367) Compensation expense related to rights incentive options granted in 2002 (1,067) (1,279) --------------------------------------------------------------------- Pro forma net income $ 152,678 $ 187,651 --------------------------------------------------------------------- --------------------------------------------------------------------- Pro forma net income per unit: Basic $ 1.145 $ 1.619 --------------------------------------------------------------------- --------------------------------------------------------------------- Diluted $ 1.139 $ 1.611 --------------------------------------------------------------------- --------------------------------------------------------------------- The fair value of rights incentive options granted in 2004 and 2003 was estimated at 15 percent of the exercise price at the date of grant using a modified Black-Scholes option pricing model with the following assumptions: risk-free rate of 3.9 percent, volatility of 22 percent, expected life of five years and adjustments for the estimated distributions and reductions in the exercise price over the life of the rights incentive option. Long-Term Incentive Program On November 29, 2004, the Board of Directors approved a new Long-Term Incentive Program effective, January 1, 2005. Under the new Long-Term Incentive Program, Restricted Share Units ("Phantom trust units") will be allocated to employees, officers, directors and certain consultants of the Corporation and the Manager. The number of Phantom trust units granted will be based on a grant value as a percentage of an individual's base salary and an established weighting of Phantom trust units and/or rights incentive options that is dependent on an individual's position. The Phantom trust units will fully vest on the third anniversary year from the date of grant. The Phantom trust units will receive distributions in the form of additional Phantom trust units. The number of Phantom trust units, including any additional units from re-invested distributions at the end of the three year vesting period will be subject to a relative performance test which compares Pengrowth's three-year average total return on the Phantom trust units to the three-year average total return of a peer group of other Energy Trusts. Upon vesting, the number of trust units issued from treasury may range from zero to one and one-half times the number of Phantom trust units granted. Employee Savings Plans Pengrowth has a trust unit savings plan whereby qualifying employees may contribute from one to ten percent of their basic annual salary. Employee contributions are invested in trust units purchased on the open market. Pengrowth matches the employees' contribution, investing in additional trust units purchased on the open market. Pengrowth's share of contributions is recorded as an expense and amounted to $1,301,314 in 2004 (2003 - $1,037,063). In addition, Pengrowth has a plan whereby it will match zero to five percent of an employee's contribution to their Group Registered Retirement Savings Plan. Pengrowth's share of contributions under this plan is recorded as an expense and amounted to $425,371 in 2004 (2003 - $358,245). Pengrowth's total matching contributions under both Employee Savings Plans cannot exceed ten percent of their basic annual salary. Trust Unit Margin Purchase Plan Pengrowth has a plan whereby the employees and certain consultants of Corporation and the Manager can purchase trust units and finance up to 75 percent of the purchase price through an investment dealer, subject to certain participation limits and restrictions. Certain officers and directors hold trust units under the Trust Unit Margin Purchase Plan; however, they are prohibited from increasing the number of trust units they can hold under the plan. Participants maintain personal margin accounts with the investment dealer and are responsible for all interest costs and obligations with respect to their margin loans. The Corporation has provided a $5 million letter of credit to the investment dealer to guarantee amounts owing with respect to the plan. The amount of the letter of credit may fluctuate depending on the amounts financed pursuant to the plan. At December 31, 2004, 848,022 trust units were deposited under the plan (2003 - 2,471,120) with a market value of $15.7 million (2003 - $52.5 million) and a corresponding margin loan of $3.1 million (2003 - $4.8 million). The investment dealer has limited the total margin loan available under the plan to the lesser of $15 million or 35 percent of the market value of the units held under the plan. If the market value of the trust units under the plan declines, the Corporation may be required to make payments or post additional letters of credit to the investment dealer. Any payments to be made by the Corporation are to be reduced by proceeds of liquidating the individual's trust units held under the plan. The maximum amount of the guarantee at December 31, 2004 was $3.1 million (2003 - $4.8 million), the fair value of which is estimated to be a nominal amount. Redemption Rights Trust units are redeemable at the request of a unitholder. The redemption right permits unitholders in the aggregate to redeem a maximum of $25,000 of trust units in a month. 