SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
[Rule 13d-101]
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a)
AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a)
(Amendment
No. 5)*
Clearwire Corporation
(Name of Issuer)
Class A Common
Stock
(Title of Class of Securities)
18538Q105
(CUSIP Number)
David K. Schumacher
General Counsel
Crest Financial Limited
JP Morgan Chase Tower
600 Travis, Suite 6800
Houston, TX 77002
Tel: (713) 222 6900
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
Copies to:
Stephen M. Gill
Kai Haakon E. Liekefett
Vinson & Elkins LLP
First City Tower
1001 Fannin Street, Suite 2500
Houston, TX 77002
Tel: (713) 758 2222
April 3, 2013
(Date of Event Which Requires Filing of this Statement)
If the filing person has
previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.
¨
Note.
Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7
for other parties to whom copies are to be sent.
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for
any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
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The information
required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (the Act) or otherwise subject to the liabilities of that section of the
Act but shall be subject to all other provisions of the Act (however, see the Notes).
(Continued on following pages)
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1
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Names of Reporting Persons
Crest Financial Limited
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2
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Check the Appropriate Box if a
Member of a Group (See Instructions)
(a)
¨
(b)
¨
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3
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SEC Use Only
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4
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Source of Funds (See
Instructions)
WC, SC
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5
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Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
¨
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6
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Citizenship or Place of
Organization
Texas
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Number of Shares Beneficially Owned by
Each Reporting Person With
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7
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Sole Voting Power
0
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8
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Shared Voting Power
36,183,649
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9
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Sole Dispositive Power
0
|
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10
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Shared Dispositive Power
36,183,649
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11
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Aggregate Amount Beneficially Owned by Each Reporting Person
36,183,649
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12
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Check if the Aggregate Amount in
Row (11) Excludes Certain Shares (See Instructions)
¨
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13
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Percent of Class Represented by
Amount in Row (11)
5.18%(1)
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14
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Type of Reporting Person (See
Instructions)
PN
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(1)
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Based on the Issuers Amendment No. 2 to the Preliminary Proxy Statement on Schedule 14A filed on March 29, 2013, there were 699,171,925 shares of
Class A common stock outstanding as of March 22, 2013.
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1
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Names of Reporting Persons
Crest Investment Company
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2
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Check the Appropriate Box if a
Member of a Group (See Instructions)
(a)
¨
(b)
¨
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3
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SEC Use Only
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4
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Source of Funds (See
Instructions)
OO
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5
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Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
¨
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6
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Citizenship or Place of
Organization
Texas
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Number of Shares Beneficially Owned by
Each Reporting Person With
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7
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Sole Voting Power
0
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8
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Shared Voting Power
36,183,649
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9
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Sole Dispositive Power
0
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10
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Shared Dispositive Power
36,183,649
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11
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Aggregate Amount Beneficially Owned by Each Reporting Person
36,183,649
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12
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Check if the Aggregate Amount in
Row (11) Excludes Certain Shares (See Instructions)
¨
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13
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Percent of Class Represented by
Amount in Row (11)
5.18%(1)
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14
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Type of Reporting Person (See
Instructions)
CO
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(1)
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Based on the Issuers Amendment No. 2 to the Preliminary Proxy Statement on Schedule 14A filed on March 29, 2013, there were 699,171,925 shares of
Class A common stock outstanding as of March 22, 2013.
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1
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Names of Reporting Persons
Jamal and Rania Daniel Revocable Trust
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2
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Check the Appropriate Box if a
Member of a Group (See Instructions)
(a)
¨
(b)
¨
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3
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SEC Use Only
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4
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Source of Funds (See
Instructions)
OO
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5
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Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
¨
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6
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Citizenship or Place of
Organization
Texas
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Number of Shares Beneficially Owned by
Each Reporting Person With
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7
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Sole Voting Power
0
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8
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Shared Voting Power
36,183,649
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9
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Sole Dispositive Power
0
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10
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Shared Dispositive Power
36,183,649
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11
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Aggregate Amount Beneficially Owned by Each Reporting Person
36,183,649
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12
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Check if the Aggregate Amount in
Row (11) Excludes Certain Shares (See Instructions)
¨
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13
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Percent of Class Represented by
Amount in Row (11)
5.18%(1)
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14
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Type of Reporting Person (See
Instructions)
OO
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(1)
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Based on the Issuers Amendment No. 2 to the Preliminary Proxy Statement on Schedule 14A filed on March 29, 2013, there were 699,171,925 shares of
Class A common stock outstanding as of March 22, 2013.
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1
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Names of Reporting Persons
Jamal Daniel
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2
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Check the Appropriate Box if a
Member of a Group (See Instructions)
(a)
¨
(b)
¨
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3
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SEC Use Only
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4
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Source of Funds (See
Instructions)
OO
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5
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Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
¨
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6
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Citizenship or Place of
Organization
United States of America
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Number of Shares Beneficially Owned by
Each Reporting Person With
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7
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Sole Voting Power
0
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8
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Shared Voting Power
36,183,649
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9
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Sole Dispositive Power
0
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10
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Shared Dispositive Power
36,183,649
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11
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Aggregate Amount Beneficially Owned by Each Reporting Person
36,183,649
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12
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Check if the Aggregate Amount in
Row (11) Excludes Certain Shares (See Instructions)
¨
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13
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Percent of Class Represented by
Amount in Row (11)
5.18%(1)
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14
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Type of Reporting Person (See
Instructions)
IN
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(1)
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Based on the Issuers Amendment No. 2 to the Preliminary Proxy Statement on Schedule 14A filed on March 29, 2013, there were 699,171,925 shares of
Class A common stock outstanding as of March 22, 2013.
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1
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Names of Reporting Persons
Rania Daniel
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2
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Check the Appropriate Box if a
Member of a Group (See Instructions)
(a)
¨
(b)
¨
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3
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SEC Use Only
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4
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Source of Funds (See
Instructions)
OO
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5
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Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
¨
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6
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Citizenship or Place of
Organization
United States of America
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Number of Shares Beneficially Owned by
Each Reporting Person With
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7
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Sole Voting Power
0
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8
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Shared Voting Power
36,183,649
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9
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Sole Dispositive Power
0
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10
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Shared Dispositive Power
36,183,649
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11
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Aggregate Amount Beneficially Owned by Each Reporting Person
36,183,649
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12
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Check if the Aggregate Amount in
Row (11) Excludes Certain Shares (See Instructions)
¨
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13
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Percent of Class Represented by
Amount in Row (11)
5.18%(1)
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14
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Type of Reporting Person (See
Instructions)
IN
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(1)
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Based on the Issuers Amendment No. 2 to the Preliminary Proxy Statement on Schedule 14A filed on March 29, 2013, there were 699,171,925 shares of
Class A common stock outstanding as of March 22, 2013.
