Initial Statement of Beneficial Ownership (3)
November 08 2017 - 4:35PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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ENGLAND CHAD D
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2. Date of Event Requiring Statement (MM/DD/YYYY)
11/6/2017
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3. Issuer Name
and
Ticker or Trading Symbol
EP Energy Corp [EPE]
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(Last)
(First)
(Middle)
1001 LOUISIANA STREET
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
Senior Vice President /
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(Street)
HOUSTON, TX 77002
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Class A Common Stock
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150943
(1)
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Performance Share Units
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(2)
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(2)
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Class A Common Stock
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168000
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(2)
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D
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Explanation of Responses:
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(1)
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Class A common stock granted under the EP Energy Corporation Employment Inducement Plan that vests ratably over four years, so long as the Reporting Person remains continuously employed by the Issuer.
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(2)
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Performance Share Units granted under the EP Energy Corporation Employment Inducement Plan that entitle the Reporting Person to receive up to 1,750,000 shares of the Issuer's Class A common stock depending on the performance of the Issuer's Class A common stock during the four-year performance period ending October 31, 2021. Vested shares of the Issuer's Class A common stock earned pursuant to the award will be issued to the Reporting Person within 60 days following each of October 31, 2021, October 31, 2022, and October 31, 2023 in accordance with the schedule set forth in the performance share unit grant notice and award agreement pursuant to which the Performance Share Units were granted.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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ENGLAND CHAD D
1001 LOUISIANA STREET
HOUSTON, TX 77002
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Senior Vice President
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Signatures
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/s/ Jace D. Locke, Attorney-in-Fact
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11/8/2017
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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