11. DEFERRED CHARGES 2004 2003 --------------------------------------------------------------------- Imputed interest on note payable (net of accumulated amortization of $1,587, (2003 - nil) $ 2,020 $ 3,607 U.S. debt issue costs (net of accumulated amortization of $510, (2003 - $204) 1,631 1,937 --------------------------------------------------------------------- $ 3,651 $ 5,544 --------------------------------------------------------------------- --------------------------------------------------------------------- 12. FOREIGN EXCHANGE LOSS (GAIN) 2004 2003 --------------------------------------------------------------------- Unrealized foreign exchange gain on translation of U.S. dollar denominated debt $ (18,900) $ (30,940) Realized foreign exchange losses 1,600 1,029 --------------------------------------------------------------------- $ (17,300) $ (29,911) --------------------------------------------------------------------- --------------------------------------------------------------------- The U.S. dollar denominated debt is translated into Canadian dollars at the exchange rate in effect at the balance sheet date. Foreign exchange gains and losses are included in income. 13. OTHER CASH FLOW DISCLOSURES Change in Non-Cash Operating Working Capital 2004 2003 --------------------------------------------------------------------- Accounts receivable $ (22,515) $ (24,144) Inventory 260 602 Accounts payable and accrued liabilities 17,225 13,643 Due to Pengrowth Management Limited 6,203 36 --------------------------------------------------------------------- $ 1,173 $ (9,863) --------------------------------------------------------------------- --------------------------------------------------------------------- Change in Non-Cash Investing Working Capital 2004 2003 --------------------------------------------------------------------- Accounts payable for capital accruals $ 2,169 $ (2,539) --------------------------------------------------------------------- --------------------------------------------------------------------- Cash payments 2004 2003 --------------------------------------------------------------------- Cash payments made for taxes $ 4,729 $ 1,834 Cash payments made for interest $ 28,119 $ 16,657 14. INCOME TAXES The provision for income taxes in the financial statements differs from the result which would have been obtained by applying the combined federal and provincial tax rate to Pengrowth's income before taxes. 2004 2003 --------------------------------------------------------------------- Net Income before taxes $ 173,955 $ 191,154 Combined federal and provincial tax rate 38.6% 40.6% --------------------------------------------------------------------- Expected income tax 67,147 77,609 Income allocated to trust unitholders (59,346) (78,893) Resource allowance (8,807) (462) Non-deductible crown charges 16,476 413 Unrealized foreign exchange gain (3,648) (6,281) Attributed Canadian royalty income (3,113) (1,073) Effect of proposed tax changes 3,850 - Rate reductions - 14,089 Change in valuation allowance 3,035 (4,947) Other 22 (455) --------------------------------------------------------------------- Future income taxes 15,616 - Capital taxes 4,594 1,857 --------------------------------------------------------------------- $ 20,210 $ 1,857 --------------------------------------------------------------------- --------------------------------------------------------------------- The net future income tax liability is comprised of: 2004 2003 --------------------------------------------------------------------- Future income tax liabilities: Property, plant, equipment and other assets $ 79,774 $ - Unrealized foreign exchange gain 8,378 5,356 Other (34) 27 --------------------------------------------------------------------- 88,118 5,383 Future income tax assets: Property, plant, equipment and other assets - (60,628) Attributed Canadian royalty income (4,418) - Contract liabilities (8,072) - --------------------------------------------------------------------- 75,628 (55,245) Valuation allowance - 55,245 --------------------------------------------------------------------- $ 75,628 $ - --------------------------------------------------------------------- --------------------------------------------------------------------- Non-Resident Ownership and Mutual Fund Trust Status The Federal budget tabled on March 23, 2004 proposed several changes to subsection 132(7) of the Income Tax Act (Canada) (the "Act"), that would have affected the mutual fund status of royalty trusts. On December 5, 2004, the Minister of Finance tabled a Notice of Ways and Means Motion in the House of Commons to implement the measures proposed in the March 23, 2004 Federal budget. However, the changes to the mutual fund trust provisions proposed in both the March 23, 2004 Federal budget and in the draft legislation published on September 16, 2004 were not included. The Minister of Finance indicated that further discussions would be pursued with the private sector concerning the appropriate Canadian tax treatment of non-residents investing in resource property through mutual fund trusts. Therefore, the uncertainty remains as to whether or not the taxable Canadian property exception will be available to royalty trusts, such as Pengrowth Energy Trust, indefinitely. 