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1
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Names of Reporting Persons
DTN LNG, LLC
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2
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Check the Appropriate Box if a
Member of a Group (See Instructions)
(a)
¨
(b)
¨
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3
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SEC Use Only
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4
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Source of Funds (See
Instructions)
WC
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5
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Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
¨
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6
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Citizenship or Place of
Organization
Delaware
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Number of Shares Beneficially Owned by
Each Reporting Person With
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7
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Sole Voting Power
0
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8
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Shared Voting Power
9,623,249
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9
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Sole Dispositive Power
0
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10
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Shared Dispositive Power
9,623,249
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11
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Aggregate Amount Beneficially Owned by Each Reporting Person
9,623,249
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12
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Check if the Aggregate Amount in
Row (11) Excludes Certain Shares (See Instructions)
¨
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13
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Percent of Class Represented by
Amount in Row (11)
1.38%(1)
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14
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Type of Reporting Person (See
Instructions)
OO
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(1)
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Based on the Issuers Amendment No. 2 to the Preliminary Proxy Statement on Schedule 14A filed on March 29, 2013, there were 699,171,925 shares of
Class A common stock outstanding as of March 22, 2013.
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1
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Names of Reporting Persons
DTN Investments, LLC
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2
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Check the Appropriate Box if a
Member of a Group (See Instructions)
(a)
¨
(b)
¨
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3
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SEC Use Only
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4
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Source of Funds (See
Instructions)
WC, OO
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5
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Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
¨
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6
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Citizenship or Place of
Organization
Delaware
|
Number of Shares Beneficially Owned by
Each Reporting Person With
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7
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Sole Voting Power
0
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8
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Shared Voting Power
10,173,249
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9
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Sole Dispositive Power
0
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10
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Shared Dispositive Power
10,173,249
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11
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Aggregate Amount Beneficially Owned by Each Reporting Person
10,173,249
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12
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Check if the Aggregate Amount in
Row (11) Excludes Certain Shares (See Instructions)
¨
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13
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Percent of Class Represented by
Amount in Row (11)
1.46%(1)
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14
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Type of Reporting Person (See
Instructions)
OO
|
(1)
|
Based on the Issuers Amendment No. 2 to the Preliminary Proxy Statement on Schedule 14A filed on March 29, 2013, there were 699,171,925 shares of
Class A common stock outstanding as of March 22, 2013.
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1
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Names of Reporting Persons
Daria Daniel 2003 Trust
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2
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Check the Appropriate Box if a
Member of a Group (See Instructions)
(a)
¨
(b)
¨
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3
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SEC Use Only
|
4
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Source of Funds (See
Instructions)
OO
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5
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Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
¨
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6
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Citizenship or Place of
Organization
Texas
|
Number of Shares Beneficially Owned by
Each Reporting Person With
|
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7
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Sole Voting Power
0
|
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8
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Shared Voting Power
3,391,083
|
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9
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Sole Dispositive Power
0
|
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10
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Shared Dispositive Power
3,391,083
|
11
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Aggregate Amount Beneficially Owned by Each Reporting Person
3,391,083
|
12
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Check if the Aggregate Amount in
Row (11) Excludes Certain Shares (See Instructions)
¨
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13
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Percent of Class Represented by
Amount in Row (11)
0.49%(1)
|
14
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Type of Reporting Person (See
Instructions)
OO
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(1)
|
Based on the Issuers Amendment No. 2 to the Preliminary Proxy Statement on Schedule 14A filed on March 29, 2013, there were 699,171,925 shares of
Class A common stock outstanding as of March 22, 2013.
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1
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Names of Reporting Persons
Thalia Daniel 2003 Trust
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2
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Check the Appropriate Box if a
Member of a Group (See Instructions)
(a)
¨
(b)
¨
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3
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SEC Use Only
|
4
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Source of Funds (See
Instructions)
OO
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5
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Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
¨
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6
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Citizenship or Place of
Organization
Texas
|
Number of Shares Beneficially Owned by
Each Reporting Person With
|
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7
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Sole Voting Power
0
|
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8
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Shared Voting Power
3,391,083
|
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9
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Sole Dispositive Power
0
|
|
10
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Shared Dispositive Power
3,391,083
|
11
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Aggregate Amount Beneficially Owned by Each Reporting Person
3,391,083
|
12
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|
Check if the Aggregate Amount in
Row (11) Excludes Certain Shares (See Instructions)
¨
|
13
|
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Percent of Class Represented by
Amount in Row (11)
0.49%(1)
|
14
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Type of Reporting Person (See
Instructions)
OO
|
(1)
|
Based on the Issuers Amendment No. 2 to the Preliminary Proxy Statement on Schedule 14A filed on March 29, 2013, there were 699,171,925 shares of
Class A common stock outstanding as of March 22, 2013.
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1
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Names of Reporting Persons
Naia Daniel 2003 Trust
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2
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Check the Appropriate Box if a
Member of a Group (See Instructions)
(a)
¨
(b)
¨
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3
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SEC Use Only
|
4
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Source of Funds (See
Instructions)
OO
|
5
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Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
¨
|
6
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Citizenship or Place of
Organization
Texas
|
Number of Shares Beneficially Owned by
Each Reporting Person With
|
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7
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Sole Voting Power
0
|
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8
|
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Shared Voting Power
3,391,083
|
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9
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Sole Dispositive Power
0
|
|
10
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Shared Dispositive Power
3,391,083
|
11
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Aggregate Amount Beneficially Owned by Each Reporting Person
3,391,083
|
12
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|
Check if the Aggregate Amount in
Row (11) Excludes Certain Shares (See Instructions)
¨
|
13
|
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Percent of Class Represented by
Amount in Row (11)
0.49%(1)
|
14
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Type of Reporting Person (See
Instructions)
OO
|
(1)
|
Based on the Issuers Amendment No. 2 to the Preliminary Proxy Statement on Schedule 14A filed on March 29, 2013, there were 699,171,925 shares of
Class A common stock outstanding as of March 22, 2013.
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1
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Names of Reporting Persons
John M. Howland
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2
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Check the Appropriate Box if a
Member of a Group (See Instructions)
(a)
¨
(b)
¨
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3
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SEC Use Only
|
4
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Source of Funds (See
Instructions)
PF, OO
|
5
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Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
¨
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6
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Citizenship or Place of
Organization
United States of America
|
Number of Shares Beneficially Owned by
Each Reporting Person With
|
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7
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Sole Voting Power
23,000
|
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8
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Shared Voting Power
10,173,249
|
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9
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Sole Dispositive Power
23,000
|
|
10
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Shared Dispositive Power
10,173,249
|
11
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
10,196,249
|
12
|
|
Check if the Aggregate Amount in
Row (11) Excludes Certain Shares (See Instructions)
¨
|
13
|
|
Percent of Class Represented by
Amount in Row (11)
1.46%(1)
|
14
|
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Type of Reporting Person (See
Instructions)
IN
|
(1)
|
Based on the Issuers Amendment No. 2 to the Preliminary Proxy Statement on Schedule 14A filed on March 29, 2013, there were 699,171,925 shares of
Class A common stock outstanding as of March 22, 2013.
