As filed with the Securities and Exchange Commission on November 30, 2018
Registration No. 333-
UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
S-3
REGISTRATION STATEMENT
UNDER
THE
SECURITIES ACT OF 1933
HOME BANCSHARES, INC.
(Exact name of registrant as specified in its charter)
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Arkansas
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71-0682831
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(State or other jurisdiction of
incorporation or organization)
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(IRS Employer
Identification Number)
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719 Harkrider, Suite 100
Conway, Arkansas 72032
(501)
339-2929
(Address including zip code, and telephone number, including area code, of registrants principal executive offices)
C. Randall Sims
Chief
Executive Officer
Home BancShares, Inc.
719 Harkrider
Conway,
Arkansas 72032
(501)
328-4656
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
C.
Douglas Buford, Jr.
Courtney C. Crouch, III
Mitchell, Williams, Selig, Gates & Woodyard, P.L.L.C.
425 West Capitol Avenue, Suite 1800
Little Rock, Arkansas 72201
Telephone: (501)
688-8800
Facsimile: (501)
918-7822
Approximate date of commencement of proposed sale to the public
: From time to time after the effective date of this Registration
Statement.
If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans,
please check the following box. ☐
If any of the securities being registered on this Form are to be offered on a delayed or
continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box. ☑
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following
box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the
Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If
this Form is a registration statement pursuant to General Instruction I.D. or a post-effective amendment thereto that shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following
box. ☑
If this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.D.
filed to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box. ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a
non-accelerated
filer, a smaller reporting company, or an emerging growth company. See definitions of large accelerated filer, accelerated filer, smaller reporting company,
and emerging growth company in Rule
12b-2
of the Exchange Act.
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Large accelerated filer
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☑
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Accelerated filer
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☐
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Non-accelerated filer
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☐
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Smaller reporting company
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☐
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Emerging growth company
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☐
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended
transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of Securities Act. ☐
CALCULATION OF REGISTRATION FEE
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Title of Each Class of
Securities to be Registered
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Amount to be
Registered (1)(2)
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Proposed Maximum
Offering Price Per
Security (1)(2)(3)
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Proposed Maximum
Aggregate Offering
Price (1)(2)(3)
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Amount of
Registration Fee (3)
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Common Stock, par value $0.01 per share
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Preferred Stock, par value $0.01 per share
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Rights
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Warrants
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Subordinated Debt Securities
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Total
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(1)
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Not specified as to each class of securities to be registered pursuant to General Instruction II.E of Form
S-3.
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(2)
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An indeterminate aggregate initial offering price or number of securities of each identified class is being
registered as may be issued at indeterminate prices from time to time. The securities registered include unspecified amounts and numbers of securities that may be issued upon conversion of or exchange for securities that provide for conversion or
exchange or pursuant to the antidilution provisions of any such securities. Separate consideration may or may not be received for securities issuable on exercise, conversion, or exchange of other securities.
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(3)
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In accordance with Rules 456(b) and 457(r) under the Securities Act of 1933 (the Securities Act),
the registrant is deferring payment of all of the registration fee subject to the conditions set forth in such rules. Pursuant to Rule 416 under the Securities Act, this registration statement (the Registration Statement) also covers any
additional shares that may be offered or issued in connection with any stock split, stock dividend or similar transaction.
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