Amended Statement of Ownership (sc 13g/a)
February 14 2020 - 4:15PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE
13G
Information
Statement Pursuant to Rules 13d-1 and 13d-2
Under
the Securities Exchange Act of 1934
(Amendment
No. 4)*
NANOVIBRONIX,
INC.
|
(Name
of Issuer)
|
Common
Stock, par value $0.001
|
(Title
of Class of Securities)
|
December
31, 2019
|
(Date
of Event which requires Filing of this Statement)
|
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed;
[ ]
Rule 13d-1(b)
[ ]
Rule 13d-1(c)
[X]
Rule 13d-1(d)
*
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to
the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided
in a prior cover page.
The
information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section
18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP
No. 63008J108
1.
|
Names
of Reporting Persons: Globis Capital Partners, L.P.
I.R.S.
Identification Nos. of above persons (entities only):
|
|
|
2.
|
Check
the Appropriate Box if a member of a Group (See instructions)
(a)
[ ]
(b)
[X]
|
|
|
3.
|
SEC
Use Only
|
|
|
4.
|
Citizenship
or Place of Organization: Delaware
|
|
|
Number
of
Shares
Beneficially by
Owned by Each
Reporting
Person with:
|
|
5.
|
Sole
Voting Power: 0
|
|
6.
|
Shared
Voting Power: 378,514
|
|
7.
|
Sole
Dispositive Power: 0
|
|
8.
|
Shared
Dispositive Power: 378,514
|
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person: 378,514
|
|
|
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ]
|
|
|
11.
|
Percent
of Class Represented by Amount in Row (9): 9.0%
|
|
|
12.
|
Type
of Reporting Person (See Instructions) PN
|
|
|
CUSIP
No. 63008J108
1.
|
Names
of Reporting Persons: Globis Capital Advisors, L.L.C.
I.R.S.
Identification Nos. of above persons (entities only):
|
|
|
2.
|
Check
the Appropriate Box if a member of a Group (See instructions)
(a)
[ ]
(b)
[X]
|
|
|
3.
|
SEC
Use Only
|
|
|
4.
|
Citizenship
or Place of Organization: Delaware
|
|
|
Number
of
Shares
Beneficially by
Owned by Each
Reporting
Person with:
|
|
5.
|
Sole
Voting Power: 0
|
|
6.
|
Shared
Voting Power: 378,514
|
|
7.
|
Sole
Dispositive Power: 0
|
|
8.
|
Shared
Dispositive Power: 378,514
|
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person: 378,514
|
|
|
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ]
|
|
|
11.
|
Percent
of Class Represented by Amount in Row (9): 9.0%
|
|
|
12.
|
Type
of Reporting Person (See Instructions) OO
|
|
|
CUSIP
No. 63008J108
1.
|
Names
of Reporting Persons: Globis Capital Management, L.P.
I.R.S.
Identification Nos. of above persons (entities only):
|
|
|
2.
|
Check
the Appropriate Box if a member of a Group (See instructions)
(a)
[ ]
(b)
[X]
|
|
|
3.
|
SEC
Use Only
|
|
|
4.
|
Citizenship
or Place of Organization: Delaware
|
|
|
Number
of
Shares
Beneficially by
Owned by Each
Reporting
Person with:
|
|
5.
|
Sole
Voting Power: 0
|
|
6.
|
Shared
Voting Power: 378,514
|
|
7.
|
Sole
Dispositive Power: 0
|
|
8.
|
Shared
Dispositive Power: 378,514
|
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person: 378,514
|
|
|
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ]
|
|
|
11.
|
Percent
of Class Represented by Amount in Row (9): 9.0%
|
|
|
12.
|
Type
of Reporting Person (See Instructions) PN
|
|
|
CUSIP No.
63008J108
1.
|
Names
of Reporting Persons: Globis Capital, L.L.C.
I.R.S.
Identification Nos. of above persons (entities only):
|
|
|
2.
|
Check
the Appropriate Box if a member of a Group (See instructions)
(a)
[ ]
(b)
[X]
|
|
|
3.
|
SEC
Use Only
|
|
|
4.
|
Citizenship
or Place of Organization: Delaware
|
|
|
Number
of
Shares
Beneficially by
Owned by Each
Reporting
Person with:
|
|
5.
|
Sole
Voting Power: 0
|
|
6.
|
Shared
Voting Power: 378,514
|
|
7.
|
Sole
Dispositive Power: 0
|
|
8.
|
Shared
Dispositive Power: 378,514
|
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person: 378,514
|
|
|
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ]
|
|
|
11.
|
Percent
of Class Represented by Amount in Row (9): 9.0%
|
|
|
12.
|
Type
of Reporting Person (See Instructions) OO
|
|
|
CUSIP No.