|
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1
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Names of Reporting Persons
Eric E. Stoerr
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2
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|
Check the Appropriate Box if a
Member of a Group (See Instructions)
(a)
¨
(b)
¨
|
3
|
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SEC Use Only
|
4
|
|
Source of Funds (See
Instructions)
PF
|
5
|
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Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
¨
|
6
|
|
Citizenship or Place of
Organization
United States of America
|
Number of Shares Beneficially Owned by
Each Reporting Person With
|
|
7
|
|
Sole Voting Power
22,000
|
|
8
|
|
Shared Voting Power
0
|
|
9
|
|
Sole Dispositive Power
22,000
|
|
10
|
|
Shared Dispositive Power
0
|
11
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
22,000
|
12
|
|
Check if the Aggregate Amount in
Row (11) Excludes Certain Shares (See Instructions)
¨
|
13
|
|
Percent of Class Represented by
Amount in Row (11)
0.00%(1)
|
14
|
|
Type of Reporting Person (See
Instructions)
IN
|
(1)
|
Based on the Issuers Amendment No. 2 to the Preliminary Proxy Statement on Schedule 14A filed on March 29, 2013, there were 699,171,925 shares of
Class A common stock outstanding as of March 22, 2013.
|
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|
|
|
|
|
|
1
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Names of Reporting Persons
Halim Daniel 2012 Trust
|
2
|
|
Check the Appropriate Box if a
Member of a Group (See Instructions)
(a)
¨
(b)
¨
|
3
|
|
SEC Use Only
|
4
|
|
Source of Funds (See
Instructions)
WC, OO
|
5
|
|
Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
¨
|
6
|
|
Citizenship or Place of
Organization
Cayman Islands
|
Number of Shares Beneficially Owned by
Each Reporting Person With
|
|
7
|
|
Sole Voting Power
0
|
|
8
|
|
Shared Voting Power
11,051,521
|
|
9
|
|
Sole Dispositive Power
0
|
|
10
|
|
Shared Dispositive Power
11,051,521
|
11
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
11,051,521
|
12
|
|
Check if the Aggregate Amount in
Row (11) Excludes Certain Shares (See Instructions)
¨
|
13
|
|
Percent of Class Represented by
Amount in Row (11)
1.58%(1)
|
14
|
|
Type of Reporting Person (See
Instructions)
OO
|
(1)
|
Based on the Issuers Amendment No. 2 to the Preliminary Proxy Statement on Schedule 14A filed on March 29, 2013, there were 699,171,925 shares of
Class A common stock outstanding as of March 22, 2013.
|
|
|
|
|
|
|
|
1
|
|
Names of Reporting Persons
Halim Daniel
|
2
|
|
Check the Appropriate Box if a
Member of a Group (See Instructions)
(a)
¨
(b)
¨
|
3
|
|
SEC Use Only
|
4
|
|
Source of Funds (See
Instructions)
PF
|
5
|
|
Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
¨
|
6
|
|
Citizenship or Place of
Organization
Lebanon
|
Number of Shares Beneficially Owned by
Each Reporting Person With
|
|
7
|
|
Sole Voting Power
200,000
|
|
8
|
|
Shared Voting Power
11,051,521
|
|
9
|
|
Sole Dispositive Power
200,000
|
|
10
|
|
Shared Dispositive Power
11,051,521
|
11
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
11,251,521
|
12
|
|
Check if the Aggregate Amount in
Row (11) Excludes Certain Shares (See Instructions)
¨
|
13
|
|
Percent of Class Represented by
Amount in Row (11)
1.61%(1)
|
14
|
|
Type of Reporting Person (See
Instructions)
IN
|
(1)
|
Based on the Issuers Amendment No. 2 to the Preliminary Proxy Statement on Schedule 14A filed on March 29, 2013, there were 699,171,925 shares of
Class A common stock outstanding as of March 22, 2013.
|
|
|
|
|
|
|
|
1
|
|
Names of Reporting Persons
Michael Wheaton
|
2
|
|
Check the Appropriate Box if a
Member of a Group (See Instructions)
(a)
¨
(b)
¨
|
3
|
|
SEC Use Only
|
4
|
|
Source of Funds (See
Instructions)
OO
|
5
|
|
Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
¨
|
6
|
|
Citizenship or Place of
Organization
Cayman Islands
|
Number of Shares Beneficially Owned by
Each Reporting Person With
|
|
7
|
|
Sole Voting Power
0
|
|
8
|
|
Shared Voting Power
11,051,521
|
|
9
|
|
Sole Dispositive Power
0
|
|
10
|
|
Shared Dispositive Power
11,051,521
|
11
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
11,051,521
|
12
|
|
Check if the Aggregate Amount in
Row (11) Excludes Certain Shares (See Instructions)
¨
|
13
|
|
Percent of Class Represented by
Amount in Row (11)
1.58%(1)
|
14
|
|
Type of Reporting Person (See
Instructions)
IN
|
(1)
|
Based on the Issuers Amendment No. 2 to the Preliminary Proxy Statement on Schedule 14A filed on March 29, 2013, there were 699,171,925 shares of
Class A common stock outstanding as of March 22, 2013.
|
|
|
|
|
|
|
|
1
|
|
Names of Reporting Persons
Uniteg Holding SA
|
2
|
|
Check the Appropriate Box if a
Member of a Group (See Instructions)
(a)
¨
(b)
¨
|
3
|
|
SEC Use Only
|
4
|
|
Source of Funds (See
Instructions)
WC
|
5
|
|
Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
¨
|
6
|
|
Citizenship or Place of
Organization
Switzerland
|
Number of Shares Beneficially Owned by
Each Reporting Person With
|
|
7
|
|
Sole Voting Power
0
|
|
8
|
|
Shared Voting Power
600,000
|
|
9
|
|
Sole Dispositive Power
0
|
|
10
|
|
Shared Dispositive Power
600,000
|
11
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
600,000
|
12
|
|
Check if the Aggregate Amount in
Row (11) Excludes Certain Shares (See Instructions)
¨
|
13
|
|
Percent of Class Represented by
Amount in Row (11)
0.09%(1)
|
14
|
|
Type of Reporting Person (See
Instructions)
CO
|
(1)
|
Based on the Issuers Amendment No. 2 to the Preliminary Proxy Statement on Schedule 14A filed on March 29, 2013, there were 699,171,925 shares of
Class A common stock outstanding as of March 22, 2013.
|
|
|
|
|
|
|
|
1
|
|
Names of Reporting Persons
Crest Switzerland LLC
|
2
|
|
Check the Appropriate Box if a
Member of a Group (See Instructions)
(a)
¨
(b)
¨
|
3
|
|
SEC Use Only
|
4
|
|
Source of Funds (See
Instructions)
WC
|
5
|
|
Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
¨
|
6
|
|
Citizenship or Place of
Organization
Delaware
|
Number of Shares Beneficially Owned by
Each Reporting Person With
|
|
7
|
|
Sole Voting Power
0
|
|
8
|
|
Shared Voting Power
600,000
|
|
9
|
|
Sole Dispositive Power
0
|
|
10
|
|
Shared Dispositive Power
600,000
|
11
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
600,000
|
12
|
|
Check if the Aggregate Amount in
Row (11) Excludes Certain Shares (See Instructions)
¨
|
13
|
|
Percent of Class Represented by
Amount in Row (11)
0.09%(1)
|
14
|
|
Type of Reporting Person (See
Instructions)
CO
|
(1)
|
Based on the Issuers Amendment No. 2 to the Preliminary Proxy Statement on Schedule 14A filed on March 29, 2013, there were 699,171,925 shares of
Class A common stock outstanding as of March 22, 2013.
