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Portfolio of Investments (Unaudited)
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Nuveen Connecticut Premium Income Municipal Fund (NTC)
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August 31, 2010
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Principal
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Optional Call
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Amount (000)
|
|
Description (1)
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Provisions (2)
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Ratings (3)
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Value
|
|
|
Consumer Staples – 1.6% (1.1% of Total Investments)
|
|
|
|
$ 1,305
|
|
Puerto Rico, The Children’s Trust Fund, Tobacco Settlement Asset-Backed Refunding Bonds,
|
5/12 at 100.00
|
BBB
|
$ 1,298,958
|
|
|
Series 2002, 5.375%, 5/15/33
|
|
|
|
|
|
Education and Civic Organizations – 38.7% (26.3% of Total Investments)
|
|
|
|
925
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Brunswick School,
|
7/13 at 100.00
|
A
|
940,808
|
|
|
Series 2003B, 5.000%, 7/01/33 – NPFG Insured
|
|
|
|
500
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Canterbury School,
|
7/16 at 100.00
|
N/R
|
489,315
|
|
|
Series 2006B, 5.000%, 7/01/36 – RAAI Insured
|
|
|
|
305
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Chase Collegiate
|
7/17 at 100.00
|
N/R
|
306,732
|
|
|
School, Series 2007A, 5.000%, 7/01/27 – RAAI Insured
|
|
|
|
1,000
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Fairfield University,
|
7/20 at 100.00
|
A–
|
1,048,230
|
|
|
Series 2010-O, 5.000%, 7/01/40
|
|
|
|
750
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Horace Bushnell
|
1/11 at 100.50
|
Baa1
|
756,053
|
|
|
Memorial Hall, Series 1999A, 5.625%, 7/01/29 – NPFG Insured
|
|
|
|
800
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Loomis Chaffee School,
|
No Opt. Call
|
A2
|
957,600
|
|
|
Series 2005F, 5.250%, 7/01/19 – AMBAC Insured
|
|
|
|
1,000
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Quinnipiac University,
|
7/16 at 100.00
|
A–
|
1,032,590
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|
|
Series 2006H, 5.000%, 7/01/36 – AMBAC Insured
|
|
|
|
1,595
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|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Quinnipiac University,
|
7/17 at 100.00
|
A
|
1,718,118
|
|
|
Series 2007-I, 5.000%, 7/01/25 – NPFG Insured
|
|
|
|
270
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Renbrook School,
|
7/17 at 100.00
|
N/R
|
271,612
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|
|
Series 2007A, 5.000%, 7/01/37 – AMBAC Insured
|
|
|
|
1,375
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Trinity College,
|
7/14 at 100.00
|
A+
|
1,538,873
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|
|
Series 2004H, 5.000%, 7/01/21 – NPFG Insured
|
|
|
|
2,000
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, University of
|
7/12 at 101.00
|
BBB–
|
1,992,120
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|
|
Hartford, Series 2002E, 5.250%, 7/01/32 – RAAI Insured
|
|
|
|
1,050
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, University of
|
7/16 at 100.00
|
BBB–
|
1,020,989
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|
|
Hartford, Series 2006G, 5.250%, 7/01/36 – RAAI Insured
|
|
|
|
800
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|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Wesleyan University,
