Annual Report of Proxy Voting Record for Management Investment Companies (n-px)
August 14 2020 - 5:14PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL
REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number
811-21380
Flaherty & Crumrine Total Return Fund Incorporated
|
(Exact name of registrant as
specified in charter)
301 E. Colorado Boulevard, Suite
800
(Address of principal executive
offices) (Zip code)
R. Eric Chadwick
Flaherty & Crumrine Incorporated
301 E. Colorado Boulevard, Suite 800
(Name and address of agent for
service)
Registrant’s telephone number,
including area code: 626-795-7300
Date of fiscal year end: November
30
Date of reporting period: July
1, 2019 – June 30, 2020
Form N-PX is to be used by a
registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s
proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act
of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the
information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond
to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget
(“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate
and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington,
DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2019 TO
JUNE 30, 2020
REGISTRANT
NAME: Flaherty & Crumrine Total Return Fund Incorporated
|
INVESTMENT
COMPANY ACT FILE NUMBER: 811 - 21380
|
REPORTING
PERIOD: 07/01/2019 - 06/30/2020
|
REGISTRANT ADDRESS:
301 E. Colorado Boulevard, Suite 800, Pasadena, California 91101
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Issuer of Portfolio Security
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Exchange Ticker Symbol
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CUSIP #
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Shareholder Meeting Date
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Summary of Matter Voted On
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Who Proposed Matter: Issuer / Shareholder
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Whether Fund Cast Vote on Matter
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Fund’s Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors
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Whether Vote Was For or Against Management
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FT REAL ESTATE SECS CO
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FHN
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302663208
|
10/23/2019
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Adjournment of the meeting, if necessary
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Issuer
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No
|
N/A
|
N/A
|
FT REAL ESTATE SECS CO
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FHN
|
302663208
|
10/23/2019
|
Amend Certificate of Incorporation of company to maintain integrity and accuracy of all references to First Tennessee Bank National Association following expected conversion of bank from a federally regulated national bank to a state regulated bank
|
Issuer
|
No
|
N/A
|
N/A
|
MB FINANCIAL INC
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FITB
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55264U405
|
8/23/2019
|
Approve merger of MB Financial with and into FITB, with Fifth Third surviving the merger
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Issuer
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Yes
|
For
|
For
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SIGNATURES
Pursuant to the requirements
of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
Registrant
|
Flaherty
& Crumrine Total Return Fund Incorporated
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By (Signature and Title)*
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/s/ R. Eric Chadwick
|
|
R. Eric Chadwick, Chief Executive Officer and President
|
|
(Principal Executive Officer)
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*Print the name and title of each signing officer under his
or her signature.
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