|
This Amendment No. 5 (this
Amendment
) amends and restates in its
entirety the Statement on Schedule 13D (the
Schedule 13D
) of Crest Financial Limited (
CFL
), Crest Investment Company (
CIC
), the Jamal and Rania Daniel Revocable Trust (the
Jamal and Rania Daniel Trust
), Mr. Jamal Daniel, Mrs. Rania Daniel, DTN LNG, LLC (
DTN LNG
), DTN Investments, LLC (
DTN Investments
), the Daria Daniel 2003 Trust (the
Daria
Daniel Trust
), the Thalia Daniel 2003 Trust (the
Thalia Daniel Trust
), the Naia Daniel 2003 Trust (the
Naia Daniel Trust
), Mr. John M. Howland, Mr. Eric E. Stoerr, the Halim Daniel
2012 Trust (the
Halim Daniel Trust
), Mr. Michael Wheaton, solely in his capacity as trustee of the Halim Daniel Trust, Mr. Halim Daniel, Uniteg Holding SA (
Uniteg
), Mila Hotels International SA
(
Mila
) and Crest Switzerland, LLC (
Crest Switzerland
and, together with CFL, CIC, the Jamal and Rania Daniel Trust, Mr. Jamal Daniel, Mrs. Daniel, DTN LNG, DTN Investments, the Daria Daniel Trust, the
Thalia Daniel Trust, the Naia Daniel Trust, Mr. Howland, Mr. Stoerr, the Halim Daniel Trust, Mr. Wheaton, solely in his capacity as trustee of the Halim Daniel Trust, Mr. Halim Daniel, Uniteg and Crest Switzerland, the
Reporting Persons
) that was filed in respect of Clearwire Corporation (the
Issuer
) on June 1, 2012 and amended by Amendment No. 1 filed on November 7, 2012 (
Amendment No. 1
),
Amendment No. 2 filed on December 18, 2012 (
Amendment No. 2
), Amendment No. 3 filed on March 13, 2013 (
Amendment No. 3
) and Amendment No. 4 filed on March 20, 2013
(
Amendment No. 4
).
Item 1.
|
Security and Issuer
|
The
class of equity securities to which this Statement on Schedule 13D relates is the Class A Common Stock, par value $0.0001 per share (
Shares
), of Clearwire Corporation, a Delaware corporation (the
Issuer
).
The address of the Issuers principal executive offices is 1475 120th Avenue Northeast, Bellevue, WA 98005.
Item 2.
|
Identity and Background.
|
(a) This Schedule 13D is being filed by the Reporting Persons. Although the Reporting Persons are making this joint filing, neither
the fact of this filing nor anything contained herein shall be deemed to be an admission by the Reporting Persons that a group exists within the meaning of the Securities and Exchange Act of 1934 or that the Reporting Persons beneficially own the
securities covered by this report.
(b) The address of the principal business and the address of the principal office of
CFL, CIC, the Jamal and Rania Daniel Trust, Mr. Jamal Daniel, Mrs. Rania Daniel, DTN LNG, DTN Investments, the Daria Daniel Trust, the Thalia Daniel Trust, the Nadia Daniel Trust, Mr. Howland, Mr. Stoerr, Uniteg and Crest
Switzerland is JP Morgan Chase Tower, 600 Travis, Suite 6800, Houston, TX 77002. The address of the principal business and the address of the principal office of the Halim Daniel Trust and Mr. Wheaton is 2nd Floor Windward III, Regatta Office
Park, 85 Peninsula Ave. P.O. Box 31661, Grand Cayman KY1-1207, Cayman Islands. The address of the principal business and the address of the principal office of Mr. Halim Daniel is 8 Chemin de la Tour de Champel, CH1206 Geneva, Switzerland.
(c), (f) CFL is a limited partnership under the laws of the State of Texas. Its principal business is investing in
securities. The general partner of CFL is CIC, which owns a 1% interest in CFL. The sole limited partner of CFL is the Jamal and Rania Daniel Trust, which owns the remaining 99% interest in CFL.
CIC is a corporation under the laws of the State of Texas. Its principal business is investing in securities and serving as the general
partner of CFL. The sole shareholder of CIC is the Jamal and Rania Daniel Revocable Trust, which owns a 100% interest in CIC.
The Jamal and Rania Daniel Trust is a revocable trust under the laws of the State of Texas. Its trustee is Mr. Daniel. Its grantors
are Mr. Jamal Daniel and Mrs. Rania Daniel, who have joint power to revoke the trust.
Mr. Jamal Daniel is a
citizen of the United States of America. His principal occupation is serving as President of CFL, as the Sole Director and President of CIC and as the trustee under the Jamal and Rania Daniel Revocable Trust.
Mrs. Rania Daniel is a citizen of the United States of America. Her principal occupation is homemaker.
DTN LNG is a limited liability company under the laws of the State of Delaware. Its principal business is investing in securities. The
sole member of DTN LNG is DTN Investments, which owns a 100% interest in DTN LNG.
DTN Investments is a
limited liability company under the laws of the State of Delaware. Its principal business is investing in securities. The members of DTN Investments are the Daria Daniel Trust, the Thalia Daniel Trust and the Naia Daniel Trust, each of which owns a
33
1
/
3
% interest in DTN Investments.
The Daria Daniel Trust is an irrevocable trust under the laws of the State of Texas. Its
trustee is Mr. Howland.
The Thalia Daniel Trust is an irrevocable trust under the laws of the State of Texas. Its
trustee is Mr. Howland.
The Naia Daniel Trust is an irrevocable trust under the laws of the State of Texas. Its trustee
is Mr. Howland.
Mr. Howland is a citizen of the United States of America. His principal occupation is serving as
Executive Vice President of CIC and as the trustee under the Daria Daniel Trust, the Thalia Daniel Trust and the Naia Daniel Trust.
Mr. Stoerr is a citizen of the United States of America. His principal occupation is serving as Senior Vice President of Energy of CIC.
The Halim Daniel Trust is a revocable trust under the laws of the Cayman Islands. Its trustee is Mr. Wheaton. Its grantor is
Mr. Halim Daniel, who has the power to revoke the trust.
Mr. Halim Daniel is a citizen of Lebanon. His principal
occupation is serving as a business executive.
Mr. Michael Wheaton is a citizen of the Cayman Islands. His principal
occupation is as director of Axis International Management, Ltd.
Uniteg is a Société Anonyme under the laws of
Switzerland. Its principal business is serving as a holding company. Crest Switzerland owns 100% of the interests in Uniteg.
