Statement of Changes in Beneficial Ownership (4)
May 07 2021 - 11:47AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
WEINBERG DAVID B |
2. Issuer Name and Ticker or Trading Symbol
COCA COLA CO
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KO
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
C/O JUDD ENTERPRISES, 401 N. MICHIGAN AVE., SUITE 3050 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/5/2021 |
(Street)
CHICAGO, IL 60611
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, $.25 Par Value | 5/5/2021 | | J(1) | | 209820 | D | $0 (2) | 1256738 | I | By Marital Trust of Deceased Family Member (3) |
Common Stock, $.25 Par Value | | | | | | | | 355214 | D | |
Common Stock, $.25 Par Value | | | | | | | | 152930 | I | By Estate Trust of Deceased Family Member (4) |
Common Stock, $.25 Par Value | | | | | | | | 3540000 | I | By Family Limited Partnerships (5) |
Common Stock, $.25 Par Value | | | | | | | | 3000000 | I | By Family Trusts (6) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Phantom Stock Units | (7) | | | | | | | (8) | (8) | Common Stock, $.25 Par Value | 45060.6405 | | 45060.6405 | D | |
Explanation of Responses: |
(1) | The transaction involved the distribution of securities from a Marital Trust of a deceased family member to three private foundations which, after the death of the deceased family member, became beneficiaries of the Marital Trust. The three private foundations are wholly-charitable I.R.C. Section 501(c)(3) private foundations and the reporting person serves as a director and officer of one such foundation. The reporting person has no pecuniary interest in any of the securities held by the private foundations. |
(2) | The reported transaction involved a distribution of securities from a trust for which no consideration was received by the reporting person or any other person. |
(3) | The reporting person is one of three trustees and holds an indirect residuary interest in the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
(4) | The reporting person is one of three trustees and holds a residuary interest in the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
(5) | The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
(6) | The reported securities are held in three trusts of which the reporting person is one of three trustees. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
(7) | Each phantom share unit is economically equivalent to one share of Common Stock. |
(8) | The phantom share units credited under the Directors' Plan are settled in cash the later of (i) January 15 of the year following the year in which the reporting person leaves the Board, or (ii) six months following the date on which the reporting person leaves the Board. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
WEINBERG DAVID B C/O JUDD ENTERPRISES 401 N. MICHIGAN AVE., SUITE 3050 CHICAGO, IL 60611 | X |
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Signatures
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/s/ Anita Jane Kamenz, attorney-in-fact for David B. Weinberg | | 5/7/2021 |
**Signature of Reporting Person | Date |
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