Current Report Filing (8-k)
February 05 2018 - 5:29PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 5, 2018
EMPIRE RESORTS, INC.
(Exact name of registrant as specified in its charter)
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Delaware
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001-12522
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13-3714474
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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c/o Monticello Casino and Raceway,
204 State Route 17B,
P.O.
Box 5013, Monticello, NY
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12701
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(Address of principal executive offices)
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(Zip Code)
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Registrants telephone number, including area code: (845)
807-0001
Not Applicable
(Former
name or former address, if changed since last report)
Check the appropriate box below
if the
Form 8-K
filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to
Rule 14a-12
under the Exchange Act
(17 CFR 240.14a-12)
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Pre-commencement
communications pursuant to
Rule 14d-2(b)
under the Exchange Act
(17 CFR 240.14d-2(b))
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Pre-commencement
communications pursuant to
Rule 13e-4(c)
under the Exchange Act
(17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule
12b-2
of the Securities Exchange Act of 1934
(§240.12b-2
of
this chapter).
Emerging growth company ☐
If an
emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
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On February 5, 2018, Montreign Operating Company, LLC, an indirect,
wholly-owned subsidiary of Empire Resorts, Inc., received an operation certificate from the New York State Gaming Commission to commence gaming operations at its Resorts World Catskills casino.
A press release relating to such event is attached as Exhibit 99.1 hereto.
This Current Report on Form
8-K
contains statements which constitute forward-looking statements within the meaning
of Section 21E of the Securities Exchange Act of 1934, as amended. These statements include statements about our plans, strategies, financial performance, prospects or future events and involve known and unknown risks that are difficult to
predict. As a result, our actual results, performance or achievements may differ materially from those expressed or implied by these forward-looking statements. Factors that may cause actual results to differ materially from current expectations
include, among others, our ability to meet and maintain compliance with legal and regulatory restrictions on our business. You should not place undue reliance on any forward-looking statements, which are based on current expectations. Further,
forward-looking statements speak only as of the date they are made, and we will not update these forward-looking statements, even if our situation changes in the future. We caution the reader that a number of important factors discussed herein, and
in other reports filed with the Securities and Exchange Commission, could affect our actual results and cause actual results to differ materially from those discussed in forward-looking statements. If we update one or more forward-looking
statements, no inference should be drawn that we will make additional updates with respect to those or other forward-looking statements.
(d) Exhibits.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
Dated: February 5, 2018
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EMPIRE RESORTS, INC.
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By:
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/s/ Ryan Eller
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Name: Ryan Eller
Title: President and Chief
Executive Officer
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