- Securities Registration: Employee Benefit Plan (S-8)
March 29 2012 - 1:44PM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on March 29, 2012
Registration No. 333-____
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
Under
the Securities Act of 1933
FSI International, Inc.
(Exact name of registrant as specified in its charter)
|
|
|
Minnesota
|
|
41-1223238
|
(State or other jurisdiction
of incorporation)
|
|
(IRS Employer
Identification No.)
|
|
|
3455 Lyman Boulevard
Chaska, Minnesota
|
|
55318
|
(Address of principal executive offices)
|
|
(Zip Code)
|
FSI INTERNATIONAL, INC. 2008 OMNIBUS STOCK PLAN
(Full title of the plan)
DONALD S. MITCHELL
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
FSI INTERNATIONAL, INC.
3455 LYMAN BOULEVARD
CHASKA, MINNESOTA 55318
(Name and address of agent for service)
(952) 448-5440
(Telephone number, including area code, of agent for service)
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated
filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act.
|
|
|
|
|
|
|
Large Accelerated Filer
|
|
¨
|
|
Accelerated Filer
|
|
x
|
|
|
|
|
Non-accelerated Filer
|
|
¨
(Do not check if a smaller reporting company)
|
|
Smaller Reporting Company
|
|
¨
|
CALCULATION OF REGISTRATION FEE
|
|
|
|
|
|
|
|
|
|
Title of Securities
to be Registered
|
|
Amount to be
Registered
(1)
|
|
Proposed
Maximum
Offering Price
Per Share
(2)
|
|
Proposed
Maximum
Aggregate
Offering Price
(2)
|
|
Amount of
Registration Fee
|
Common Stock, no par value
|
|
1,000,000 Shares
|
|
$5.01
|
|
$5,010,000
|
|
$574
|
|
|
(1)
|
This Registration Statement relates to an additional 1,000,000 shares of Common Stock to be offered under the registrants 2008 Omnibus Stock
Plan, for which 2,500,000 shares were registered under Registration Statements on Form S-8 (Nos. 333-149852, 333-158517; 333-165955; and 333-173310).
|
(2)
|
Estimated solely for the purpose of calculating the registration fee under Rules 457(c) and (h)(1) under the Securities Act of 1933, based on the
average of the high and low sale prices per share of the registrants Common Stock on March 27, 2012 as reported on the Nasdaq Global Market.
|
EXPLANATORY NOTE
This Registration Statement on Form S-8 is being filed for the purpose of registering an additional 1,000,000 shares of the registrants Common Stock to be issued pursuant to the registrants
2008 Omnibus Stock Plan, as amended and restated. In accordance with Section E of the General Instructions to Form S-8, the following Registration Statements on Form S-8 relating to the 2008 Omnibus Stock Plan and the Employees Stock Purchase Plan
previously filed with the Securities and Exchange Commission (the SEC) are incorporated into this Registration Statement by reference to the registrants Registration Statements on Form S-8 (Nos. 333-149852, 333-158517, 333-165955
and 333-173310).
PART II-INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 8. Exhibits
|
|
|
Exhibit
|
|
Description
|
5
|
|
Opinion of Faegre Baker Daniels LLP.
|
|
|
10.1
|
|
Form of Incentive Stock Option Agreement for the FSI International, Inc. 2008 Omnibus Stock Plan, as amended and restated.
|
|
|
10.2
|
|
Form of Non-Statutory Stock Option Agreement for the FSI International, Inc. 2008 Omnibus Stock plan, as amended and restated.
|
|
|
10.3
|
|
Form of Restricted Stock Award Agreement for the FSI International, Inc. 2008 Omnibus Stock Plan, as amended and restated.
|
|
|
10.4
|
|
Form of Stock Option Agreement for Non-employee Director for the FSI International, Inc. 2008 Omnibus Stock Plan, as amended and restated.
|
|
|
23.1
|
|
Consent of Faegre Baker Daniels LLP (included in Exhibit 5).
|
|
|
23.2
|
|
Consent of KPMG LLP, Independent Registered Public Accounting Firm.
|
|
|
24
|
|
Powers of Attorney of directors.
|
|
|
99.1
|
|
FSI International, Inc. 2008 Omnibus Stock Plan, as amended and restated.
|
2
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly
caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Chaska, State of Minnesota, on March 29, 2012.
|
|
|
FSI INTERNATIONAL, INC.
|
|
|
By
|
|
/s/ Donald S. Mitchell
|
|
|
Donald S. Mitchell
|
Chairman and Chief Executive Officer
|
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been
signed on March 29, 2012 by the following persons in the capacities indicated:
|
|
|
|
|
/s/ Donald S. Mitchell
|
|
|
|
Chairman and Chief Executive Officer
|
Donald S. Mitchell
|
|
|
|
(Principal Executive Officer)
|
|
|
|
/s/ Patricia M. Hollister
|
|
|
|
Chief Financial Officer
|
Patricia M. Hollister
|
|
|
|
(Principal Financial and Accounting Officer)
|
|
|
|
|
|
James A. Bernards
Terrence W. Glarner
Donald S.
Mitchell
David V. Smith
Stan
Yarbro
|
|
|
|
|
|
|
|
|
|
A Majority of the Board of Directors*
|
|
|
|
|
|
|
*
|
Patricia M. Hollister, by signing her name hereto, hereby signs this document on behalf of each of the above-named officers or directors of FSI International, Inc.
pursuant to powers of attorney duly executed by those persons.
|
|
/s/ Patricia M. Hollister
|
Patricia M. Hollister
|
Attorney-in-Fact
|
3
INDEX TO EXHIBITS
|
|
|
|
|
Exhibit
|
|
Description
|
|
|
5
|
|
Opinion of Faegre Baker Daniels LLP
|
|
Filed Electronically
|
|
|
|
23.1
|
|
Consent of Faegre Baker Daniels LLP (included in Exhibit 5)
|
|
|
|
|
|
10.1
|
|
Form of Incentive Stock Option Agreement for the FSI International, Inc. 2008 Omnibus Stock Plan, as amended and restated.
|
|
Filed Electronically
|
|
|
|
10.2
|
|
Form of Non-Statutory Stock Option Agreement for the FSI International, Inc. 2008 Omnibus Stock plan, as amended and restated.
|
|
Filed Electronically
|
|
|
|
10.3
|
|
Form of Restricted Stock Award Agreement for the FSI International, Inc. 2008 Omnibus Stock Plan, as amended and restated.
|
|
Filed Electronically
|
|
|
|
10.4
|
|
Form of Stock Option Agreement for Non-employee Director for the FSI International, Inc. 2008 Omnibus Stock Plan, as amended and restated
|
|
Filed Electronically
|
|
|
|
23.2
|
|
Consent of KPMG LLP, Independent Registered Public Accounting Firm
|
|
Filed Electronically
|
|
|
|
24
|
|
Powers of Attorney of directors
|
|
Filed Electronically
|
|
|
|
99.1
|
|
FSI International, Inc. 2008 Omnibus Stock Plan, as amended and restated
|
|
Filed Electronically
|
4
FS Development Corporati... (NASDAQ:FSII)
Historical Stock Chart
From Jun 2024 to Jul 2024
FS Development Corporati... (NASDAQ:FSII)
Historical Stock Chart
From Jul 2023 to Jul 2024