Current Report Filing (8-k)
November 09 2020 - 7:20AM
Edgar (US Regulatory)
0001330436
False
0001330436
2020-11-09
2020-11-09
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
November 9, 2020
LIQUIDIA TECHNOLOGIES, INC.
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(Exact name of registrant as specified in its charter)
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Delaware
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001-38601
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20-1926605
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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419 Davis Drive, Suite 100, Morrisville, North Carolina
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27560
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including
area code: (919) 328-4400
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(Former name or former address, if changed since last report.)
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Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
x Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common stock
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LQDA
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The Nasdaq Stock Market LLC
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Indicate by check mark whether the registrant is an emerging
growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company x
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
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Item 2.02
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Results of Operations and Financial Condition.
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On November 9, 2020, Liquidia Technologies, Inc.,
a Delaware corporation, issued a press release announcing its financial results for the three months ended September 30, 2020
and also provided a corporate update. A copy of the press release is furnished herewith as Exhibit 99.1.*
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Item 9.01
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Financial
Statements and Exhibits.
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(d)
* The information in Item 2.02 of this Form 8-K shall not
be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange
Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing
under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such
a filing.
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
November 9, 2020
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Liquidia Technologies, Inc.
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By:
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/s/ Steven Bariahtaris
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Name:
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Steven Bariahtaris
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Title:
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Interim Chief Financial Officer
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