Statement of Changes in Beneficial Ownership (4)
March 03 2017 - 4:18PM
Edgar (US Regulatory)
FORM 4
[
X
]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
SEGAL J DOR
|
2. Issuer Name
and
Ticker or Trading Symbol
EQUITY ONE, INC.
[
EQY
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
(Last)
(First)
(Middle)
85 HANNA AVENUE
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/1/2017
|
(Street)
TORONTO, A6 M6K 3S3
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock, par value $0.01
|
3/1/2017
|
|
D
|
|
48950
(1)
(2)
|
D
|
(1)
(2)
|
0
|
D
|
|
Common Stock par value $0.01
|
3/1/2017
|
|
D
|
|
5947728
(1)
(2)
|
D
|
(1)
(2)
|
0
|
I
(3)
|
By MGN (USA) Inc. and MGN (USA) 2016, LLC
(4)
|
Common Stock par value $0.01
|
3/1/2017
|
|
D
|
|
5386856
(1)
(2)
|
D
|
(1)
(2)
|
0
|
I
(3)
|
By Ficus, Inc.
(5)
|
Common Stock par value $0.01
|
3/1/2017
|
|
D
|
|
8893208
(1)
(2)
|
D
|
(1)
(2)
|
0
|
I
(3)
|
By Silver Maple (2001), Inc.
(6)
|
Common Stock par value $0.01
|
3/1/2017
|
|
D
|
|
18592403
(1)
(2)
|
D
|
(1)
(2)
|
0
|
I
(3)
|
By MGN America, LLC and MGN America 2016, LLC
(7)
|
Common Stock par value $0.01
|
3/1/2017
|
|
D
|
|
10812312
(1)
(2)
|
D
|
(1)
(2)
|
0
|
I
(3)
|
By Gazit First Generation, LLC
(8)
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Explanation of Responses:
|
(
1)
|
Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of November 14, 2016, by and among the Issuer and Regency Centers Corporation ("Regency"), pursuant to which the Issuer merged with and into Regency with Regency surviving the merger (the "Merger").
|
(
2)
|
Pursuant to the Merger Agreement, at the effective time of the Merger, each share of the Issuer common stock, par value $0.01 per share, held by the Reporting Person was converted into the right to receive 0.45 shares of Regency's common stock, par value $0.01.
|
(
3)
|
On January 30, 2013, Mr. Segal, Ms. Erica Ottosson and Mr. Chaim Katzman, Chairman of the Board of the Issuer and of Gazit-Globe Ltd. ("Gazit-Globe"), along with related parties, entered into a shareholders agreement regarding their holdings in Norstar Holdings Inc., the parent company of Gazit-Globe. Gazit- Globe is the Issuer's largest shareholder. As a result of this agreement, Mr. Segal and Ms. Ottosson may be deemed to be beneficial owners of Gazit-Globe's shares of issuer stock while Mr. Katzman may be deemed to control Gazit-Globe.
|
(
4)
|
Shares held directly by MGN (USA) Inc. ("MGN") and MGN (USA) 2016, LLC ("MGN USA"). MGN and MGN USA are members of a "group" with the reporting person for purposes of Section 13(d) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act"). MGN and MGN USA are wholly-owned subsidiaries of Gazit-Globe Ltd. ("Gazit-Globe"). Mr. Segal is Vice-Chairman of the Board and Chief Executive Officer of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
|
(
5)
|
Shares owned directly by Ficus Inc. ("Ficus"). Ficus is a member of a "group" with the reporting person for purposes of Section 13(d) of the Exchange Act. Ficus is a wholly-owned subsidiary of Gazit America, Inc. and is indirectly controlled by Gazit-Globe. Mr. Segal is Vice-Chairman of the Board and Chief Executive Officer of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
|
(
6)
|
Shares owned directly by Silver Maple (2001) Inc. ("Silver Maple" ). Silver Maple is a member of a "group" with the reporting person for purposes of Section 13(d) of the Exchange Act. Silver Maple is a wholly-owned subsidiary of Gazit America Inc. and is indirectly controlled by Gazit-Globe. Mr. Segal is Vice-Chairman of the Board and Chief Executive Officer of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
|
(
7)
|
Shares owned directly by MGN America, LLC ("MGN-A") and MGN America 2016, LLC ("MGN America"). MGN-A and MGN America are members of a "group" with the reporting person for purposes of Section 13(d) of the Exchange Act. MGN-A and MGN America are also wholly-owned subsidiaries of Gazit-Globe. Mr. Segal is the Vice-Chairman of the Board and Chief Executive Officer of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
|
(
8)
|
Shares owned directly by Gazit First Generation LLC ("First Generation"). First Generation is a member of a "group" with the reporting person for purposes of Section 13(d) of the Exchange Act. First Generation is a wholly owned subsidiary of Gazit 1995, Inc., a wholly-owned subsidiary of MGN, a wholly-owned subsidiary of Gazit-Globe. Mr. Segal is the Vice-Chairman of the Board and Chief Executive Officer of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
SEGAL J DOR
85 HANNA AVENUE
TORONTO, A6 M6K 3S3
|
X
|
X
|
|
|
Signatures
|
/s/Dori J. Segal
|
|
3/3/2017
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Equity One (NYSE:EQY)
Historical Stock Chart
From Dec 2024 to Jan 2025
Equity One (NYSE:EQY)
Historical Stock Chart
From Jan 2024 to Jan 2025