LAKE SUCCESS, N.Y.,
July 6, 2015 /PRNewswire/
-- Broadridge Financial Solutions, Inc. (NYSE: BR) has been
selected as the mobile solution provider by Cetera Financial
Institutions. Cetera Financial Institutions is the marketing name
for Cetera Investment Services, a self-clearing broker-dealer, and
the bank and credit union-focused firm within the Cetera Financial
Group, the retail investment advice platform of RCS Capital
Corporation (NYSE: RCAP).
The Broadridge Mobile solution will enable Cetera
Financial Institutions to rapidly deploy a distinctively branded,
unified advisor and client experience while leveraging a proven
enterprise mobile technology platform. It is designed to increase
collaboration, optimize data management and deliver an integrated
experience to financial advisors and investors on a single global
platform.
"Delivering information and engaging customers when and how they
want to be served is critical to enhancing the experience investors
have with our financial institutions," said Catherine Bonneau, Chief Executive Officer,
Cetera Financial Institutions and Cetera Investment Services.
"Engaging Broadridge to deliver these services for both advisors
and investors is just one of many steps we are taking to deliver
enhanced resources and capabilities to our financial institution
clients and their retail investors."
Broadridge Mobile provides real-time market, portfolio and
account information and trading tools for funds, equities and
options. The solution also offers document sharing with advisors
and clients and comprehensive client search and reporting, account
inquiry and book of business analysis, all on a global
multi-language and multi-currency platform.
"As demonstrated by Cetera and other Broadridge Mobile clients,
a smart, thoughtfully crafted mobile strategy is the next chapter
in wealth management technology," said Traci Mabrey,
head of Wealth Solutions, Broadridge Global Technology
and Operations. "The advisor-client relationship is at
the center of firms' mobility plans, and we
will continue to spur our evolution with that in mind. With a
mobile platform, advisors have a huge opportunity to provide a
better customer experience, increase productivity and even adopt
new models of doing business."
About Broadridge Financial Solutions
Broadridge
Financial Solutions, Inc. (NYSE:BR) is the leading provider of
investor communications and technology-driven solutions for
broker-dealers, banks, mutual funds and corporate issuers globally.
Broadridge's investor communications, securities processing and
business process outsourcing solutions help clients reduce their
capital investments in operations infrastructure, allowing them to
increase their focus on core business activities. With over
50 years of experience, Broadridge's infrastructure underpins proxy
voting services for over 90% of public companies and mutual funds
in North America, and processes
more than $5 trillion in fixed income
and equity trades per day. Broadridge employs approximately
6,700 full-time associates in 14 countries.
For more information about Broadridge, please visit
www.broadridge.com.
About Cetera Financial Institutions
Cetera Financial
Institutions is the marketing name of Cetera Investment Services
LLC, a self-clearing registered broker-dealer that delivers
customized investment and insurance solutions to nearly 500
financial institutions nationwide. Cetera Financial Institutions
helps institutions expand their financial offerings, which allows
clients to pursue their financial goals through a holistic approach
while delivering sound and strong financial solutions. Through
Cetera Investment Advisers LLC, an SEC registered investment
adviser firm, financial advisors receive a wide array of solutions
and back-office support, so that they can focus on their
clients.
Cetera Investment Services LLC and Cetera Investment Advisers
LLC are part of Cetera Financial Group, the retail advice platform
of RCS Capital Corporation (NYSE: RCAP), which provides wealth
management and advisory platforms and innovative technology to
approximately 9,500 independent financial advisors nationwide.
Cetera Investment Services is a member of the Securities Investor
Protection Corporation (SIPC) and the Financial Industry Regulatory
Authority (FINRA). For more information, see
www.ceterafinancialinstitutions.com.
About Cetera Financial Group
Cetera Financial Group is
the retail investment advice platform of RCS Capital Corporation
(NYSE: RCAP). It is comprised of eleven firms – four legacy
Cetera-branded firms (Cetera Advisors, Cetera Advisor Networks,
Cetera Investment Services, marketed as Cetera Financial
Institutions, and Cetera Financial Specialists) along with First
Allied Securities, Investors Capital, J.P.
Turner and Company, The Legend Group, Summit Brokerage and
recently acquired VSR Financial Services and Girard Securities. The
platform is the second largest independent financial advisor
network in the nation by number of advisors, as well as a leading
provider of retail services to the investment programs of banks and
credit unions. Cetera Financial Group delivers award-winning wealth
management and advisory platforms, comprehensive broker-dealer and
registered investment adviser services, and innovative technology
to approximately 9,500 independent financial professionals and over
600 financial institutions nationwide. Through its distinct firms,
Cetera Financial Group offers the benefits of a large, established
broker-dealer and registered investment adviser, while serving
independent and institutions-based financial advisors in a way that
is customized to their unique needs and aspirations. Cetera
Financial Group is committed to helping advisors grow their
businesses and strengthen their relationships with clients. For
more information, visit www.ceterafinancialgroup.com.
About RCS Capital
RCS Capital Corporation (NYSE: RCAP)
is a full-service investment firm expressly focused on the
individual retail investor. With operating subsidiaries including
retail advice services, wholesale distribution, investment banking,
capital markets, investment research, investment management and
crowdfunding, RCS Capital's business is designed to capitalize,
support, grow and maximize value for the investment programs it
distributes and the independent advisors and clients it serves.
Additional information about RCS Capital can be found on its
website at www.rcscapital.com. RCS Capital may disseminate
information about itself, including the results of its operations
and financial information, via social media platforms such as
Facebook, LinkedIn and Twitter.
Important Notice
The statements in this press release
include statements regarding the intent, belief or current
expectations of Cetera Financial Institutions and Cetera Financial
Group and members of its management team, as well as the
assumptions on which such statements are based, and generally are
identified by the use of words such as "may," "will," "seeks,"
"anticipates," "believes," "estimates," "expects," "plans,"
"intends," "should," "look forward" or similar expressions. Actual
results may differ materially from those contemplated by such
forward-looking statements due to certain factors. Additional
factors that may affect future results are contained in RCS
Capital's filings with the SEC, which are available at the SEC's
website at www.sec.gov. Further, forward-looking statements speak
only as of the date they are made, and none of RCS Capital, Cetera
Financial Group or Cetera Financial Institutions undertake any
obligation to update or revise forward-looking statements to
reflect changed assumptions, the occurrence of unanticipated events
or changes to future operating results over time, unless required
by law.
Media
Contacts
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Kate
McGann
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Joseph Kuo
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Broadridge
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Haven Tower
Group
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+1 212 981 1395
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+1 424 652 6521
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Katherine.mcgann@broadridge.com
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jkuo@haventower.com
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SOURCE Broadridge Financial Solutions, Inc.