Crest Switzerland is a limited liability company under the laws of the State of Delaware. Its principal business is investing in securities. CFL and DTN Investments each own 50% of the interests
in Crest Switzerland.
(d) During the last five years, neither the Reporting Persons nor, to the best of the Reporting
Persons knowledge, any director or officer named on
Schedule A
hereto, has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).
(e) During the last five years, neither the Reporting Persons nor, to the best of the Reporting Persons knowledge, any
director or officer named on
Schedule A
hereto, was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final
order enjoining future violations of, or prohibiting or mandating activity subject to, federal or state securities laws or finding any violation with respect to such laws.
(a)(f) The name, business address, present principal occupation or employment and citizenship of each executive officer and director of the Reporting Persons is set forth on
Schedule
A
to this Statement, which is incorporated herein by reference.
Item 3.
|
Source and Amount of Funds or Other Consideration.
|
The Reporting Persons may be deemed to be the beneficial owner of, in the aggregate, 57,653,419 Shares (the
Purchased Shares
). The aggregate purchase price for the Purchased Shares
collectively was approximately $106,240,590.97 (excluding brokerage commissions).
The source of funding for the purchase of
35,448,237 of the Purchased Shares by CFL was the general working capital of CFL. In addition, 435,412 of the Purchased Shares were received by CFL as consideration for certain assets sold to the Issuer pursuant to an Asset Purchase Agreement dated
as of June 25, 2004 among the Issuer, Digital & Wireless Communications, LLC, Mr. Dee Osborne, Marshall Oman Exploration Inc., Mr. William R. Jenkins, and CFL (the
Asset Purchase Agreement
) (CFL had
originally received 1,456,077 Shares under the Asset Purchase Agreement, but subsequently divested 1,020,665 Shares).
The
source of funding for the purchase of 9,623,249 of the Purchased Shares by DTN LNG was the general working capital of DTN LNG.
The source of funding for the purchase of 250,000 of the Purchased Shares by DTN Investments was the general working capital of DTN
Investments.
The source of funding for the purchase of 23,000 of the Purchased Shares by Mr. Howland were personal funds
of Mr. Howland.
The source of funding for the purchase of 22,000 of the Purchased Shares by Mr. Stoerr were
personal funds of Mr. Stoerr.
The source of funding for the purchase of 11,051,521 Purchased Shares by the Halim Daniel
Trust was the general working capital of the Halim Daniel Trust.
The source of funding for the purchase of 200,000 of the
Purchased Shares by Mr. Halim Daniel were personal funds of Mr. Halim Daniel.
The source of funding for the
purchase of 300,000 of the Purchased Shares by Uniteg was the general working capital of Uniteg. The source of funding for the purchase of 300,000 of the Purchased Shares by Mila was the general working capital of Mila. On March 21, 2013, Mila
transferred its 300,000 Purchased Shares to Uniteg.
The other Reporting Persons did not purchase directly any of the
Purchased Shares.
Item 4.
|
Purpose of Transaction.
|
The Reporting Persons acquired and continue to hold the Purchased Shares reported in the Schedule 13D for investment purposes and in
pursuit of their investment objectives.
On
April 3, 2013, CFL sent a letter to the Board of Directors of the
Issuer (the
Letter to the Board
) and issued a press release thereto (the
April 3 Press Release
). In the Letter to the Board, CFL proposed to provide to the Issuer $240 million in financing through a
convertible debt facility. A copy of the Letter to the Board is attached hereto as
Exhibit 2
and a copy of the
April 3 Press Release is attached hereto as
Exhibit 3
, each of which are incorporated herein by reference. The
description herein of the Letter to the Board is qualified in its entirety by reference to the Letter to the Board.
On
March 20, 2013, CFL issued a press release (the
March 20 Press Release
). A copy of the Press Release is attached to Amendment No. 4 as
Exhibit 3
and is incorporated herein by reference. In the Press Release, CFL
announces the engagement of DF King and the demand of the Issuers stockholder list. The description herein of the March 20 Press Release is qualified in its entirety by reference to the March 20 Press Release.
On March 19, 2013, CFL engaged the proxy solicitation firm D.F. King & Co., Inc. (
DF King
) to assist CFL
in its opposition against the proposed merger (the
Sprint-Clearwire Merger
) of the Issuer with Sprint Nextel Corporation (
Sprint
).
On March 19, 2013, CFL made a demand to obtain a stockholder list and certain related records of the Issuer pursuant to Section 220 of the Delaware General Corporation Law (the
Demand
Letter
). CFL intends to use this information for the solicitation of proxies regarding the proposed Sprint-Clearwire Merger. A copy of the Demand Letter is attached to Amendment No. 4 as
Exhibit 2
and is incorporated
herein by reference. The description herein of the Demand Letter is qualified in its entirety by reference to the Demand Letter.
On March 12, 2013, CFL issued a press release (the
March 12 Press Release
), a copy of which is attached to Amendment No. 3 as
Exhibit 2
and is incorporated herein
by reference. In the March 12 Press Release, CFL reports the findings of a new study commissioned by CFL and prepared by former Federal Communications Commission (
FCC
) commissioner Dr. Harold Furchtgott-Roth and the
Analysis Group (the
Report
). As reported in the March 12 Press Release, the Report indicates that the price Sprint has offered for the Issuer significantly understates the true value of the Issuers wireless spectrum and
that the public would be best served if the Issuer remained free to offer its spectrum to multiple wireless carriers. The Report was submitted to the FCC by CFL on March 12, 2013 (the
FCC Letter
). A copy of the FCC Letter,
which includes a copy of the Report, is attached to Amendment No. 3 as
Exhibit 3
and is incorporated herein by reference. The description herein of the Report is qualified in its entirety by reference to the Report.
On December 12, 2012, CFL filed a lawsuit styled
Crest Financial Ltd. v. Sprint Nextel Corp. et al., C.A. 8099-CS,
in the
Court of Chancery of the State of Delaware against Sprint, the individual members of the Board, and certain other defendants, alleging that the defendants breached their fiduciary duties by engaging in a series of integrated transactions designed to
extract value from the Issuer at the expense of the Issuers public minority shareholders. Among other things, the lawsuit seeks damages and injunctive relief.
CFL, CIC AND OTHER PERSONS MAY BE DEEMED TO BE PARTICIPANTS (
PARTICIPANTS
) IN A SOLICITATION OF PROXIES IN RESPECT OF THE PROPOSED SPRINT-CLEARWIRE MERGER. CFL INTENDS TO FILE A PROXY
STATEMENT ON BEHALF OF THE PARTICIPANTS WITH THE SECURITIES AND EXCHANGE COMMISSION. ALL INVESTORS AND SECURITYHOLDERS OF THE ISSUER ARE URGED TO READ THE PROXY STATEMENT AND ALL OTHER PROXY MATERIALS WHEN THEY BECOME AVAILABLE BECAUSE THEY WILL
CONTAIN IMPORTANT INFORMATION. INFORMATION REGARDING THE PARTICIPANTS AND A DESCRIPTION OF THEIR DIRECT AND INDIRECT INTERESTS, BY SECURITY HOLDINGS OR OTHERWISE, WILL BE CONTAINED IN SUCH PROXY STATEMENT AND OTHER PROXY MATERIALS. UPON REQUEST, THE
PARTICIPANTS WILL PROVIDE COPIES OF THE PROXY STATEMENT AT NO CHARGE WHEN IT BECOMES AVAILABLE. THE PROXY STATEMENT AND ALL OTHER PROXY MATERIALS WILL ALSO BE AVAILABLE AT NO CHARGE ON THE SECURITIES AND EXCHANGE COMMISSIONS WEBSITE AT
HTTP://WWW.SEC.GOV
.
