Current Report Filing (8-k)
December 14 2022 - 12:00PM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of
1934
December 14, 2022
Date of Report (date of Earliest Event Reported)
NEWTEK BUSINESS SERVICES CORP.
(Exact Name of Company as Specified in its Charter)
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Maryland |
814-01035
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46-3755188 |
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(State or Other Jurisdiction of Incorporation or
Organization) |
(Commission File No.) |
(I.R.S. Employer Identification No.) |
4800 T Rex Avenue, Suite 120, Boca Raton, Florida
33431
(Address of principal executive offices and zip code)
(212) 356-9500
(Company’s telephone number, including area code)
(Former name or former address, if changed from last
report)
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class |
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Trading Symbol(s) |
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Name of each exchange on which registered |
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Common Stock, par value $0.02 per share |
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NEWT |
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Nasdaq Global Market LLC |
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5.75% Notes due 2024 |
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NEWTL |
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Nasdaq Global Market LLC |
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5.50% Notes due 2026 |
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NEWTZ |
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Nasdaq Global Market LLC |
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
¨ Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
¨ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
¨ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
¨ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company o
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act.
o
Forward-Looking Statements
Statements in this Current Report on Form 8-K (including the
exhibits), including statements regarding Newtek Business Services
Corp.’s (“Newtek” or the “Company”) beliefs, expectations,
intentions or strategies for the future, may be forward-looking
statements. All forward-looking statements involve a number of
risks and uncertainties that could cause actual results to differ
materially from the plans, intentions and expectations reflected in
or suggested by the forward-looking statements. Such risks and
uncertainties include, among others, intensified competition,
operating problems and their impact on revenues and profit margins,
anticipated future business strategies and financial performance,
anticipated future number of customers, business prospects,
legislative developments and similar matters. Risk factors,
cautionary statements and other conditions which could cause
Newtek’s actual results to differ from management's current
expectations are contained in Newtek’s filings with the Securities
and Exchange Commission. Newtek undertakes no obligation to update
any forward-looking statement to reflect events or circumstances
that may arise after the date of this filing.
Item 7.01.
Regulation
FD Disclosure
Investor Presentation. On December 13, 2022, the Company posted a
slide presentation (the “Presentation”) on its website
www.newtekone.com. The Presentation was prepared for a December 14,
2022, investor conference call to provide an update on the
Company's pending acquisition of the National Bank of New York
City. The Presentation titled “Update on Pending Acquisition of
National Bank of New York City” dated December 12, 2022, can be
accessed by clicking on the Investor Relations tab or directly at
http://investor.newtekbusinessservices.com/events-and-presentations.
The Presentation will remain available for at least 90
days.
SIGNATURES
In accordance with the requirements of the Securities Exchange Act
of 1934, the registrant has caused this report to be signed on its
behalf by the undersigned, thereunto duly authorized.
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NEWTEK BUSINESS SERVICES CORP. |
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Date: December 14, 2022 |
By: |
/S/ BARRY
SLOANE
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Barry Sloane |
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Chief Executive Officer, President and Chairman of the
Board |
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