|
7/20 at 100.00
|
AA
|
879,840
|
|
|
Series 2010G, 5.000%, 7/01/35
|
|
|
|
1,500
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|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Yale University,
|
7/13 at 100.00
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AAA
|
1,567,425
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|
|
Series 2003X-1, 5.000%, 7/01/42 (UB)
|
|
|
|
3,550
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|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Yale University,
|
7/16 at 100.00
|
AAA
|
3,814,049
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|
|
Series 2007Z-1, 5.000%, 7/01/42 (UB)
|
|
|
|
6,150
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|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Yale University,
|
7/17 at 100.00
|
AAA
|
6,695,376
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|
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Series 2007Z-3, 5.050%, 7/01/42 (UB)
|
|
|
|
245
|
|
Connecticut Higher Education Supplemental Loan Authority, Revenue Bonds, Family Education Loan
|
11/10 at 101.00
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AAA
|
250,380
|
|
|
Program, Series 1999A, 6.000%, 11/15/18 – AMBAC Insured (Alternative Minimum Tax)
|
|
|
|
610
|
|
Connecticut Higher Education Supplemental Loan Authority, Revenue Bonds, Family Education Loan
|
11/11 at 100.00
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Aa2
|
622,609
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|
|
Program, Series 2001A, 5.250%, 11/15/18 – NPFG Insured (Alternative Minimum Tax)
|
|
|
|
1,000
|
|
University of Connecticut, General Obligation Bonds, Series 2004A, 5.000%, 1/15/18 –
|
1/14 at 100.00
|
AA
|
1,107,000
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NPFG Insured
|
|
|
|
1,220
|
|
University of Connecticut, General Obligation Bonds, Series 2005A, 5.000%, 2/15/17 –
|
2/15 at 100.00
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AAA
|
1,415,310
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AGM Insured
|
|
|
|
685
|
|
University of Connecticut, General Obligation Bonds, Series 2006A, 5.000%, 2/15/23 –
|
2/16 at 100.00
|
AA
|
766,741
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FGIC Insured
|
|
|
|
535
|
|
University of Connecticut, General Obligation Bonds, Series 2010A, 5.000%, 2/15/28
|
2/20 at 100.00
|
AA
|
613,736
|
225
|
|
University of Connecticut, Student Fee Revenue Bonds, Refunding Series 2010A, 5.000%, 11/15/27
|
11/19 at 100.00
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Aa2
|
258,901
|
1,000
|
|
University of Connecticut, Student Fee Revenue Refunding Bonds, Series 2002A, 5.250%,
|
11/12 at 101.00
|
Aa2
|
1,107,020
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|
|
11/15/19 – FGIC Insured
|
|
|
|
29,090
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|
Total Education and Civic Organizations
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|
|
31,171,427
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Health Care – 15.2% (10.3% of Total Investments)
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|
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Connecticut Health and Educational Facilities Authority, Revenue Bonds, Bristol Hospital,
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|
|
|
|
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Series 2002B:
