Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
November 09 2023 - 4:07PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13G
Under
the Securities Exchange Act of 1934
(Amendment
No. 2) *
Invesco
Trust for Investment Grade New York Municipals
(Name
of Issuer)
Common
(Title
of Class of Securities)
46131T101
(CUSIP
Number)
October
31, 2023
(Date
of Event Which Requires Filing of This Statement)
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
☒ Rule
13d-1(b)
☐ Rule 13d-1(c)
☐ Rule 13d-1(d)
*
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject
class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover
page.
The
information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18
of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall
be subject to all other provisions of the Act (however, see the Notes).
CUSIP
No. 46131T101
|
13G |
Page
2 of 5 Pages |
1. |
|
NAME
OF REPORTING PERSON(S)
Karpus
Investment Management
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2. |
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
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(a)
☐
(b)
☒ |
3. |
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SEC
USE ONLY
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4. |
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CITIZENSHIP
OR PLACE OF ORGANIZATION
New
York
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NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH |
|
5. |
|
SOLE
VOTING POWER
191,740
Shares
|
|
6. |
|
SHARED
VOTING POWER
0
Shares
|
|
7. |
|
SOLE
DISPOSITIVE POWER
191,740
Shares
|
|
8. |
|
SHARED
DISPOSITIVE POWER
0
Shares
|
|
|
|
|
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9. |
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
191,740
Shares
|
|
|
10. |
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
|
☐ |
11. |
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.98%
|
|
|
12. |
|
TYPE
OF REPORTING PERSON
IA
|
|
|
CUSIP
No. 46131T101
|
13G |
Page
3 of 5 Pages |
Item 1(a). |
Name of Issuer: |
Invesco
Trust for Investment Grade New York Municipals
Item 1(b). |
Address of
Issuer's Principal Executive Offices: |
Van Kampen Funds,
1 Parkview Plaza, P.O. Box 5555, Oakbrook Terrace, IL 60181
Item 2(a). |
Name of Person
Filing: |
This
statement is being filed by Karpus Management, Inc., d/b/a Karpus Investment Management (“Karpus” or the “Reporting
Person”). Karpus is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940. Karpus is controlled
by City of London Investment Group plc (“CLIG”), which is listed on the London Stock Exchange. However, in accordance with
SEC Release No. 34-39538 (January 12, 1998), effective informational barriers have been established between Karpus and CLIG such that
voting and investment power over the subject securities is exercised by Karpus independently of CLIG, and, accordingly, attribution of
beneficial ownership is not required between Karpus and CLIG.
The
Shares to which this Schedule 13G relates are owned directly by the accounts managed by Karpus.
Item 2(b). |
Address of
Principal Business Office or, if none, Residence: |
183
Sully's Trail, Pittsford, New York 14534.
The
members of the Karpus Management Committee are US citizens. Karpus is a New York corporation.
Item 2(d). |
Title of Class
of Securities. |
Common
46131T101
Item 3. |
If this statement
is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
|
(a) |
☐ |
Broker or dealer registered under Section 15 of the Act
(15 U.S.C. 78o); |
|
(b) |
☐ |
Bank as defined in Section 3(a)(6) of the Act (15 U.S.C.
78c); |
|
(c) |
☐ |
Insurance company as defined in Section 3(a)(19) of the
Act (15 U.S.C. 78c); |
|
(d) |
☐ |
Investment company registered under Section 8 of the Investment
Company Act of 1940 (15 U.S.C. 80a-8); |
|
(e) |
☒ |
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
|
(f) |
☐ |
An employee benefit plan or endowment fund in accordance
with §240.13d-1(b)(1)(ii)(F); |
|
(g) |
☐ |
A parent holding company or control person in accordance
with §240.13d-1(b)(1)(ii)(G); |
|
(h) |
☐ |
A savings association as defined in Section 3(b) of the
Federal Deposit Insurance Act (12 U.S.C. 1813); |
|
(i) |
☐ |
A church plan
that is excluded from the definition of an investment company under Section 3(c)(14) of the
Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
|
(j) |
☐ |
A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J); |
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(k) |
☐ |
Group, in accordance with §240.13d-1(b)(1)(ii)(K). |
CUSIP
No. 46131T101
|
13G |
Page
4 of 5 Pages |
Provide
the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a)
Amount beneficially owned: 191,740
(b)
Percent of Class: 0.98%
(c)
Number of shares as to which such person has:
(i) Sole power to vote or direct the vote: 191,740
(ii) Shared power to vote or direct the vote: 0
(iii) Sole power to dispose or to direct the disposition
of: 191,740
(iv) Shared power to dispose or to direct
the disposition of: 0
Item 5. |
Ownership
of Five Percent or Less of a Class. |
If this statement
is being filed to report the fact that as of the date herof the reporting person has ceased to be the beneficial owner of more than five
percent of the class of securities, check the following: ☒
Item 6. |
Ownership
of More than Five Percent on Behalf of Another Person. |
Not
applicable.
Item 7. |
Identification
and Classification of the Subsidiary Which Acquired the Security being Reported on by the Parent Holding Company. |
Not
applicable.
Item 8. |
Identification
and Classification of Members of the Group. |
Not
applicable.
Item 9. |
Notice of
Dissolution of Group. |
Not
applicable.
By
signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in
the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing
the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction
having that purpose or effect.
CUSIP
No. 46131T101
|
13G |
Page
5 of 5 Pages |
SIGNATURES
After
reasonable inquiry and to the best of his knowledge and belief, the undersigned certifies that the information set forth in this statement
is true, complete and correct.
Dated: November
9, 2023
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By:
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/s/ Jodi
L.Hedberg |
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Name: Jodi
L. Hedberg |
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Title: Chief Compliance Officer |
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