Securities Registration: Employee Benefit Plan (s-8)
March 29 2023 - 04:15PM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on March 29,
2023
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
SentinelOne, Inc.
(Exact name of registrant as specified in its charter)
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Delaware |
99-0385461 |
(State or other jurisdiction of
incorporation or organization) |
(I.R.S. Employer
Identification No.) |
444 Castro Street, Suite 400
Mountain View, California 94041
(855) 868-3733
(Address of principal executive offices) (Zip Code)
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2021 Equity Incentive Plan
2021 Employee Stock Purchase Plan
(Full titles of the plans)
Tomer Weingarten
Chairman of the Board of Directors, President, and Chief Executive
Officer
SentinelOne, Inc.
444 Castro Street, Suite 400
Mountain View, California 94041
(855) 868-3733
(Name, address, including zip code, and telephone number of agent
for service)
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Copies to: |
Ran
Ben-Tzur
David A. Bell
Michael S. Pilo
Fenwick & West LLP
801 California Street
Mountain View, California 94041
(650) 988-8500 |
Keenan Conder
Chief Legal Officer
SentinelOne, Inc.
444 Castro Street, Suite 400
Mountain View, California 94041
(855) 868-3733 |
Indicate by check mark whether the registrant is a large
accelerated filer, an accelerated filer, a non-accelerated filer, a
smaller reporting company or an emerging growth company. See the
definitions of “large accelerated filer,” “accelerated filer,”
“smaller reporting company,” and “emerging growth company” in Rule
12b-2 of the Exchange Act.
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Large accelerated filer
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Accelerated filer
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Non-accelerated filer
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Smaller reporting company
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Emerging growth company
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If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 7(a)(2)(B) of the Securities
Act.
☐
EXPLANATORY NOTE
Pursuant to General Instruction E of Form S-8, SentinelOne, Inc.
(the “Registrant”)
is filing this Registration Statement on Form S-8 (this
“Registration
Statement”)
with the Securities and Exchange Commission (the
“Commission”)
to register 14,338,192 additional shares of the Registrant's Class
A common stock under the Registrant's 2021 Equity Incentive Plan
and 2,867,638 additional shares of the Registrant's Class A common
stock under the Registrant's 2021 Employee Stock Purchase Plan
pursuant to the provisions in those plans providing for an
automatic annual increase in the number of shares reserved for
issuance under such plans on February 1, 2023. This Registration
Statement hereby incorporates by reference the contents of the
Registrant's previous registration statement of Form S-8 filed with
the Commission on July 1, 2021 (Registration No. 333-257593) and
April 7, 2022 (Registrant No. 333-264185) to the extent not
superseded hereby.
PART I
Information Required in the Section 10(a) Prospectus
In accordance with the instructional note of Part I of Form S-8 as
promulgated by the Commission, the information specified in Part I
of Form S-8 has been omitted from this Registration
Statement.
PART II
Information Required in the Registration Statement
Item 3.
Incorporation of Documents by Reference.
The Registrant hereby incorporates by reference into this
Registration Statement the following documents previously filed
with the Commission pursuant to the Securities Act of 1933, as
amended (the “Securities
Act”)
and the Securities Exchange Act of 1934, as amended (the
“Exchange
Act”):
(a)The
Registrant's Annual Report on Form
10-K
for the fiscal year ended January 31, 2023, filed with the
Commission on March 29, 2023 (the “Annual
Report”)
pursuant to Section 13 of the Exchange Act;
(b)All
other reports filed with the Commission pursuant to Sections 13(a)
or 15(d) of the Exchange Act since the end of the fiscal year
covered by the Annual Report (other than the portions of these
documents not deemed to be filed); and
(c)The
description of the Registrant’s Class A common stock contained in
the Registrant’s Registration Statement on Form
8-A
(Registration No. 001-40531) filed with the Commission on June 22,
2021, under Section 12(b) of the Exchange Act, as updated by the
description of the Registrant's registered securities contained in
Exhibit
4.2
to the Registrant's Annual Report on Form
10-K
for the fiscal year ended January 31, 2022, filed with the
Commission on April 7, 2022, including any amendment or report
filed for the purpose of updating such description.