|
|
|
|
500
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|
5.500%, 7/01/21 – RAAI Insured
|
7/12 at 101.00
|
N/R
|
497,945
|
700
|
|
5.500%, 7/01/32 – RAAI Insured
|
7/12 at 101.00
|
N/R
|
684,285
|
645
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Eastern Connecticut
|
7/11 at 100.00
|
N/R
|
648,057
|
|
|
Health Network, Series 2000A, 6.000%, 7/01/25 – RAAI Insured
|
|
|
|
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Griffin Hospital,
|
|
|
|
|
|
Series 2005B:
|
|
|
|
800
|
|
5.000%, 7/01/20 – RAAI Insured
|
7/15 at 100.00
|
N/R
|
811,944
|
500
|
|
5.000%, 7/01/23 – RAAI Insured
|
7/15 at 100.00
|
N/R
|
499,495
|
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Hospital For Special
|
|
|
|
|
|
Care, Series 2007C:
|
|
|
|
385
|
|
5.250%, 7/01/32 – RAAI Insured
|
7/17 at 100.00
|
BBB–
|
377,134
|
150
|
|
5.250%, 7/01/37 – RAAI Insured
|
7/17 at 100.00
|
BBB–
|
144,353
|
2,620
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Middlesex Hospital,
|
7/16 at 100.00
|
Aa3
|
2,711,543
|
|
|
Series 2006, 5.000%, 7/01/32 – AGM Insured
|
|
|
|
1,395
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Yale-New Haven
|
7/16 at 100.00
|
Aa3
|
1,453,227
|
|
|
Hospital, Series 2006J-1, 5.000%, 7/01/31 – AMBAC Insured
|
|
|
|
3,000
|
|
Connecticut Health and Educational Facilities Authority, Revenue Refunding Bonds, Middlesex
|
1/11 at 100.00
|
A2
|
3,000,180
|
|
|
Health Services, Series 1997H, 5.125%, 7/01/27 – NPFG Insured
|
|
|
|
1,000
|
|
Connecticut Health and Eductaional Facilities Authority, Revenue Bonds, Ascension Health
|
11/19 at 100.00
|
Aa1
|
1,055,020
|
|
|
Series 2010A, 5.000%, 11/15/40
|
|
|
|
350
|
|
Connecticut Health and Eductaional Facilities Authority, Revenue Bonds, Catholic Health East
|
11/20 at 100.00
|
A1
|
362,880
|
|
|
Series 2010, 4.750%, 11/15/29
|
|
|
|
12,045
|
|
Total Health Care
|
|
|
12,246,063
|
|
|
Housing/Multifamily – 2.5% (1.7% of Total Investments)
|
|
|
|
1,000
|
|
Connecticut Housing Finance Authority, Housing Mortgage Finance Program Bonds, Series 1999D-2,
|
12/10 at 100.00
|
AAA
|
1,001,020
|
|
|
6.200%, 11/15/41 (Alternative Minimum Tax)
|
|
|
|
960
|
|
Connecticut Housing Finance Authority, Multifamily Housing Mortgage Finance Program Bonds,
|
11/15 at 100.00
|
AAA
|
970,061
|
|
|
Series 2006G-2, 4.800%, 11/15/27 (Alternative Minimum Tax)
|
|
|
|
1,960
|
|
Total Housing/Multifamily
|
|
|
1,971,081
|
|
|
Housing/Single Family – 9.7% (6.6% of Total Investments)
|
|
|
|
|
|
Connecticut Housing Finance Authority, Housing Mortgage Finance Program Bonds, Series 2001C:
|
|
|
|
1,000
|
|
5.300%, 11/15/33 (Alternative Minimum Tax)
|
11/10 at 100.00
|
AAA
|
1,000,890
|
500
|
|
5.450%, 11/15/43 (Alternative Minimum Tax)
|
11/10 at 100.00
|
AAA
|
500,510
|
1,675
|
|
Connecticut Housing Finance Authority, Housing Mortgage Finance Program Bonds, Series 2004-A5,
|
5/13 at 100.00
|
AAA
|
1,710,091
|
|
|
5.050%, 11/15/34
|
|
|
|
|
|
Connecticut Housing Finance Authority, Housing Mortgage Finance Program Bonds, Series 2006-A1:
|
|
|
|
205
|
|
4.700%, 11/15/26 (Alternative Minimum Tax)
|
11/15 at 100.00
|
AAA
|
206,587
|
220
|
|
4.800%, 11/15/31 (Alternative Minimum Tax)
|
11/15 at 100.00
|
AAA
|
220,486
|
2,045
|
|
Connecticut Housing Finance Authority, Housing Mortgage Finance Program Bonds, Series 2006D,
|
5/16 at 100.00
|
AAA
|
2,122,137
|
|
|
4.650%, 11/15/27
|
|
|
|
2,000
|
|
Connecticut Housing Finance Authority, Single Family Housing Mortgage Finance Program Bonds,
