- Amended Statement of Beneficial Ownership (SC 13D/A)
November 24 2008 - 5:01PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
(RULE 13D-2-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13D-1(a) AND
AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(a)
(Amendment No. 12)(1)
TRANSMETA CORPORATION
(Name of Issuer)
COMMON STOCK
(Title of Class of Securities)
89376R2080
(CUSIP Number)
RILEY INVESTMENT MANAGEMENT LLC
ATTN: BRYANT R. RILEY
11100 SANTA MONICA BLVD.
SUITE 810
LOS ANGELES, CA 90025
(310) 966-1445
(Name, Address and Telephone Number of Person Authorized to Receive Notices
and Communications)
November 20, 2008
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following
box: |X|
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Rule 13d-7(b) for other
parties to whom copies are to be sent.
(Continued on following pages)
(1) The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
CUSIP No. 89376R208 13D Page 2
--------- ----------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR IRS. IDENTIFICATION NO. OF ABOVE PERSON
Riley Investment Partners Master Fund, L.P.
--------- ----------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- ----------------------------------------------------------------------
3 SEC USE ONLY
--------- ----------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
--------- ----------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e)
[ ]
--------- ----------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
--------- ----------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 1,000
------ --------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY -0-
------ --------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 1,000
------ --------------------------------------------------
PERSON 10 SHARED DISPOSITIVE POWER
WITH -0-
--------- ----------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,000
--------- ----------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES*
[ ]
--------- ----------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%(1)
--------- ----------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
--------- ----------------------------------------------------------------------
___________
(1) Based on 12,204,671 shares of common stock of Transmeta Corporation (the
"Issuer") outstanding at October 15, 2008, as reported in the Issuer's Quarterly
Report on Form 10-Q for the quarter ended September 30, 2008 filed with the
Securities and Exchange Commission on November 17, 2008.
|
CUSIP No. 89376R208 13D Page 3
--------- ----------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR IRS. IDENTIFICATION NO. OF ABOVE PERSON
Riley Investment Management LLC
--------- ----------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- ----------------------------------------------------------------------
3 SEC USE ONLY
--------- ----------------------------------------------------------------------
4 SOURCE OF FUNDS*
AF
--------- ----------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e)
[ ]
--------- ----------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------- ----------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 515,829(2)
------ --------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 637,542(3)
------ --------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 515,829(2)
------ --------------------------------------------------
PERSON 10 SHARED DISPOSITIVE POWER
WITH 637,542(3)
--------- ----------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,153,371
--------- ----------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES*
[ ]
--------- ----------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
9.5%(1)
--------- ----------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IA
--------- ----------------------------------------------------------------------
_____________
(2) Because Riley Investment Management LLC has sole investment and voting power
over 1,000 shares of Common Stock held by Riley Investment Partners Master
Fund, L.P. and 514,829 shares held in managed accounts by its investment
advisory clients, Riley Investment Management LLC may be deemed to have
beneficial ownership of these shares.
(3) Riley Investment Management LLC has shared voting and dispositive power over
637,542 shares of Common Stock held in investment advisory accounts indirectly
affiliated with Riley Investment Partners Master Fund, L.P.