Depending upon the Reporting Persons continued evaluation of the Issuer, the Reporting
Persons may, among other things, (a) acquire additional securities of the Issuer or dispose of some or all of the Purchased Shares; (b) engage in active discussions with the Issuers management and members of the Board with respect to
actions that might be taken by the Issuer to enhance stockholder value for all of the Issuers stockholders; (c) communicate with other stockholders of the Issuer regarding the management, operation, financing and corporate governance of
the Issuer; and (d) take such other actions as the Reporting Persons may determine from time to time, including appropriate legal action as deemed necessary by the Reporting Persons. Notwithstanding the foregoing, the Reporting Persons do not
have an intent, nor have they reserved the right, to engage in a control transaction, or any contested solicitation for the election of directors with respect to the Issuer.
Except as set forth above, the Reporting Persons have no present plans or proposals which relate to or would result in any of the transactions required to be described in Item 4 of Schedule 13D.
Item 5.
|
Interest in Securities of the Issuer.
|
(a) The Reporting Persons may be deemed to be the beneficial owner of, in the aggregate, 57,653,419 Purchased Shares, representing approximately 8.25% of the outstanding Shares based upon the
699,171,925 Shares stated to be outstanding as of March 22, 2013 according to the Issuers Amendment No. 2 to the Preliminary Proxy Statement on Schedule 14A filed on March 29, 2013.
CFL may be deemed to be the beneficial owner of 36,183,649 of the Purchased Shares because CFL is (i) the direct owner of 35,883,649
of the Purchased Shares and (ii) the owner of a 50% interest in Crest Switzerland.
CIC may be deemed to be the
beneficial owner of 36,183,649 of the Purchased Shares because CIC is the general partner of CFL.
The Jamal and Rania Daniel
Trust may be deemed to be the beneficial owner of 36,183,649 of the Purchased Shares because the Jamal and Rania Daniel Trust is the owner of a 100% interest in CIC and a 99% interest in CFL.
Mr. Jamal Daniel may be deemed to be the beneficial owner of 36,183,649 of the Purchased Shares because Mr. Jamal Daniel is
(i) the trustee under the Jamal and Rania Daniel Trust, with the power to vote or direct the vote, and the power to dispose or direct the disposition of, securities, and (ii) a grantor under the Jamal and Rania Daniel Trust with the joint
power to revoke such trust.
Mrs. Rania Daniel may be deemed to be the beneficial owner of 36,183,649 of the Purchased
Shares because Mrs. Rania Daniel is a grantor under the Jamal and Rania Daniel Trust with the joint power to revoke such trust.
DTN LNG may be deemed to be the beneficial owner of 9,623,249 of the Purchased Shares because DTN LNG is the direct owner of 9,623,249 of the Purchased Shares.
DTN Investments may be deemed to be the beneficial owner of 10,173,249 of the Purchased Shares because DTN Investments is (i) the
owner of a 100% interest in DTN LNG, (ii) the owner of a 50% interest in Crest Switzerland, and (iii) the direct owner of 250,000 of the Purchased Shares.
The Daria Daniel Trust may be deemed to be the beneficial owner of 3,391,083 of the Purchased Shares because the
Daria Daniel Trust is the owner of a 33
1
/
3
% interest in DTN Investments.
The Thalia Daniel Trust may be deemed to be the beneficial owner of 3,391,083 of the Purchased Shares because the
Thalia Daniel Trust is the owner of a 33
1
/
3
% interest in DTN Investments.
The Naia Daniel Trust may be deemed to be the beneficial owner of 3,391,083 of the Purchased Shares because the Naia
Daniel Trust is the owner of a 33
1
/
3
% interest in DTN Investments.
Mr. Howland may be deemed to be the beneficial owner of 10,196,249 of the Purchased Shares because Mr. Howland is (i) the
trustee under the Daria Daniel Trust, with the power to vote or direct the vote, and the power to dispose or direct the disposition of, securities, (ii) the trustee under the Thalia Daniel Trust, with the power to vote or direct the vote, and
the power to dispose or direct the disposition of, securities, (iii) the trustee under the Naia Daniel Trust, with the power to vote or direct the vote, and the power to dispose or direct the disposition of, securities, and (iv) the direct
owner of 23,000 of the Purchased Shares.
Mr. Stoerr may be deemed to be the beneficial owner of 22,000 of the Purchased Shares
because Mr. Stoerr is the direct owner of 22,000 of the Purchased Shares.
The Halim Daniel Trust may be deemed to be the
beneficial owner of 11,051,521 of the Purchased Shares because the Halim Daniel Trust is the direct owner of 11,051,521 of the Purchased Shares.
Mr. Halim Daniel may be deemed to be the beneficial owner of 11,251,521 of the Purchased Shares because Mr. Daniel is (i) the direct owner of 200,000 of the Purchased Shares and
(ii) the grantor under the Halim Daniel Trust, with the power to revoke such trust.
Mr. Michael Wheaton may be
deemed to be the beneficial owner of 11,051,521 of the Purchased Shares because Mr. Wheaton is the trustee under the Halim Daniel Trust, with the power to vote, or direct the vote, and the power to dispose or direct the disposition of,
securities.
Crest Switzerland may be deemed to be the beneficial owner of 600,000 of the Purchased Shares because Crest
Switzerland is the owner of 100% of the ownership interests in Uniteg.
Uniteg may be deemed to be the beneficial owner of
600,000 of the Purchased Shares because Uniteg is the direct owner of 600,000 of the Purchased Shares.
To the best of the
Reporting Persons knowledge, except for Mr. Jamal Daniel, Mr. Halim Daniel, Mr. Howland and Mr. Stoerr, none of the officers and directors named on
Schedule A
hereto may be deemed to be the beneficial owner
of any Shares.
(b) CFL may be deemed to have the shared power to vote or direct the vote, and the shared power to
dispose or direct the disposition of, 36,183,649 of the Purchased Shares because CFL is (i) the direct owner of 35,883,649 shares and (ii) the owner of a 50% interest in Crest Switzerland.
CIC may be deemed to have the shared power to vote or direct the vote, and the shared power to dispose or direct the disposition of,
36,183,649 of the Purchased Shares because CIC is the general partner of CFL.