|
11/19 at 100.00
|
AAA
|
2,059,180
|
|
|
Series 2010-A2, 4.500%, 11/15/30
|
|
|
|
7,645
|
|
Total Housing/Single Family
|
|
|
7,819,881
|
|
|
Long-Term Care – 3.6% (2.4% of Total Investments)
|
|
|
|
320
|
|
Connecticut Development Authority, First Mortgage Gross Revenue Refunding Healthcare Bonds,
|
10/10 at 100.00
|
BBB–
|
320,544
|
|
|
Church Homes Inc. – Congregational Avery Heights, Series 1997, 5.700%, 4/01/12
|
|
|
|
540
|
|
Connecticut Development Authority, First Mortgage Gross Revenue Refunding Healthcare Bonds,
|
9/10 at 101.00
|
BBB–
|
545,972
|
|
|
Connecticut Baptist Homes Inc., Series 1999, 5.500%, 9/01/15 – RAAI Insured
|
|
|
|
|
|
Connecticut Development Authority, Revenue Refunding Bonds, Duncaster Inc., Series 1999A:
|
|
|
|
1,000
|
|
5.250%, 8/01/19 – RAAI Insured
|
2/11 at 101.00
|
BBB
|
1,011,150
|
1,000
|
|
5.375%, 8/01/24 – RAAI Insured
|
2/11 at 101.00
|
BBB
|
1,008,630
|
2,860
|
|
Total Long-Term Care
|
|
|
2,886,296
|
|
|
Tax Obligation/General – 20.8% (14.2% of Total Investments)
|
|
|
|
750
|
|
Bridgeport, Connecticut, General Obligation Refunding Bonds, Series 2002A, 5.375%, 8/15/19 –
|
8/12 at 100.00
|
A1
|
788,745
|
|
|
FGIC Insured
|
|
|
|
1,110
|
|
Connecticut State, General Obligation Bonds, Series 2004C, 5.000%, 4/01/23 – FGIC Insured
|
4/14 at 100.00
|
AA
|
1,235,164
|
2,000
|
|
Connecticut State, General Obligation Bonds, Series 2006A, 4.750%, 12/15/24
|
12/16 at 100.00
|
AA
|
2,221,680
|
1,300
|
|
Connecticut State, General Obligation Bonds, Series 2006C, 5.000%, 6/01/23 – AGM Insured
|
6/16 at 100.00
|
AAA
|
1,472,042
|
500
|
|
Connecticut State, General Obligation Bonds, Series 2006E, 5.000%, 12/15/20
|
12/16 at 100.00
|
AA
|
587,860
|
|
|
Hartford, Connecticut, General Obligation Bonds, Series 2005A:
|
|
|
|
775
|
|
5.000%, 8/01/20 – AGM Insured
|
8/15 at 100.00
|
AAA
|
884,128
|
525
|
|
4.375%, 8/01/24 – AGM Insured
|
8/15 at 100.00
|
AAA
|
554,143
|
500
|
|
New Haven, Connecticut, General Obligation Bonds, Series 2006, 5.000%, 11/01/17 – AMBAC Insured
|
11/16 at 100.00
|
A1
|
575,975
|
500
|
|
North Haven, Connecticut, General Obligation Bonds, Series 2006, 5.000%, 7/15/24
|
No Opt. Call
|
Aa1
|
625,390
|
1,860
|
|
Puerto Rico, General Obligation and Public Improvement Bonds, Series 2002A, 5.500%, 7/01/20 –
|
No Opt. Call
|
A
|
2,089,710
|
|
|
NPFG Insured
|
|
|
|
1,420
|
|
Regional School District 16, Connecticut, General Obligation Bonds, Series 2003, 5.000%,
|
3/13 at 101.00
|
A1
|
1,564,229
|
|
|
3/15/16 – AMBAC Insured
|
|
|
|
|
|
Suffield, Connecticut, General Obligation Bonds, Series 2005:
|
|
|
|
465
|
|
5.000%, 6/15/17
|
No Opt. Call
|
AA+
|
566,179
|
460
|
|
5.000%, 6/15/19
|
No Opt. Call
|
AA+
|
570,119
|
1,000
|
|
5.000%, 6/15/21
|
No Opt. Call
|
AA+
|
1,250,240
|
1,500
|
|
West Hartford, Connecticut, General Obligation Bonds, Series 2005B, 5.000%, 10/01/18
|
10/15 at 100.00
|
AAA
|
1,766,880
|
14,665
|
|
Total Tax Obligation/General
|
|
|
16,752,484
|
|
|
Tax Obligation/Limited – 25.4% (17.3% of Total Investments)
|
|
|
|
380
|
|
Capitol Region Education Council, Connecticut, Revenue Bonds, Series 1995, 6.700%, 10/15/10
|
No Opt. Call
|
BBB
|
381,516
|
|
|
Connecticut Health and Educational Facilities Authority, Child Care Facilities Program Revenue
|
|
|
|
|
|
Bonds, Series 2006F:
|
|
|
|
1,300
|
|
5.000%, 7/01/31 – AGC Insured
|
7/16 at 100.00
|
AAA
|
1,374,945
|
1,000
|
|
5.000%, 7/01/36 – AGC Insured