63008J108
1.
|
Names
of Reporting Persons: Paul Packer
I.R.S.
Identification Nos. of above persons (entities only):
|
|
|
2.
|
Check
the Appropriate Box if a member of a Group (See instructions)
(a)
[ ]
(b)
[X]
|
|
|
3.
|
SEC
Use Only
|
|
|
4.
|
Citizenship
or Place of Organization: United States
|
|
|
Number
of
Shares
Beneficially by
Owned by Each
Reporting
Person with:
|
|
5.
|
Sole
Voting Power: 42,691
|
|
6.
|
Shared
Voting Power: 378,514
|
|
7.
|
Sole
Dispositive Power: 42,691
|
|
8.
|
Shared
Dispositive Power: 378,514
|
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person: 421,205
|
|
|
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ]
|
|
|
11.
|
Percent
of Class Represented by Amount in Row (9): 9.99%
|
|
|
12.
|
Type
of Reporting Person (See Instructions) IN
|
|
|
Nanovibronix,
Inc.
|
(b)
|
Address
of Issuer’s Principal Executive Offices:
|
525
Executive Boulevard
Elmsford,
N.Y. 10523
|
(a)
|
Name
of Person Filing:
|
This
Schedule 13G is being jointly filed by each of the following persons pursuant to Rule 13d-1 promulgated by the Securities and
Exchange Commission pursuant to Section 13 of the Securities Exchange Act of 1934, as amended (the “Act”):
|
(i)
|
Globis
Capital Partners, L.P., a Delaware limited partnership (“Globis Partners”),
with respect to shares of Common Stock (as defined in Item 2(d) below) directly held
by it;
|
|
(ii)
|
Globis
Capital Advisors, L.L.C., a Delaware limited liability company (“Globis Advisors”),
serves as the general partner of Globis Partners, with respect to shares of Common Stock
directly held by Globis Partners;
|
|
(iii)
|
Globis
Capital Management, L.P., a Delaware limited partnership (the “Investment Manager”),
which serves as investment manager to, and has investment discretion over the securities
held by, Globis Partners, with respect to shares of Common Stock directly held by Globis
Partners;
|
|
(iv)
|
Globis
Capital, L.L.C., a Delaware limited liability company (“GC”), which serves
as the general partner of the Investment Manager, with respect to shares of Common Stock
directly held by Globis Partners;
|
|
(v)
|
Mr.
Paul Packer (“Mr. Packer”), who is the Managing Member of Globis Advisors
and GC, with respect to shares of Common Stock directly held by Globis Partners.
|
Globis
Partners, Globis Advisors, the Investment Manager, GC, and Mr. Packer are hereinafter sometimes collectively referred to as the
“Reporting Persons.” Any disclosures herein with respect to persons other than the Reporting Persons are made on information
and belief after making inquiry to the appropriate party.
|
(b)
|
Address
of Principal Business Office or, if none, Residence
|
The
principal office and business address of Globis Partners, Globis Advisors, the Investment Manager, GC and Mr. Packer is:
805
Third Ave.
15th
Floor
New
York, New York 10022
See
Item 2(a) above and Item 4 of each cover page.
|
(d)
|
Title
of Class of Securities
|
Common
Stock, par value $0.001
63008J108
Item
3.
|
If
this statement is filed pursuant to §§240.13d-1(b) 240.13d-2(b) or (c), check whether the person is
filing is a:
|
|
(a)
|
[ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
|
(c)
|
[ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
|
(d)
|
[ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15
U.S.C. 80a-8);
|
|
(e)
|
[ ] An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
|
|
(f)
|
[ ] An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
|
|
(g)
|
[ ] A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
|
|
(h)
|
[ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act
(12 U.S.C. 1813);
|
|
(i)
|
[ ] A church plan that is excluded from the definition of an investment company under section
3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
|
(j)
|
[ ] Group, in accordance with §240.13d-1(b)(1)(ii)(J).
|
|
A.
|
Globis
Capital Partners, L.P.