The Jamal and Rania Daniel Trust may be deemed
to have the shared power to vote or direct the vote, and the shared power to dispose or direct the disposition of, 36,183,649 of the Purchased Shares because the Jamal and Rania Daniel Trust is the owner of a 100% interest in CIC and a 99% interest
in CFL.
Mr. Jamal Daniel may be deemed to have the shared power to vote or direct the vote, and the shared power to
dispose or direct the disposition of, 36,183,649 of the Purchased Shares because Mr. Jamal Daniel is (i) the trustee under the Jamal and Rania Daniel Trust, with the power to vote or direct the vote, and the power to dispose or direct the
disposition of, securities, and (ii) a grantor under the Jamal and Rania Daniel Trust, with the joint power to revoke such trust.
Mrs. Rania Daniel may be deemed to have the shared power to vote or direct the vote, and the shared power to dispose or direct the disposition of, 36,183,649 of the Purchased Shares because
Mrs. Rania Daniel is a grantor under the Jamal and Rania Daniel Trust with the joint power to revoke such trust.
DTN LNG
may be deemed to have the shared power to vote or direct the vote, and the shared power to dispose or direct the disposition of, 9,623,249 of the Purchased Shares because DTN LNG is the direct owner of 9,623,249 of the Purchased Shares.
DTN Investments may be deemed to have the shared power to vote or direct the vote, and the shared power to dispose or direct the
disposition of, 10,173,249 of the Purchased Shares because DTN Investments is (i) the owner of a 100% interest in DTN LNG, (ii) the owner of a 50% interest in Crest Switzerland, and (iii) the direct owner of 250,000 of the Purchased
Shares.
The Daria Daniel Trust may be deemed to have the shared power to vote or direct the vote, and
the shared power to dispose or direct the disposition of, 3,391,083 of the Purchased Shares because the Daria Daniel Trust is the owner of a 33
1
/
3
% interest in DTN Investments.
The Thalia Daniel Trust may be deemed to have the shared power to vote
or direct the vote, and the shared power to dispose or direct the disposition of, 3,391,083 of the Purchased Shares because the Thalia Daniel Trust is the owner of a 33
1
/
3
% interest in DTN Investments.
The Naia Daniel Trust may be deemed to have the shared power to vote or direct the vote, and the shared power to
dispose or direct the disposition of, 3,391,083 of the Purchased Shares because the Naia Daniel Trust is the owner of a 33
1
/
3
% interest in DTN Investments.
Mr. Howland may be deemed to have the shared power to vote or direct the vote, and the shared power to dispose or direct the disposition of, 10,196,249 of the Purchased Shares because
Mr. Howland is (i) the trustee under the Daria Daniel Trust, with the power to vote or direct the vote, and the power to dispose or direct the disposition of, securities, (ii) the trustee under the Thalia Daniel Trust, with the power
to vote or direct the vote, and the power to dispose or direct the disposition of, securities, and (iii) the trustee under the Naia Daniel Trust, with the power to vote or direct the vote, and the power to dispose or direct the disposition of,
securities. Mr. Howland may be may be deemed to have the sole power to vote or direct the vote, and the sole power to dispose or direct the disposition, 23,000 of the Purchased Shares because Mr. Howland is the direct owner of 23,000 of
the Purchased Shares.
Mr. Stoerr may be deemed to have the sole power to vote or direct the vote, and the sole power to
dispose or direct the disposition of, 22,000 of the Purchased Shares because Mr. Stoerr is the direct owner of 22,000 of the Purchased Shares.
The Halim Daniel Trust may be deemed to have the shared power to vote or direct the vote, and the shared power to dispose or direct the disposition of, 11,051,521 of the Purchased Shares because the Halim
Daniel Trust is the direct owner of 11,051,521 of the Purchased Shares.
Mr. Halim Daniel may be deemed to have the
shared power to vote or direct the vote, and the shared power to dispose or direct the disposition of, 11,251,521 of the Purchased Shares because Mr. Halim Daniel is (i) the direct owner of 200,000 of the Purchased Shares and (ii) the
grantor under the Halim Daniel Trust, with the power to revoke such trust.
Mr. Michael Wheaton may be deemed to have the
shared power to vote or direct the vote, and the shared power to dispose or direct the disposition of, 11,051,521 of the Purchased Shares because Mr. Wheaton is the trustee under the Halim Daniel Trust, with the power to vote, or direct the
vote, and the power to dispose or direct the disposition of, securities.
Crest Switzerland may be deemed to have the shared
power to vote or direct the vote, and the shared power to dispose or direct the disposition of, 600,000 of the Purchased Shares because Crest Switzerland is the owner of a 100% interest in Uniteg.
Uniteg may be deemed to have the shared power to vote or direct the vote, and the shared power to dispose or direct the disposition of,
600,000 of the Purchased Shares because Uniteg is the direct owner of 600,000 of the Purchased Shares.
(c) Neither
the Reporting Persons nor, to the best of the Reporting Persons knowledge, any officer or director named on
Schedule A
hereto, has effected any transaction in any Shares since the filing of Amendment No. 4, except for the
transfer of 300,000 of the Purchased Shares from Mila to Uniteg on March 21, 2013.
(d) Not applicable.
(e) Not applicable.
Item 6.
|
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.
|
Other than Asset Purchase Agreement as described in Item 3 hereof (which has been fully performed by the parties thereto in 2004),
the Joint Filing Agreement attached hereto as
Exhibit 1
, the Letter to the Board attached hereto as
Exhibit 2
, the April 3 Press Release attached hereto as
Exhibit 3
, the Demand Letter attached to Amendment No. 4 as
Exhibit
2
, the March 20 Press Release attached to Amendment No. 4 as
Exhibit 3
, the March 12 Press Release attached to Amendment No. 3 as
Exhibit 2
, the FCC Letter attached to Amendment No. 3 as
Exhibit 3
, the Press Release
attached to Amendment No. 2 as Exhibit 2, the Stockholder Letter attached to Amendment No. 1 as Exhibit 2 and the Press Release attached to Amendment No. 1 as Exhibit 3, neither the Reporting Persons nor, to the best of the Reporting
Persons knowledge, any person named on Schedule A hereto, has any contracts, arrangements, understandings or relationships (legal or otherwise) among the persons named in Item 2 and between such persons and any person with respect to any
securities of the Issuer, including but not limited to, transfer or voting of any of the securities, finders fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or
withholding of proxies.
Item 7.
|
Material to be Filed as Exhibits.
|
The following documents are filed as exhibits:
|
|
|
Exhibit
Number
|
|
Exhibit Name
|
|
|
Exhibit 1
|
|
Joint Filing Agreement dated as of April 4, 2013, among Crest Financial Limited, Crest Investment Company, the Jamal and Rania Daniel Revocable Trust, Mr. Jamal Daniel, Mrs. Rania
Daniel, DTN LNG, LLC, DTN Investments, LLC, the Daria Daniel 2003 Trust, the Thalia Daniel 2003 Trust, the Naia Daniel 2003 Trust, Mr. John M. Howland, Mr. Eric E. Stoerr, the Halim Daniel 2012 Trust, Mr. Michael Wheaton, solely in his capacity as
trustee of the Halim Daniel 2012 Trust, Mr. Halim Daniel, Uniteg Holding SA and Crest Switzerland, LLC
|
|
|
Exhibit 2
|
|
Letter to the Board of Directors of Clearwire Corporation by Crest Financial Limited dated as of April 3, 2013
|
|
|
Exhibit 3
|
|
Press Release by Crest Financial Limited dated as of April 3, 2013
|
After reasonable inquiry and to the best of my knowledge and belief, I certify that the
information set forth in this statement is true, complete and correct.
