Statement of Changes in Beneficial Ownership (4)
May 19 2022 - 04:17PM
Edgar (US Regulatory)
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FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
| 1. Name
and Address of Reporting Person * Sandler Ricky
C |
2. Issuer Name and Ticker or Trading
Symbol ASHLAND GLOBAL HOLDINGS INC [ ASH ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) __X__
Other (specify below)
See Remarks |
|
(Last)
(First)
(Middle)
399 PARK AVENUE, 25TH FLOOR, 25TH FLOOR |
3. Date of Earliest Transaction (MM/DD/YYYY)
5/17/2022
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(Street)
NEW YORK, NY 10022
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) ___
Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting
Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
Amount |
(A) or (D) |
Price |
|
Common Stock, par value $0.01 per share ("Common
Stock") |
5/17/2022 |
|
P |
|
48800 |
A |
$101.27 |
4083978 |
I |
See Footnote (1) |
|
Common Stock |
|
|
|
|
|
|
|
461.66 |
I |
See Footnote (2) |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of
Responses: |
| (1) |
Eminence Capital, LP
("Eminence Capital") serves as the management company or investment
adviser to, and may be deemed to have shared voting and dispositive
power over the shares of Common Stock held by, various investment
funds (the "Eminence Funds") and separately managed accounts (the
"Eminence SMAs," and together with the Eminence Funds, the
"Eminence Funds and SMAs") under its management and control. Ricky
C. Sandler ("Mr. Sandler") is the Chief Executive Officer of
Eminence Capital and may be deemed to have shared voting and
dispositive power with respect to the shares of Common Stock held
by the Eminence Funds and SMAs. Eminence Capital and Mr. Sandler
each disclaim beneficial ownership of the securities held by the
Eminence Funds and SMAs, except to the extent of its or his
pecuniary interest therein. |
| (2) |
Shares held by certain
family accounts. 2,328.34 of such previously reported shares are no
longer reported herein as Mr. Sandler has no reportable pecuniary
interest in such shares. Note that the previous filings made by the
Reporting Persons listed family account shares as direct
holdings. |
Remarks:
Eminence Capital may be deemed to be a director by deputization for
purposes of Section 16 under the Securities Exchange Act of 1934,
as amended, by virtue of the fact that Mr. Sandler currently serves
on the board of directors of the Issuer. |
Reporting
Owners
|
|
Reporting Owner Name / Address |
Relationships
|
|
Director |
10% Owner |
Officer |
Other |
Sandler Ricky C
399 PARK AVENUE, 25TH FLOOR
25TH FLOOR
NEW YORK, NY 10022 |
X |
|
|
See Remarks |
EMINENCE CAPITAL, LP
399 PARK AVENUE, 25TH FLOOR
NEW YORK, NY 10022 |
X |
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Signatures
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/s/ Eminence Capital, LP, /s/ Ricky C. Sandler,
Chief Executive Officer |
|
5/19/2022 |
| **Signature of
Reporting Person |
Date |
|
/s/ Ricky C. Sandler |
|
5/19/2022 |
| **Signature of
Reporting Person |
Date |
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Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
| * |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
| ** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
|
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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