Current Report Filing (8-k)
April 07 2022 - 08:01AM
Edgar (US Regulatory)
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2022-04-07 iso4217:USD xbrli:shares iso4217:USD xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act
of 1934
Date of Report (Date of earliest event reported):
April 7, 2022
LIVEONE, INC.
(Exact name of registrant as specified in its charter)
|
Delaware |
|
001-38249 |
|
98-0657263 |
(State
or other jurisdiction
of incorporation) |
|
(Commission
File Number) |
|
(I.R.S.
Employer
Identification No.) |
269 South Beverly Drive,
Suite 1450
Beverly Hills,
CA
90212
(Address of principal executive offices) (Zip Code)
(310)
601-2505
(Registrant’s telephone number, including area code)
n/a
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
| |
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425) |
| |
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12) |
| |
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b)) |
| |
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
|
Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
|
Common stock, $0.001 par value per share |
|
LVO |
|
The
NASDAQ Capital Market |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 8.01 Other Information.
LiveOne, Inc.’s (the “Company”) subordinated senior lender has
agreed that the Company’s funds up to $3,000,000 planned to be held
in escrow for artist payments related to the 2022 Spring Awakening
Music Festival, produced by React Presents, LLC, the Company's
wholly owned subsidiary, shall count towards the minimum cash
requirement set forth in the agreements with the subordinated
senior lender. The Company’s filing under this Item 8.01 is not an
admission as to the materiality of any information reported under
this Item 8.01 that is required to be disclosed solely by
Regulation FD.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
| |
LIVEONE,
INC. |
| |
|
| Dated:
April 7, 2022 |
By: |
/s/
Robert S. Ellin |
| |
Name: |
Robert
S. Ellin |
| |
Title: |
Chief
Executive Officer and
Chairman of the Board of Directors |
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