Statement of Changes in Beneficial Ownership (4)
March 08 2021 - 6:33PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
White Albert G III |
2. Issuer Name and Ticker or Trading Symbol
COOPER COMPANIES, INC.
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COO
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President & CEO |
(Last)
(First)
(Middle)
C/O THE COOPER COMPANIES, INC., 6101 BOLLINGER CANYON ROAD, SUITE 500 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/8/2021 |
(Street)
SAN RAMON, CA 94583
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 3/8/2021 | | M | | 7537.00 | A | $162.28 | 48967.00 | D | |
Common Stock | 3/8/2021 | | M | | 26851.00 | A | $131.60 | 75818.00 | D | |
Common Stock | 3/8/2021 | | M | | 26851.00 | A | $131.60 | 102669.00 | D | |
Common Stock | 3/8/2021 | | M | | 10310.00 | A | $95.74 | 112979.00 | D | |
Common Stock | 3/8/2021 | | M | | 8196.00 | A | $119.89 | 121175.00 | D | |
Common Stock | 3/8/2021 | 3/8/2021 | S | | 6197.00 | D | $385.33 (1) | 114978.00 | D | |
Common Stock | 3/8/2021 | 3/8/2021 | S | | 3425.00 | D | $386.33 (2) | 111553.00 | D | |
Common Stock | 3/8/2021 | 3/8/2021 | S | | 40023.00 | D | $388.29 (3) | 71530.00 | D | |
Common Stock | 3/8/2021 | 3/8/2021 | S | | 16371.00 | D | $389.45 (4) | 55159.00 | D | |
Common Stock | 3/8/2021 | 3/8/2021 | S | | 9311.00 | D | $390.37 (5) | 45848.00 | D | |
Common Stock | 3/8/2021 | 3/8/2021 | S | | 4402.00 | D | $391.24 (6) | 41446.00 | D | |
Common Stock | 3/8/2021 | 3/8/2021 | S | | 16.00 | D | $392.015 | 41430.00 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Options (Right to Buy) | $162.28 | 3/8/2021 | | M | | | 7537.00 | (7) | 12/9/2024 | Common Stock | 7537.00 | $0.00 | 0.00 | D | |
Stock Options (Right to Buy) | $131.60 | 3/8/2021 | | M | | | 26851.00 | (8) | 12/9/2025 | Common Stock | 26851.00 | $0.00 | 0.00 | D | |
Stock Options (Right to Buy) | $131.60 | 3/8/2021 | | M | | | 26851.00 | (9) | 12/9/2025 | Common Stock | 26851.00 | $0.00 | 0.00 | D | |
Stock Options (Right to Buy) | $119.89 | 3/8/2021 | | M | | | 8196.00 | (10) | 12/11/2023 | Common Stock | 8196.00 | $0.00 | 0.00 | D | |
Stock Options (Right to Buy) | $95.74 | 3/8/2021 | | M | | | 10310.00 | (11) | 12/12/2022 | Common Stock | 10310.00 | $0.00 | 0.00 | D | |
Explanation of Responses: |
(1) | The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $385.00 to $385.99. The reporting person undertakes to provide The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4. |
(2) | Sale price represents an average sale price between $386.00 and $386.645. |
(3) | Sale price represents an average sale price between $388.00 and $388.995. |
(4) | Sale price represents an average sale price between $389.01 and $389.97. |
(5) | Sale price represents an average sale price between $390.00 and $390.99. |
(6) | Sale price represents an average sale price between $391.01 and $391.71. |
(7) | Vests 1,508 share(s) on 09-Dec-2015, 1,507 share(s) on 09-Dec-2016, 1,508 share(s) on 09-Dec-2017, 1,507 share(s) on 09-Dec-2018, 1,507 share(s) on 09-Dec-2019 |
(8) | Vests 5,371 share(s) on 09-Dec-2016, 5,370 share(s) on 09-Dec-2017, 5,370 share(s) on 09-Dec-2018, 5,370 share(s) on 09-Dec-2019, 5,370 share(s) on 09-Dec-2020 |
(9) | Vests 8,950 share(s) on 09-Dec-2018, 8,952 share(s) on 09-Dec-2019, 8,949 share(s) on 09-Dec-2020 |
(10) | Vests 1,640 share(s) on 11-Dec-2014, 1,639 share(s) on 11-Dec-2015, 1,639 share(s) on 11-Dec-2016, 1,639 share(s) on 11-Dec-2017, 1,639 share(s) on 11-Dec-2018 |
(11) | Vests 2,062 share(s) on 12-Dec-2013, 2,062 share(s) on 12-Dec-2014, 2,062 share(s) on 12-Dec-2015, 2,062 share(s) on 12-Dec-2016, 2,062 share(s) on 12-Dec-2017 |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
White Albert G III C/O THE COOPER COMPANIES, INC. 6101 BOLLINGER CANYON ROAD, SUITE 500 SAN RAMON, CA 94583 | X |
| President & CEO |
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Signatures
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/s/ Albert G. White III | | 3/8/2021 |
**Signature of Reporting Person | Date |
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