Notice by Closed-end Investment Companies of Intention to Call or Redeem Their Own Securities (n-23c-2)
June 23 2021 - 4:38PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
NOTIFICATION OF REDEMPTION OF SECURITIES PURSUANT TO RULE 23C-2
UNDER THE INVESTMENT COMPANY ACT OF 1940
File No. 814-01211
GREAT ELM CAPITAL CORP.
(Name of Registrant)
800 South Street, Suite 230
Waltham, Massachusetts 02453
(Address of Principal Executive Office)
The undersigned here notifies the Securities and Exchange Commission (the “Commission”) that it intends to redeem securities of which it is the issuer,
as set forth below in accordance with the requirements of Rule 23c-2 under the Investment Company Act of 1940, as amended.
(1)
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Title of the class of securities of Great Elm Capital Corp. (the “Company”) to be redeemed:
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6.50% Notes due 2022 (CUSIP: 390320 307) (the “Notes”).
(2)
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Date on which the securities are to be redeemed:
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The Notes will be redeemed on July 23, 2021.
(3)
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Applicable provisions of the governing instrument pursuant to which the securities are to be redeemed:
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The Notes are to be redeemed pursuant to:
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◾
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Article 11 of the Indenture, dated as of September 18, 2017 (the “Base Indenture”), by and between the Company and American Stock Transfer & Trust Company, LLC, as trustee (the
“Trustee”)
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◾
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Section 1.01(h) of the First Supplemental Indenture, dated as of September 18, 2017, by and between the Company and the Trustee (the “First Supplemental Indenture”)
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(4)
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The principal amount or number of shares and the basis upon which the securities to be redeemed are to be selected:
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The Company will redeem all of the outstanding Notes ($30,292,925 aggregate principal amount) pursuant to the terms of the Base Indenture and the First
Supplemental Indenture.
SIGNATURE
Pursuant to the requirements of Rule 23c-2 under the Investment Company Act of 1940, as amended, the Company has duly caused this Notice of Intention to
Redeem Securities to be signed on its behalf by the undersigned on this 23rd day of June, 2021.
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GREAT ELM CAPITAL CORP.
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By:
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/s/ Adam M. Kleinman
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Name:
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Adam M. Kleinman
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Title:
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Chief Compliance Officer and Secretary
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