Date: April 4, 2013
|
|
|
CREST FINANCIAL LIMITED
|
|
|
by
|
|
/s/ Pamela E. Powers
|
|
|
Name: Pamela E. Powers
|
|
|
Title: Executive Vice President, Secretary and Treasurer
|
|
|
|
CREST INVESTMENT COMPANY
|
|
|
by
|
|
/s/ Pamela E. Powers
|
|
|
Name: Pamela E. Powers
|
|
|
Title: Executive Vice President, CFO and Treasurer
|
|
|
|
JAMAL AND RANIA DANIEL REVOCABLE TRUST
|
|
|
by
|
|
/s/ Jamal Daniel
|
|
|
Name: Jamal Daniel
|
|
|
Title: Trustee
|
|
|
|
JAMAL DANIEL
|
|
|
by
|
|
/s/ Jamal Daniel
|
|
|
Name: Jamal Daniel
|
|
|
|
RANIA DANIEL
|
|
|
by
|
|
/s/ Rania Daniel
|
|
|
Name: Rania Daniel
|
|
|
|
DTN LNG, LLC
|
|
|
by
|
|
/s/ Pamela E. Powers
|
|
|
Name: Pamela E. Powers
|
|
|
Title: Manager, President, Secretary and Treasurer
|
|
|
|
DTN INVESTMENTS, LLC
|
|
|
by
|
|
/s/ Pamela E. Powers
|
|
|
Name: Pamela E. Powers
|
|
|
Title: Manager, President, Secretary and Treasurer
|
|
|
|
DARIA DANIEL TRUST
|
|
|
by
|
|
/s/ John M. Howland
|
|
|
Name: John M. Howland
|
|
|
Title: Trustee
|
|
|
|
THALIA DANIEL TRUST
|
|
|
by
|
|
/s/ John M. Howland
|
|
|
Name: John M. Howland
|
|
|
Title: Trustee
|
|
|
|
NAIA DANIEL TRUST
|
|
|
by
|
|
/s/ John M. Howland
|
|
|
Name: John M. Howland
|
|
|
Title: Trustee
|
|
|
|
JOHN M. HOWLAND
|
|
|
by
|
|
/s/ John M. Howland
|
|
|
Name: John M. Howland
|
|
|
|
ERIC E. STOERR
|
|
|
by
|
|
/s/ Eric E. Stoerr
|
|
|
Name: Eric E. Stoerr
|
|
|
|
HALIM DANIEL 2012 TRUST
|
|
|
by
|
|
/s/ Michael Wheaton
|
|
|
Name: Michael Wheaton
|
|
|
Title: Trustee
|
|
|
|
HALIM DANIEL
|
|
|
by
|
|
/s/ Halim Daniel
|
|
|
Name: Halim Daniel
|
|
|
|
MICHAEL WHEATON
|
|
|
by
|
|
/s/ Michael Wheaton
|
|
|
Name: Michael Wheaton
|
|
|
|
UNITEG HOLDING SA
|
|
|
by
|
|
/s/ Luis Bosque
|
|
|
Name: Luis Bosque
|
|
|
Title: President
|
|
|
|
CREST SWITZERLAND LLC
|
|
|
by
|
|
/s/ Pamela E. Powers
|
|
|
Name: Pamela E. Powers
|
|
|
Title: Manager
|
EXHIBIT INDEX
|
|
|
Exhibit
Number
|
|
Exhibit Name
|
|
|
Exhibit 1
|
|
Joint Filing Agreement dated as of April 4, 2013, among Crest Financial Limited, Crest Investment Company, the Jamal and Rania Daniel Revocable Trust, Mr. Jamal Daniel, Mrs. Rania
Daniel, DTN LNG, LLC, DTN Investments, LLC, the Daria Daniel 2003 Trust, the Thalia Daniel 2003 Trust, the Naia Daniel 2003 Trust, Mr. John M. Howland, Mr. Eric E. Stoerr, the Halim Daniel 2012 Trust, Mr. Michael Wheaton, solely in his capacity as
trustee of the Halim Daniel 2012 Trust, Mr. Halim Daniel, Uniteg Holding SA and Crest Switzerland, LLC
|
|
|
Exhibit 2
|
|
Letter to the Board of Directors of Clearwire Corporation by Crest Financial Limited dated as of April 3, 2013
|
|
|
Exhibit 3
|
|
Press Release by Crest Financial Limited dated as of April 3, 2013
|
SCHEDULE A
EXECUTIVE OFFICERS AND DIRECTORS OF CERTAIN REPORTING PERSONS
The following is a list of
the executive officers and directors of certain Reporting Persons, setting forth the present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is
conducted for each such person. The current business address of each such person is JP Morgan Chase Tower, 600 Travis, Suite 6800, Houston, TX 77002. All executive officers and directors listed below are citizens of the United States of America,
other than Mr. Halim Daniel, who is a citizen of Lebanon.
|
|
|
|
|
Crest Financial Limited
|
|
|
|
|
Name
|
|
Present Position
|
|
|
Jamal Daniel
|
|
President
|
|
|
Pamela E. Powers
|
|
Executive Vice President, Secretary and Treasurer
|
|
|
David K. Schumacher
|
|
General Counsel
|
|
|
Crest Investment Company
|
|
|
|
|
Name
|
|
Present Position
|
|
|
Jamal Daniel
|
|
Sole Director and President
|
|
|
Pamela E. Powers
|
|
Executive Vice President, CFO and Treasurer
|
|
|
John M. Howland
|
|
Executive Vice President
|
|
|
Eric E. Stoerr
|
|
Senior Vice President of Energy
|
|
|
Michelle Upton
|
|
Vice President
|
|
|
Marie Vajdak
|
|
Secretary
|
|
|
DTN LNG, LLC
|
|
|
|
|
Name
|
|
Present Position
|
|
|
Pamela E. Powers
|
|
Manager, President, Secretary and Treasurer
|
|
|
|
|
|
DNT Investments, LLC
|
|
|
|
|
Name
|
|
Present Position
|
|
|
Pamela E. Powers
|
|
Manager, President, Secretary and Treasurer
|
|
|
Crest Switzerland LLC
|
|
|
|
|
Name
|
|
Present Position
|
|
|
Pamela E. Powers
|
|
Manager, Executive Vice President, Secretary and Treasurer
|
|
|
John Howland
|
|
President
|
|
|
Uniteg Holding SA
|
|
|
|
|
Name
|
|
Present Position
|
|
|
Luis Bosque
|
|
President
|
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