Post-effective Amendment to an S-8 Filing (s-8 Pos)
June 13 2014 - 5:23PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
P
OST
-E
FFECTIVE
A
MENDMENT
N
O
. 1
TO
FORM
S-8
REGISTRATION STATEMENT
UNDER
THE
SECURITIES ACT OF 1933
DFC Global Corp.
(Exact
name of registrant as specified in its charter)
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Delaware
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23-2636866
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(State or Other Jurisdiction of
Incorporation or Organization)
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(I.R.S. Employer
Identification Number)
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1436 Lancaster Avenue, Suite 300,
Berwyn, Pennsylvania
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19312
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(Address of Principal Executive Offices)
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(Zip Code)
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AMENDED AND RESTATED 2007 EQUITY INCENTIVE PLAN
(Full title of the plan)
Jeffrey A. Weiss
Chief
Executive Officer
1436 Lancaster Avenue, Suite 300
Berwyn, Pennsylvania, 19312-1288
(Name and address of agent for service)
(610) 296-3400
(Telephone number, including area code, of agent for service)
Copies of communications to:
Barry M. Abelson, Esq.
Brian M. Katz, Esq.
Pepper Hamilton LLP
3000
Two Logan Square
Eighteenth and Arch Streets
Philadelphia, PA 19103
(215) 981-4000
Indicate by check mark whether
the Registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer and smaller reporting
company in Rule 12b-2 of the Exchange Act (check one):
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Large accelerated filer
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¨
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Accelerated filer
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x
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Non-accelerated filer
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¨
(do not check if a smaller reporting company)
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Smaller reporting company
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¨
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TERMINATION OF REGISTRATION
This Post-Effective Amendment No. 1 relates to the following Registration Statements of DFC Global Corp., a Delaware corporation (the
Company), on Form S-8 (collectively, the Registration Statements):
1. Registration Statement No. 333-172294,
registering 6,750,000 shares of Company common stock, par value $0.001 per share (Common Stock), under the Dollar Financial Corp. Amended and Restated 2007 Equity Incentive Plan (together with any prior version of the same under which
Common Stock was registered, collectively, the Plan), as previously filed with the U.S. Securities and Exchange Commission (the SEC) on February 15, 2011; and
2. Registration Statement No. 333-147495, registering 2,500,000 shares of Common Stock under the Plan, as previously filed with the SEC
on November 19, 2007.
On June 13, 2014, pursuant to an Agreement and Plan of Merger, dated April 1, 2014, among LSF8
Sterling Merger Parent, LLC, a Delaware limited liability company (as successor in interest to LSF8 Sterling Parent, LLC, the Parent), LSF8 Sterling Merger Sub, LLC, a Delaware limited liability company (as successor in interest to LSF8
Sterling Merger Company, LLC, the Purchaser) and the Company, Purchaser merged with and into the Company, with the Company surviving as a wholly owned subsidiary of Parent (the Merger). The Certificate of Merger was filed
with the Secretary of State of the State of Delaware and became effective at 9:15 a.m., Eastern Daylight Time, on June 13, 2014.
As
a result of the Merger, the Company has terminated the Plan, and no additional Common Stock will be issued thereunder. In accordance with an undertaking made by the Company in the Registration Statements to remove from registration, by means of a
post-effective amendment, any of the Securities which remain unsold at the termination of the Plan, the Company hereby removes from registration all of its Common Stock under the Registration Statements that remains unsold as of the effective time
of the Merger.
This Post-Effective Amendment No. 1 to the Registration Statements is being filed solely for the purpose of
deregistering any and all Common Stock previously registered under the Registration Statements that remain unsold.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant, DFC Global Corp., certifies that it has reasonable grounds to
believe that it meets all of the requirements for filing on this Post-Effective Amendment No. 1 to the Registration Statement and has duly caused this Post-Effective Amendment No. 1 to the Registration Statement to be signed on its behalf
by the undersigned, thereunto duly authorized, in the city of Berwyn, Commonwealth of Pennsylvania, on June 13, 2014.
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DFC G
LOBAL
C
ORP
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By:
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/s/ Randy Underwood
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Randy Underwood
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Executive Vice President, Chief Financial Officer and Assistant Secretary
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Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 1 to
the Registration Statement has been duly signed by the following persons in the capacities and on the dates indicated.
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Signature
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Title
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Date
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/s/ Jeffrey A. Weiss
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Chief Executive Officer
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June 13, 2014
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Jeffrey A. Weiss
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(Principal Executive Officer)
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/s/ Randy Underwood
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Executive Vice President, Chief Financial Officer and Assistant Secretary
(Principal Financial Officer)
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June 13, 2014
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Randy Underwood
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/s/ William M. Athas
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Senior Vice President, Finance, Chief Accounting Officer and Corporate Controller
(Controller or Principal Accounting Officer)
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June 13, 2014
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William M. Athas
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/s/ Bradley Boggess
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Director
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June 13, 2014
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Bradley Boggess
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/s/ Derrick Robicheaux
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Director
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June 13, 2014
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Derrick Robicheaux
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