All other reports and documents subsequently filed by the
Registrant pursuant to Section 13(a), 13(c), 14, or 15(d) of the
Exchange Act (other than the portions of these documents not deemed
to be filed) subsequent to the filing of this Registration
Statement and prior to the filing of a post-effective amendment,
which indicates that all securities offered hereby have been sold
or which deregisters all securities then remaining unsold, shall be
deemed to be incorporated by reference into this Registration
Statement and to be a part hereof from the date of filing such
documents, except as to specific sections of such reports and
documents as set forth therein. Any statement contained in a
document incorporated or deemed to be incorporated by reference
herein shall be deemed to be modified or superseded for purposes of
this Registration Statement to the extent that a statement
contained in any subsequently filed document, which also is deemed
to be incorporated by reference herein, modifies or supersedes such
statement. Any statement so modified or superseded shall not be
deemed, except as so modified or superseded, to constitute a part
of this Registration Statement.
Item 5.
Interests of Named Experts and Counsel.
Not applicable.
Item 8.
Exhibits.
The following exhibits are filed herewith or incorporated by
reference:
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Exhibit
Number
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Exhibit Description |
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Incorporated by Reference |
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Form |
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File No. |
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Exhibit |
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Filing Date |
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10-K |
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001-40531 |
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3.1 |
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April 7, 2022 |
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8-K |
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001-40531 |
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3.1 |
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December 13, 2022 |
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S-1/A |
333-256761 |
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4.1 |
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June 21, 2021 |
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S-1 |
333-256761 |
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10.4 |
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June 3, 2021 |
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S-1/A |
333-256761 |
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10.5 |
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June 21, 2021 |
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* Filed
herewith.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as
amended, the Registrant certifies that it has reasonable grounds to
believe that it meets all of the requirements for filing on Form
S-8 and has duly caused this Registration Statement to be signed on
its behalf by the undersigned, thereunto duly authorized, in the
City of Mountain View, State of California, on this 29th day of
March, 2023.
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SENTINELONE, INC. |
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By: |
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/s/ Tomer Weingarten
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Tomer Weingarten |
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Chairman of the Board of Directors, President, and Chief Executive
Officer |
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS,
that each person whose signature appears below hereby constitutes
and appoints Tomer Weingarten and David Bernhardt and each of them,
as his or her true and lawful attorney-in-fact and agent with the
full power of substitution, for him or her in any and all
capacities, to sign any and all amendments to this registration
statement (including post-effective amendments to this Registration
Statement on Form S-8), and to file the same, with all exhibits
thereto and other documents in connection therewith, with the
Securities and Exchange Commission, granting unto said
attorneys-in-fact and agents, and each of them full power and
authority to do and perform each and every act and thing requisite
and necessary to be done in connection therewith, as fully for all
intents and purposes as he or she might or could do in person,
hereby ratifying and confirming all that said attorneys-in-fact and
agents, or his or her substitutes, may lawfully do or cause to be
done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, as
amended this Registration Statement has been signed by the
following persons on behalf of the Registrant in the capacities and
on the dates indicated.
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Signature |
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Title |
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Date |
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/s/ Tomer Weingarten |
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Chairman of the Board of Directors, President, and Chief Executive
Officer
(Principal Executive Officer) |
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March 29, 2023
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Tomer Weingarten |
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/s/ David Bernhardt |
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Chief Financial Officer
(Principal Financial Officer) |
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March 29, 2023
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David Bernhardt |
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/s/ Robin Tomasello |
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Chief Accounting Officer
(Principal Accounting Officer) |
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March 29, 2023
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Robin Tomasello |
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/s/ Charlene T. Begley |
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Director |
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March 29, 2023
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Charlene T. Begley |
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/s/ Aaron Hughes |
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Director |
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March 29, 2023
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Aaron Hughes |
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/s/ Mark S. Peek |
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Director |
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March 29, 2023
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Mark S. Peek |
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/s/ Ana Pinczuk |
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Director |
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March 29, 2023
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Ana Pinczuk |
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/s/ Daniel Scheinman |
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Director |
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March 29, 2023
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Daniel Scheinman |
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/s/ Teddie Wardi |
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Director |
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March 29, 2023
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Teddie Wardi |
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/s/ Jeffrey W. Yabuki |
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Director |
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March 29, 2023
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Jeffrey W. Yabuki |
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