15. RELATED PARTY TRANSACTIONS Pengrowth Management Limited provides certain services pursuant to a Management Agreement for which Pengrowth was charged $6,135,000 (2003 - $520,000) for performance fees and $6,739,000 (2003 - $9,660,749) for a management fee. In 2003, Pengrowth was charged $695,000 for acquisition fees. In 2004, no acquisition fee was charged. In addition, Pengrowth was charged $800,000 for estimated reimbursement of general and administrative expenses incurred by the Manager pursuant to the Management Agreement. The law firm controlled by the corporate secretary charged $841,457 (2003 - $675,692) for legal and advisory services provided to Pengrowth by the corporate secretary. The transactions have been recorded at the exchange amount. 16. AMOUNTS PER UNIT The per unit amounts for net income are based on the weighted average units outstanding for the year. The weighted average units outstanding for 2004 were 133,395,485 units (2003 - 115,912,374 units). In computing diluted net income per unit, 611,086 units were added to the weighted average number of units outstanding during the year ended December 31, 2004 (2003 - 567,335) for the dilutive effect of trust unit options and rights. In 2004, 624,723 (2003 - 14,820) trust unit options and rights were excluded from the diluted net income per unit calculation as their effect is anti-dilutive. 17. FINANCIAL INSTRUMENTS Interest Rate Risk On April 23, 2003, Pengrowth completed a U.S. $200 million private placement of fixed rate seven and ten year term notes. The interest and principal payments on the term notes are payable in U.S. dollars. Pengrowth had previously fixed the interest rates on $125 million of Canadian bank debt using interest rate swaps. In 2003, Pengrowth terminated these interest rate swaps at a total cost including accrued interest of approximately $2,229,000. There were no interest rate swaps outstanding in 2004. Foreign Currency Exchange Risk Pengrowth is exposed to foreign currency fluctuations as crude oil and natural gas prices received are referenced to U.S. dollar denominated prices. Pengrowth has mitigated some of this exchange risk by entering into fixed Canadian dollar crude oil and natural gas price swaps as outlined in the forward and futures contracts section below. Pengrowth entered into a foreign exchange swap which fixed the Canadian to U.S. dollar exchange rate at Cdn $1.55 per U.S. $1.00 on U.S. $750,000 per month effective 2003 and 2004. At December 31, 2004, there were no foreign exchange swaps outstanding. Credit Risk Pengrowth sells a significant portion of its oil and gas to commodity marketers, and the accounts receivable are subject to normal industry credit risks. The use of financial swap agreements involves a degree of credit risk that Pengrowth manages through its credit policies which are designed to limit eligible counterparties to those with "A" credit ratings or better. Forward and Futures Contracts Pengrowth has a price risk management program whereby the commodity price associated with a portion of its future production is fixed. Pengrowth sells forward a portion of its future production through a combination of fixed price sales contracts with customers and commodity swap agreements with financial counterparties. The forward and futures contracts are subject to market risk from fluctuating commodity prices and exchange rates. As at December 31, 2004, Pengrowth had fixed the price applicable to future production as follows: Crude Oil: Volume Reference Price Remaining Term (bbl/d) Point per bbl --------------------------------------------------------------------- Financial: ---------- Jan 1, 2005 - Dec 31, 2005 8,000 WTI(1) $ 51.66 Cdn --------------------------------------------------------------------- Natural Gas: Volume Reference Price Remaining Term (mmbtu/d) Point per mmbtu --------------------------------------------------------------------- Financial: ---------- Jan 1, 2005 - Mar 31, 2005 2,500 Transco Z6(1) $ 12.62 Cdn Jan 1, 2005 - Dec 31, 2005 11,000 Tetco M3(1) $ 9.27 Cdn Jan 1, 2005 - Dec 31, 2005 2,500 Transco Z6(1) $ 10.01 Cdn Jan 1, 2005 - Dec 31, 2005 2,500 NGI Chicago(1) $ 9.41 Cdn -------------------------------------------------------------------- (1) Associated Cdn$ / U.S.