|
7/16 at 100.00
|
AAA
|
1,047,010
|
1,945
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Child Care Facilities
|
1/11 at 101.00
|
N/R
|
1,957,409
|
|
|
Program, Series 1999C, 5.625%, 7/01/29 – AMBAC Insured
|
|
|
|
|
|
Connecticut, Special Tax Obligation Transportation Infrastructure Purpose Bonds, Series 2002B:
|
|
|
|
2,000
|
|
5.000%, 12/01/20 – AMBAC Insured
|
12/12 at 100.00
|
AA
|
2,165,980
|
1,000
|
|
5.000%, 12/01/21 – AMBAC Insured
|
12/12 at 100.00
|
AA
|
1,081,830
|
500
|
|
Connecticut, Special Tax Obligation Transportation Infrastructure Purpose Bonds, Series 2003B,
|
1/14 at 100.00
|
AA
|
552,555
|
|
|
5.000%, 1/01/23 – FGIC Insured
|
|
|
|
1,750
|
|
Connecticut, Special Tax Obligation Transportation Infrastructure Purpose Revenue Bonds,
|
8/17 at 100.00
|
AA
|
1,945,738
|
|
|
Series 2007A, 5.000%, 8/01/27 – AMBAC Insured
|
|
|
|
1,100
|
|
Harbor Point Infrastructure Improvement District, Connecticut, Special Obligation Revenue
|
4/20 at 100.00
|
N/R
|
1,191,278
|
|
|
Bonds, Harbor Point Project, Series 2010A, 7.875%, 4/01/39
|
|
|
|
|
|
Puerto Rico Infrastructure Financing Authority, Special Tax Revenue Bonds, Series 2005A:
|
|
|
|
960
|
|
0.000%, 7/01/32 – FGIC Insured
|
No Opt. Call
|
A3
|
250,656
|
2,615
|
|
0.000%, 7/01/33 – FGIC Insured
|
No Opt. Call
|
A3
|
635,550
|
2,000
|
|
Puerto Rico Municipal Finance Agency, Series 2002A, 5.250%, 8/01/21 – AGM Insured
|
8/12 at 100.00
|
AAA
|
2,136,720
|
2,400
|
|
Puerto Rico Municipal Finance Agency, Series 2005C, 5.000%, 8/01/16 – AGM Insured
|
8/15 at 100.00
|
AAA
|
2,674,968
|
975
|
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, First Subordinate Series
|
2/20 at 100.00
|
A+
|
1,029,893
|
|
|
2010A, 5.375%, 8/01/39
|
|
|
|
1,000
|
|
Virgin Islands Public Finance Authority, Gross Receipts Taxes Loan Note, Series 2003, 5.250%,
|
10/14 at 100.00
|
AAA
|
1,088,250
|
|
|
10/01/19 – AGM Insured
|
|
|
|
895
|
|
Virgin Islands Public Finance Authority, Matching Fund Loan Notes Revenue Bonds, Senior Lien
|
10/20 at 100.00
|
BBB
|
924,320
|
|
|
Series 2010A, 5.000%, 10/01/29
|
|
|
|
21,820
|
|
Total Tax Obligation/Limited
|
|
|
20,438,618
|
|
|
Transportation – 0.9% (0.6% of Total Investments)
|
|
|
|
750
|
|
Connecticut, General Airport Revenue Bonds, Bradley International Airport, Series 2001A,
|
4/11 at 101.00
|
A
|
761,010
|
|
|
5.125%, 10/01/26 – NPFG Insured (Alternative Minimum Tax)
|
|
|
|
|
|
U.S. Guaranteed – 9.1% (6.2% of Total Investments) (4)
|
|
|
|
650
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Loomis Chaffee School,
|
7/11 at 101.00
|
N/R (4)
|
684,509
|
|
|
Series 2001D, 5.500%, 7/01/23 (Pre-refunded 7/01/11)
|
|
|
|
40
|
|
Connecticut, General Obligation Bonds, Series 1993E, 6.000%, 3/15/12 (ETM)
|
No Opt. Call
|
AA (4)
|
43,542
|
1,500
|
|
Connecticut, General Obligation Bonds, Series 2002B, 5.500%, 6/15/21 (Pre-refunded 6/15/12)
|
6/12 at 100.00
|
AA (4)
|
1,638,450
|
600
|
|
Guam Economic Development Authority, Tobacco Settlement Asset-Backed Bonds, Series 2001B,
|
5/11 at 100.00
|
N/R (4)
|
621,558
|
|
|
5.500%, 5/15/41 (Pre-refunded 5/15/11)
|
|
|
|
1,000
|
|
Puerto Rico Infrastructure Financing Authority, Special Obligation Bonds, Series 2000A,
|
10/10 at 101.00
|
AAA
|
1,014,420
|
|
|
5.500%, 10/01/40 (Pre-refunded 10/01/10)
|
|
|
|
1,100
|
|
University of Connecticut, General Obligation Bonds, Series 2003A, 5.125%, 2/15/21
|
2/13 at 100.00
|
AA (4)
|
1,227,303
|
|
|
