Statement of Changes in Beneficial Ownership (4)

Date : 12/17/2019 @ 11:10PM
Source : Edgar (US Regulatory)
Stock : Polaris Inc (PII)
Quote : 83.3  -0.52 (-0.62%) @ 1:00AM
After Hours
Last Trade
Last $ 83.35 ▲ 0.05 (0.06%)

Statement of Changes in Beneficial Ownership (4)

FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Eastman Stephen L.
2. Issuer Name and Ticker or Trading Symbol

Polaris Inc. [ PII ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
President - PG&A
(Last)          (First)          (Middle)

2100 HIGHWAY 55
3. Date of Earliest Transaction (MM/DD/YYYY)

12/13/2019
(Street)

MEDINA, MN 55340
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/13/2019  M  7500 A$68.20 20678 D  
Common Stock 12/13/2019  S  7300 D$99.06 (1)13378 D  
Common Stock 12/13/2019  S  200 D$99.71 (2)13178 D  
Common Stock         148 (3)I by 401(k) plan 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (right to buy) $68.20 12/13/2019  M     7500  2/6/2016 2/6/2022 Common Stock 7500 $0.00 0 D  

Explanation of Responses:
(1) Reflects the weighted average price of 7,300 shares of Common Stock sold by the reporting person in multiple transactions on December 13, 2019 with sale prices ranging from $98.65 to $99.61 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
(2) Reflects the weighted average price of 200 shares of Common Stock sold by the reporting person in multiple transactions on December 13, 2019 with sale prices ranging from $99.67 to $99.75 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
(3) Estimate of the number of shares held in the reporting person's 401(k) Polaris Stock fund as of December 13, 2019. This plan uses unit accounting and the numbers of shares that a participant is deemed to hold varies with the price of Polaris stock.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Eastman Stephen L.
2100 HIGHWAY 55
MEDINA, MN 55340


President - PG&A

Signatures
Jennifer Carbert, Attorney-in-Fact12/17/2019
**Signature of Reporting PersonDate

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