Statement of Changes in Beneficial Ownership (4)
April 08 2021 - 6:37PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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KEITEL WILLIAM E |
2. Issuer Name and Ticker or Trading Symbol
Turtle Beach Corp
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HEAR
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
C/O TURTLE BEACH CORPORATION, 44 SOUTH BROADWAY, 4TH FLOOR |
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/8/2021 |
(Street)
WHITE PLAINS, NY 10601
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 4/8/2021 | | S | | 3362 | D | $28.18 (1) | 52483 | D | |
Common Stock | | | | | | | | 14500 | I | By The Keitel McSweeney Family Trust (2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (Right to Buy) | $62.52 | | | | | | | (3) | 1/30/2024 | Common Stock | 800 | | 800 | D | |
Stock Option (Right to Buy) | $9.16 | | | | | | | (3) | 4/9/2025 | Common Stock | 5459 | | 5459 | D | |
Stock Option (Right to Buy) | $4.64 | | | | | | | (3) | 4/4/2026 | Common Stock | 10776 | | 10776 | D | |
Stock Option (Right to Buy) | $3.60 | | | | | | | (3) | 4/19/2027 | Common Stock | 13889 | | 13889 | D | |
Stock Option (Right to Buy) | $3.12 | | | | | | | (3) | 4/11/2028 | Common Stock | 16025 | | 16025 | D | |
Stock Option (Right to Buy) | $12.10 | | | | | | | (3) | 4/1/2029 | Common Stock | 4132 | | 4132 | D | |
Stock Option (Right to Buy) | $5.95 | | | | | | | (3) | 4/1/2030 | Common Stock | 16806 | | 16806 | D | |
Explanation of Responses: |
(1) | ALL SALES PURSUANT TO A 10b5-1 PLAN. The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $27.94 to $28.39 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
(2) | These shares are held in a trust for the benefit of certain of the reporting person's family members. The reporting person disclaims beneficial ownership of these shares. |
(3) | All options are exercisable as of the date of this Form 4. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
KEITEL WILLIAM E C/O TURTLE BEACH CORPORATION 44 SOUTH BROADWAY, 4TH FLOOR WHITE PLAINS, NY 10601 | X |
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Signatures
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/s/ John T. Hanson, attorney-in-fact for William E. Keitel | | 4/8/2021 |
**Signature of Reporting Person | Date |
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