(Pre-refunded 2/15/13) – NPFG Insured
|
|
|
|
1,000
|
|
Virgin Islands Public Finance Authority, Gross Receipts Taxes Loan Note, Series 1999A, 6.500%,
|
10/10 at 101.00
|
BBB+ (4)
|
1,015,180
|
|
|
10/01/24 (Pre-refunded 10/01/10)
|
|
|
|
1,000
|
|
Waterbury, Connecticut, General Obligation Bonds, Series 2002A, 5.375%, 4/01/17 (Pre-refunded
|
4/12 at 100.00
|
AAA
|
1,080,020
|
|
|
4/01/12) – AGM Insured
|
|
|
|
6,890
|
|
Total U.S. Guaranteed
|
|
|
7,324,982
|
|
|
Utilities – 8.2% (5.6% of Total Investments)
|
|
|
|
1,150
|
|
Bristol Resource Recovery Facility Operating Committee, Connecticut, Solid Waste Revenue
|
No Opt. Call
|
A+
|
1,240,356
|
|
|
Bonds, Covanta Bristol Inc., Series 2005, 5.000%, 7/01/12 – AMBAC Insured
|
|
|
|
1,000
|
|
Connecticut Development Authority, Pollution Control Revenue Refunding Bonds, Connecticut
|
10/10 at 101.00
|
Baa1
|
1,011,580
|
|
|
Light and Power Company, Series 1993A, 5.850%, 9/01/28
|
|
|
|
1,070
|
|
Connecticut Development Authority, Solid Waste Disposal Facilities Revenue Bonds, PSEG Power
|
11/12 at 100.00
|
Baa1
|
1,079,641
|
|
|
LLC Project, Series 2007A, 5.750%, 11/01/37 (Alternative Minimum Tax)
|
|
|
|
1,750
|
|
Connecticut Resource Recovery Authority, Revenue Bonds, American Ref-Fuel Company of
|
12/11 at 102.00
|
Ba1
|
1,756,073
|
|
|
Southeastern Connecticut LP, Series 1998A-I, 5.500%, 11/15/15 (Alternative Minimum Tax)
|
|
|
|
|
|
Eastern Connecticut Resource Recovery Authority, Solid Waste Revenue Bonds, Wheelabrator
|
|
|
|
|
|
Lisbon Project, Series 1993A:
|
|
|
|
260
|
|
5.500%, 1/01/14 (Alternative Minimum Tax)
|
1/11 at 100.00
|
BBB
|
260,853
|
1,290
|
|
5.500%, 1/01/20 (Alternative Minimum Tax)
|
1/11 at 100.00
|
BBB
|
1,289,948
|
6,520
|
|
Total Utilities
|
|
|
6,638,451
|
|
|
Water and Sewer – 11.3% (7.7% of Total Investments)
|
|
|
|
500
|
|
Connecticut Development Authority, Water Facility Revenue Bonds, Aquarion Water Company
|
9/17 at 100.00
|
N/R
|
475,745
|
|
|
Project, Series 2007, 5.100%, 9/01/37 – SYNCORA GTY Insured (Alternative Minimum Tax)
|
|
|
|
1,185
|
|
Connecticut, State Revolving Fund General Revenue Bonds, Series 2003A, 5.000%, 10/01/16
|
10/13 at 100.00
|
AAA
|
1,332,023
|
|
|
Greater New Haven Water Pollution Control Authority, Connecticut, Regional Wastewater System
|
|
|
|
|
|
Revenue Bonds, Series 2005A:
|
|
|
|
1,520
|
|
5.000%, 11/15/30 – NPFG Insured
|
11/15 at 100.00
|
A1
|
1,591,425
|
2,260
|
|
5.000%, 8/15/35 – NPFG Insured
|
11/15 at 100.00
|
A1
|
2,335,077
|
|
|
South Central Connecticut Regional Water Authority, Water System Revenue Bonds, Eighteenth
|
|
|
|
|
|
Series 2003A:
|
|
|
|
1,000
|
|
5.000%, 8/01/20 – NPFG Insured
|
8/13 at 100.00
|
Aa3
|
1,064,130
|
1,075
|
|
5.000%, 8/01/33 – NPFG Insured
|
8/13 at 100.00
|
Aa3
|
1,103,982
|
1,100
|
|
Stamford, Connecticut, Water Pollution Control System and Facility Revenue Bonds, Series
|
11/13 at 100.00
|
AA+
|
1,197,220
|
|
|
2003A, 5.000%, 11/15/32
|
|
|
|
8,640
|
|
Total Water and Sewer
|
|
|
9,099,602
|
$ 114,190
|
|
Total Investments (cost $113,411,629) – 147.0%
|
|
|
118,408,853
|
|
|
Floating Rate Obligations – (9.9)%
|
|
|
(7,965,000)
|
|
|
MuniFund Term Preferred Shares, at Liquidation Value – (22.7)% (5)
|
|
|
(18,300,000)
|
|
|
Other Assets Less Liabilities – 5.1%
|
|
|
4,117,480
|
|
|
Auction Rate Preferred Shares, at Liquidation Value – (19.5)% (5)
|
|
|
(15,725,000)
|
|
|
Net Assets Applicable to Common Shares – 100%
|
|
|
$ 80,536,333
|