Statement of Changes in Beneficial Ownership (4)
February 26 2021 - 4:09PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Arbuckle Stuart A |
2. Issuer Name and Ticker or Trading Symbol
VERTEX PHARMACEUTICALS INC / MA
[
VRTX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP, Chief Commercial Officer |
(Last)
(First)
(Middle)
C/O VERTEX PHARMACEUTICALS INCORPORATED, 50 NORTHERN AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/24/2021 |
(Street)
BOSTON, MA 02210
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 2/24/2021 | | F | | 2898 | D | $217.57 | 44737 | D | |
Common Stock | 2/25/2021 | | S(1) | | 380 | D | $211.39 (2)(3) | 44357 | D | |
Common Stock | 2/25/2021 | | S(1) | | 900 | D | $212.52 (3)(4) | 43457 | D | |
Common Stock | 2/25/2021 | | S(1) | | 1400 | D | $213.55 (3)(5) | 42057 | D | |
Common Stock | 2/25/2021 | | S(1) | | 400 | D | $214.32 (3)(6) | 41657 | D | |
Common Stock | 2/25/2021 | | S(1) | | 300 | D | $215.62 (3)(7) | 41357 | D | |
Common Stock | 2/25/2021 | | S(1) | | 254 | D | $216.57 (3)(8) | 41103 | D | |
Common Stock | | | | | | | | 140 | I | 401(k) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Transaction made pursuant to Mr. Arbuckle's company approved trading plan under Rule 10b5-1. |
(2) | Open market sales reported on this line occurred at a weighted average price of $211.39 (range $210.76 to $211.68). |
(3) | Mr. Arbuckle undertakes to provide (upon request by the SEC staff, the issuer or a security holder of the issuer) full information regarding the number of shares sold at each separate price. |
(4) | Open market sales reported on this line occurred at a weighted average price of $212.52 (range $212.05 to $213.02). |
(5) | Open market sales reported on this line occurred at a weighted average price of $213.55 (range $213.09 to $214.08). |
(6) | Open market sales reported on this line occurred at a weighted average price of $214.32 (range $214.10 to $214.62). |
(7) | Open market sales reported on this line occurred at a weighted average price of $215.62 (range $215.37 to $215.84). |
(8) | Open market sales reported on this line occurred at a weighted average price of $216.57 (range $216.50 to $216.62). |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Arbuckle Stuart A C/O VERTEX PHARMACEUTICALS INCORPORATED 50 NORTHERN AVENUE BOSTON, MA 02210 |
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| EVP, Chief Commercial Officer |
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Signatures
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/s/ Sabrina Yohai, Attorney-in-Fact | | 2/26/2021 |
**Signature of Reporting Person | Date |
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