Statement of Changes in Beneficial Ownership (4)
February 24 2021 - 6:07PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
ADEL BRYAN R |
2. Issuer Name and Ticker or Trading Symbol
Dine Brands Global, Inc.
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DIN
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) SVP, LEGAL, GC AND SECRETARY |
(Last)
(First)
(Middle)
450 NORTH BRAND BOULEVARD, 7TH FLOOR |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/22/2021 |
(Street)
GLENDALE, CA 91203
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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COMMON STOCK | 2/22/2021 | | M | | 5296 | A | $68.80 | 15916 | D | |
COMMON STOCK | 2/22/2021 | | S | | 5296 | D | $80.10 (1) | 10620 | D | |
COMMON STOCK | 2/22/2021 | | F | | 1378 (2) | D | $80.81 | 9242 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
STOCK OPTION (RIGHT TO BUY) | $68.80 | 2/22/2021 | | M | | | 5296 | (3) | 2/22/2028 | COMMON STOCK | 5296 | $0.00 | 0 | D | |
Explanation of Responses: |
(1) | This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2020. |
(2) | These shares were withheld by the Issuer to satisfy the tax withholding obligations of the reporting person with respect to the vesting on February 22, 2021 of shares of restricted stock held by the reporting person. |
(3) | This option to purchase 15,888 shares of common stock vested as to one-third on each of February 22, 2019, 2020 and 2021. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
ADEL BRYAN R 450 NORTH BRAND BOULEVARD, 7TH FLOOR GLENDALE, CA 91203 |
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| SVP, LEGAL, GC AND SECRETARY |
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Signatures
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/s/ Christine K. Son as attorney-in-fact for Bryan R. Adel | | 2/24/2021 |
**Signature of Reporting Person | Date |
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