Statement of Changes in Beneficial Ownership (4)
January 14 2022 - 6:23PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Kushel J. Richard |
2. Issuer Name and Ticker or Trading Symbol
BlackRock Inc.
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BLK
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Senior Managing Director |
(Last)
(First)
(Middle)
BLACKROCK, INC., 55 EAST 52ND STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/12/2022 |
(Street)
NEW YORK, NY 10055
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Option (Right to Buy) | $513.50 | 1/12/2022 | | A (1) | | 81142 | | (2) | 12/4/2026 | Common Stock | 81142 | $0 | 81142 | D | |
Explanation of Responses: |
(1) | Reflects stock options granted to the reporting person on December 4, 2017. As disclosed in BlackRock's 2018 Proxy Statement, these options are subject to both performance and time vesting requirements. At a meeting held on January 12, 2022, the Management Development & Compensation Committee certified that certain performance criteria, which are conditions for the vesting of the number of options granted (81,142), were satisfied. However, these options are not currently exercisable and remain subject to the time- based vesting requirements described below. |
(2) | These options shall vest in equal installments on December 4, 2022, December 4, 2023 and December 4, 2024. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Kushel J. Richard BLACKROCK, INC. 55 EAST 52ND STREET NEW YORK, NY 10055 |
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| Senior Managing Director |
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Signatures
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/s/ R. Andrew Dickson III as Attorney-in-Fact for J. Richard Kushel | | 1/14/2022 |
**Signature of Reporting Person | Date |
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