|
|
(a)
|
Amount
beneficially owned: 378,514
|
|
(b)
|
Percent
of class: 9.0%
|
|
(c)
|
Number
of shares as to which such person has:
|
|
(i)
|
Sole
power to vote or direct the vote: -0-
|
|
(ii)
|
Shared
power to vote or direct the vote: 378,514
|
|
(iii)
|
Sole
power to dispose or direct the disposition: -0-
|
|
(iv)
|
Shared
power to dispose or direct the disposition: 378,514
|
|
B.
|
Globis
Capital Advisors, L.L.C.
|
|
(a)
|
Amount
beneficially owned: 378,514
|
|
(b)
|
Percent
of class: 9.0%
|
|
(c)
|
Number
of shares as to which such person has:
|
|
(i)
|
Sole
power to vote or direct the vote: -0-
|
|
(ii)
|
Shared
power to vote or direct the vote: 378,514
|
|
(iii)
|
Sole
power to dispose or direct the disposition: -0-
|
|
(iv)
|
Shared
power to dispose or direct the disposition: 378,514
|
|
C.
|
Globis
Capital Management, L.P.
|
|
(a)
|
Amount
beneficially owned: 378,514
|
|
(b)
|
Percent
of class: 9.0%
|
|
(c)
|
Number
of shares as to which such person has:
|
|
(i)
|
Sole
power to vote or direct the vote: -0-
|
|
(ii)
|
Shared
power to vote or direct the vote: 378,514
|
|
(iii)
|
Sole
power to dispose or direct the disposition: -0-
|
|
(iv)
|
Shared
power to dispose or direct the disposition: 378,514
|
|
D.
|
Globis
Capital, L.L.C.
|
|
(a)
|
Amount
beneficially owned: 378,514
|
|
(b)
|
Percent
of class: 9.0%
|
|
(c)
|
Number
of shares as to which such person has:
|
|
(i)
|
Sole
power to vote or direct the vote: -0-
|
|
(ii)
|
Shared
power to vote or direct the vote: 378,514
|
|
(iii)
|
Sole
power to dispose or direct the disposition: -0-
|
|
(iv)
|
Shared
power to dispose or direct the disposition: 378,514
|
|
(a)
|
Amount
beneficially owned: 421,205
|
|
(b)
|
Percent
of class: 9.99%
|
|
(c)
|
Number
of shares as to which such person has:
|
|
(i)
|
Sole
power to vote or direct the vote: 42,691
|
|
(ii)
|
Shared
power to vote or direct the vote: 378,514
|
|
(iii)
|
Sole
power to dispose or direct the disposition: 42,691
|
|
(iv)
|
Shared
power to dispose or direct the disposition: 378,514
|
Item
5.
|
Ownership
of Five Percent or Less of a Class.
|
If
this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check the following [ ]
Item
6.
|
Ownership
of More than Five Percent on Behalf of Another Person.
|
Not
applicable.
Item
7.
|
Identification
and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
|
Not
applicable.
Item
8.
|
Identification
and Classification of Members of the Group.
|
|
Not
applicable.
Item
9.
|
Notice
of Dissolution of Group.
|
Not
applicable.
By
signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are
not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
|
/s/
Paul Packer
|
|
Paul
Packer,
|
|
individually
and as managing member of:
|
|
(a)
Globis Capital Advisors, L.L.C.,
|
|
for
itself and as the general partner of
|
|
Globis
Capital Partners, L.P.; and (b) Globis Capital, L.L.C., for itself and as the general partner of Globis Capital Management,
L.P., the Investment Manager of Globis Capital Partners, L.P.
|
EXHIBIT
1
JOINT
ACQUISITION STATEMENT
PURSUANT
TO RULE 13d-1(k)
The
undersigned acknowledge and agree that the foregoing statement on Schedule 13G, is filed on behalf of each of the undersigned
and that all subsequent amendments to this statement on Schedule 13G, shall be filed on behalf of each of the undersigned without
the necessity of filing additional joint acquisition statements. The undersigned acknowledge that each shall be responsible for
the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained
therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the
extent that he or it knows or has reason to believe that such information is inaccurate.
DATED:
February 14, 2020
|
/s/
Paul Packer
|
|
Paul
Packer,
|
|
individually
and as managing member of:
|
|
(a)
Globis Capital Advisors, L.L.C.,
|
|
for
itself and as the general partner of
|
|
Globis
Capital Partners, L.P.; and
|
|
(b)
Globis Capital, L.L.C.,
|
|
for
itself and as the general partner of
|
|
Globis
Capital Management, L.P., the Investment Manager of Globis Capital Partners, L.P.
|
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