Statement of Changes in Beneficial Ownership (4)
May 14 2021 - 4:21PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Total Marketing Services S.A. |
2. Issuer Name and Ticker or Trading Symbol
Clean Energy Fuels Corp.
[
CLNE
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
24 COURS MICHELET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/12/2021 |
(Street)
92800 PUTEAUX, I0
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 5/12/2021 | | S | | 600 (1) | D | $8.40 (2) | 50448387 | D (3) | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Represents shares of common stock of the Issuer sold by Total Marketing Services SAS under Rule 144 promulgated under the Securities Act of 1933, as amended. |
(2) | These shares were sold in multiple transactions at a price of $8.400. The reporting person undertakes to provide to Clean Energy Fuels Corp., any security holder of Clean Energy Fuels Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each transaction. |
(3) | TOTAL Marketing Services SAS is a direct wholly owned subsidiary of TOTAL SE and, as a result, TOTAL SE may be deemed to be a beneficial owner of the securities held by TOTAL Marketing Services SAS |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Total Marketing Services S.A. 24 COURS MICHELET 92800 PUTEAUX, I0 |
| X |
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Signatures
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/s/ Eric Le Bouvier, Authorized Signatory | | 5/14/2021 |
**Signature of Reporting Person | Date |
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