Withdrawal of an Application for Exemptive or Other Relief From the Federal Securities Laws (app Wd)
August 01 2013 - 6:03AM
Edgar (US Regulatory)
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K&L GATES LLP
1601 K STREET, N.W.
WASHINGTON, DC 20006-1600
T 202.778.9000 F 202.778.9100 klgates.com
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July 31, 2013
BY EDGAR
U.S. Securities and Exchange Commission
Division of Investment Management
100 F Street, N.E.
Washington, D.C. 20549
Re:
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U.S. Global Investors Funds, U.S. Global Investors ETF Trust, U.S. Global
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Indices, LLC; File No. 812-14186
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Ladies and Gentlemen:
On July 30, 2013, on behalf of U.S. Global Investors Funds, U.S. Global Investors ETF Trust, and U.S. Global Indices, LLC (collectively, the
Applicants
), an application (the
Application
) was filed, seeking an order under Section 6(c) of the Investment Company Act of 1940, as amended (the
Act
), that would grant an exemption from Sections 2(a)(32), 5(a)(1), 22(d) and 22(e) of the Act and Rule 22c-1 under the Act, under Sections 6(c) and 17(b) of the Act that would grant an exemption from Sections 17(a)(1) and 17(a)(2) of the Act, and under Section 12(d)(1)(J) of the Act that would grant an exemption from Sections 12(d)(1)(A) and 12(d)(1)(B) of the Act. The Application was errantly filed on behalf of U.S. Global Investors Funds, which is not requesting the relief described above. Accordingly, the Applicants hereby request that the Securities and Exchange Commission consent to the withdrawal of the Application in File No. 812-14186.
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Very truly yours,
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/s/ Stacy L. Fuller
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Stacy L. Fuller
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cc:
Dalia O. Blass
Janet M. Grossnickle
Mary Kay Frech
U.S. Securities and Exchange Commission
Jim L. Love
U.S. Global Investors, Inc.
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