|
CUSIP No. 89376R208 13D Page 4
--------- ----------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR IRS. IDENTIFICATION NO. OF ABOVE PERSON
B. Riley & Co., LLC
--------- ----------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- ----------------------------------------------------------------------
3 SEC USE ONLY
--------- ----------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
--------- ----------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e)
[ ]
--------- ----------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------- ----------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 11,739
------ --------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY -0-
------ --------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 11,739
------ --------------------------------------------------
PERSON 10 SHARED DISPOSITIVE POWER
WITH -0-
--------- ----------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11,739
--------- ----------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES*
[ ]
--------- ----------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
.1%(1)
--------- ----------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
BD
--------- ----------------------------------------------------------------------
____________
|
CUSIP No. 89376R208 13D Page 5
--------- ----------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR IRS. IDENTIFICATION NO. OF ABOVE PERSON
Bryant R. Riley
--------- ----------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- ----------------------------------------------------------------------
3 SEC USE ONLY
--------- ----------------------------------------------------------------------
4 SOURCE OF FUNDS*
AF
--------- ----------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e)
[ ]
--------- ----------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------- ----------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 527,568(4)
------ --------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 637,542(5)
------ --------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 527,568 (4)
------ --------------------------------------------------
PERSON 10 SHARED DISPOSITIVE POWER
WITH 637,542 (5)
--------- ----------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,165,110
--------- ----------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES*
[ ]
--------- ----------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
9.6%
--------- ----------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
--------- ----------------------------------------------------------------------
_____________
(4) Because Riley Investment Management LLC has sole voting and investment power
over Riley Investment Partners Master Fund, L.P.'s security holdings and certain
managed accounts of its investment advisory clients and Mr. Riley, in his role
as the sole manager of Riley Investment Management LLC, controls its voting and
investment decisions, each of Riley Investment Management LLC and Mr. Riley may
be deemed to have beneficial ownership of the 1,000 shares of Common Stock held
by Riley Investment Partners Master Fund, L.P. and the 514,829 shares held in
managed accounts by its investment advisory clients. B. Riley & Co., LLC has
sole voting and dispositive power over 11,739 shares of common stock. Mr. Riley
is the Chairman and sole indirect equity owner of B. Riley & Co., LLC.
(5) Riley Investment Management LLC has shared voting and dispositive power over
637,542 shares of Common Stock held by investment advisory accounts indirectly
affiliated with Riley Investment Partners Master Fund, L.P.
|
CUSIP No. 89376R208 13D Page 6
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
(c) In the ordinary course of business, BRC may effect transactions in
connection with its ordinary course market making activities, as well as for
customer transactions. On 10/28/2008, RIP crossed 250,000 shares at $15 per
share and 220,000 shares at $15.21 per share to investment advisory clients of
RIM. On 10/2/2008, a BRC managed account crossed 1,690 shares to BRC at $16.3
per share. On 10/14/2008, BRC crossed 10,410 shares at $16.24 per share and
1,590 shares at $16.3 per share to an investment advisory client of RIM. The
following are the other transactions in the past 60 days through September 24,
2008.
INVESTMENT ADVISORY CLIENTS TRANS CODE QUANTITY PRICE TRADE DATE
SL 18,149 17.4102 11/19/2008
SL 50,000 17.54 11/19/2008
SL 121,478 17.1695 11/20/2008
SL 10,000 17.42 11/20/2008
SL 36,156 17.13 11/21/2008
SL 13,844 17.13 11/21/2008
BRC TRANS CODE QUANTITY PRICE TRADE DATE
SL 6,851 17.4102 11/19/2008
BRC Managed Account TRANS CODE QUANTITY PRICE TRADE DATE
SL 48,310 17.164 11/21/2008
B. Riley Retirement Trust TRANS CODE QUANTITY PRICE TRADE DATE
SL 5,000 17.2 11/20/2008
|
CUSIP No. 89376R208 13D Page 7
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: November 24, 2008
Riley Investment Partners Master Fund, L.P.
By: Riley Investment Management LLC,
its General Partner
By: /s/ Bryant R. Riley
---------------------------------------
Bryant R. Riley, Managing Member
Riley Investment Management LLC
By: /s/ Bryant R. Riley
---------------------------------------
Bryant R. Riley, Managing Member
B. Riley & Co, LLC
By: /s/ Bryant R. Riley
---------------------------------------
Bryant R. Riley, Chairman
B. Riley & Co. Retirement Trust
By: /s/ Bryant R. Riley
---------------------------------------
Bryant R. Riley, Trustee
By: /s/ Bryant R. Riley
---------------------------------------
Bryant R. Riley
|
Transmeta (MM) (NASDAQ:TMTA)
Historical Stock Chart
From Apr 2024 to May 2024
Transmeta (MM) (NASDAQ:TMTA)
Historical Stock Chart
From May 2023 to May 2024