$ foreign exchange rate has been fixed. The estimated fair value of the financial crude oil and natural gas contracts has been determined based on the amounts Pengrowth would receive or pay to terminate the contracts at year end. At December 31, 2004, the amount Pengrowth would receive to terminate the financial crude oil and natural gas contracts would be $1,360,000 and $5,957,000 respectively. Natural Gas Fixed Price Sales Contract: Pengrowth assumed a natural gas fixed price sales contract in conjunction with the acquisition of the Murphy Assets. The fair value of the liability associated with the natural gas contract at the date of acquisition was estimated to be $21,824,000 in respect thereof. The liability will be reduced as the contract is settled. Details of the physical fixed price sales contract are provided below: Volume Price Remaining Term (mcf/d) per mcf(1) --------------------------------------------------------------------- 2005 to 2009 ------------ Jan 1, 2005 - Oct 31, 2005 3,886 $ 2.18 Cdn Nov 1, 2005 - Oct 31, 2006 3,886 $ 2.23 Cdn Nov 1, 2006 - Oct 31, 2007 3,886 $ 2.29 Cdn Nov 1, 2007 - Oct 31, 2008 3,886 $ 2.34 Cdn Nov 1, 2008 - April 30, 2009 3,886 $ 2.40 Cdn --------------------------------------------------------------------- (1) Reference price based on AECO Fair value of financial instruments The carrying value of financial instruments included in the balance sheet, other than long-term debt, the note payable and remediation trust funds approximate their fair value due to their short maturity. The fair value of the remediation trust funds at December 31, 2004, was $8,366,000 (2003 - $7,479,000). The fair value of the U.S. dollar denominated debt at December 31, 2004 was approximately $238,726,000 based on changes in the fair value of the underlying U.S. Treasury Bill that was originally used as the basis for determining the coupon rate for each of the Corporation's notes. The fair value of the U.S. dollar denominated debt approximated its fair value at December 31, 2003, as the rate on the debt did not vary significantly from market rates. The fair value of the note payable at December 31, 2004 and 2003 approximated its carrying value net of the imputed interest included in deferred charges. 18. COMMITMENTS Pengrowth has future commitments under various agreements for oil and natural gas pipeline transportation, the purchase of carbon dioxide and operating leases. The commitment to purchase carbon dioxide arises as a result of Pengrowth's working interest in the Weyburn CO2 miscible flood project(1). There- 2005 2006 2007 2008 2009 after Total --------------------------------------------------------------------- Pipeline transport- ation $41,475 $41,281 $40,192 $33,420 $29,728 $63,894 $249,990 Capital expendi- tures 36,900 34,800 6,600 - - - 78,300 CO2 purchases 5,976 5,236 4,418 4,254 4,289 23,513 47,686 Other commitments 1,980 1,169 567 342 95 - 4,153 --------------------------------------------------------------------- $86,331 $82,486 $51,777 $38,016 $34,112 $87,407 $380,129 --------------------------------------------------------------------- (1) Contract prices for CO2 are denominated in U.S. dollars and have been translated at the year end foreign exchange rate. 19. SUBSEQUENT EVENTS On January 21, 2005, Pengrowth announced it had entered into an agreement to purchase an additional 12.5 percent working interest in Swan Hills Unit No. 1 for a purchase price of $90 million, before adjustments. The transaction, which is subject to Rights of First Refusal, is effective October 1, 2004 and is anticipated to close on February 28, 2005. The acquisition would increase Pengrowth's working interest in Swan Hills Unit No. 1 to 22.7 percent. On February 17, 2005, Pengrowth announced an Arrangement Agreement (the "Arrangement") with Crispin Energy Inc. ("Crispin") under which Pengrowth will acquire all of the issued and outstanding shares of Crispin on the basis of 0.0725 Class B trust units of EnergyTrust for each share held by Canadian resident shareholders of Crispin and 0.0512 Class A trust units of EnergyTrust for each share held by non-Canadian resident shareholders of Crispin. The Board of Directors of Crispin will call a Special Meeting of Shareholders in mid to late April 2005 for approval of the Arrangement. The Arrangement will require the approval of 66 2/3 percent of the votes cast by shareholders and optionholders of Crispin voting as a single class, the approval of the majority of shareholders excluding certain management personnel and the approval of the Court of Queen's Bench of Alberta and certain regulatory agencies. Completion of the Arrangement is expected to close prior to the end of April 2005. END FIRST AND FINAL ADD DATASOURCE: Pengrowth Energy Trust; Pengrowth Corporation CONTACT: PRNewswire -- Feb. 28

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