Statement of Changes in Beneficial Ownership (4)
January 13 2021 - 5:26PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Domagalski Eric |
2. Issuer Name and Ticker or Trading Symbol
Sailpoint Technologies Holdings, Inc.
[
SAIL
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Accounting Officer |
(Last)
(First)
(Middle)
11120 FOUR POINTS DRIVE, SUITE 100 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/11/2021 |
(Street)
AUSTIN, TX 78726
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 1/11/2021 | | S | | 100 | D | $55.72 (1) | 16723 (2) | D | |
Common Stock | 1/11/2021 | | S | | 1211 | D | $57.6953 (3) | 15512 | D | |
Common Stock | 1/11/2021 | | S | | 308 | D | $58.1056 (4) | 15204 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | On January 11, 2021, pursuant to a plan of disposition adopted on December 7, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"), Mr. Domagalski sold 100 shares in a single trade at a price of $55.72 per share. No more than 7,353 shares may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than December 20, 2021, regardless of whether the maximum of 7,353 shares in the aggregate have been sold. |
(2) | Includes 577 shares acquired under the Issuer's employee stock purchase plan on December 3, 2020. |
(3) | On January 11, 2021, pursuant to the 10b5-1 Plan, Mr. Domagalski sold 1,211 shares in multiple trades at prices ranging from $57.04 to $58.00 per share. The price reported above reflects the weighted average sale price. Mr. Domagalski hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
(4) | On January 11, 2021, pursuant to the 10b5-1 Plan, Mr. Domagalski sold 308 shares in multiple trades at prices ranging from $58.07 to $58.19 per share. The price reported above reflects the weighted average sale price. Mr. Domagalski hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Domagalski Eric 11120 FOUR POINTS DRIVE SUITE 100 AUSTIN, TX 78726 |
|
| Chief Accounting Officer |
|
Signatures
|
/s/ Christopher G. Schmitt, attorney-in-fact | | 1/13/2021 |
**Signature of Reporting Person | Date |
SailPoint Technologies (NYSE:SAIL)
Historical Stock Chart
From Aug 2024 to Sep 2024
SailPoint Technologies (NYSE:SAIL)
Historical Stock Chart
From Sep 2023 to Sep 2024