- Report of proposed sale of securities (144)
November 29 2010 - 5:16PM
Edgar (US Regulatory)
OMB APPROVAL
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OMB Number: 3235-0101
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Expires: March 31, 2011
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Estimated average burden
hours per response...2.00
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SEC USE ONLY
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DOCUMENT SEQUENCE NO.
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CUSIP NUMBER
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WORK LOCATION
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
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ATTENTION:
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Transmit for filing 3 copies of
this form concurrently with either placing an order with a broker to
execute sale or executing a sale directly with a market maker.
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1(a)
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Name of Issuer
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(b)
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IRS Ident. No.
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(c)
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S.E.C. File No.
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CIRRUS LOGIC, INC.
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77-0024828
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0-17795
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(d)
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Address of Issuer
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(e)
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Telephone No.
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2901 VIA FORTUNA
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AUSTIN
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TX
78746
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512
851-4000
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(Street)
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(City) (State)
(Zip Code)
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(Area Code) (Number)
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2(a)
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Name of Person For Whose Account the
Securities are to be Sold
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(b)
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Relationship to Issuer
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ARBOR COMPANY LLLP.
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DIRECTOR
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(c)
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Address
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P.O. BOX 459
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SAN CARLOS
,
CA
94070
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(Street)
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(City) (State)
(Zip Code)
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INSTRUCTION:
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The person filing this notice should contact
the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.
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3(a)
Title of the
Class of
Securities to
be Sold
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(b)
Name and Address
of Each Broker
Through Whom the
Securities are to be
Offered or Each
Market Maker Who
is Acquiring the Securities
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SEC USE
ONLY
Broker-Dealer
File Number
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(c)
Number of
Shares or Other
Units to be Sold
(See Instr. 3(c))
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(d)
Aggregate
Market Value
(See Instr. 3(d))
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(e)
Number of
Shares or Other
Units Outstanding
(See Instr. 3(e))
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(f)
Approximate
Date of Sale
(Mo/Day/Yr)
(See Instr. 3(f))
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(g)
Name of Each
Securities
Exchange
(See Instr. 3(g))
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COMMON
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TD Ameritrade
4075 Sorrento Valley Blvd.
San Diego, CA 92121
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66,391
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$1,031,716
11/26/10
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69,127,026
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11/30/2010
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NASDAQ
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INSTRUCTIONS:
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1.
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(a)
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Name of issuer
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(b)
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Issuers I.R.S. Identification Number
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(c)
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Issuers S.E.C. file number, if any
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(d)
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Issuers address, including zip code
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(e)
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Issuers telephone number, including area code
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2.
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(a)
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Name of person for whose accou
nt the securities are to be sold
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(b)
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Such persons relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing)
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(c)
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Such persons address, including zip code
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3.
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(a)
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Title of the class of securities to be sold
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(b)
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Name and address of each broker through whom the securities are intended to be sold
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(c)
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Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
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(d)
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Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice
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(e)
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Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer
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(f)
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Approximate date on which the securities are to be sold
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(g)
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Name of each securities exchange, if any, on which the securities are intended to be sold
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Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB control number.
SEC 1147 (08-07)
Page 2
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TABLE I SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition
of the securities to be sold
and with respect to the payment of all or any part
of the purchase price or other consideration therefor:
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Title of the Class
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Date You
Acquired
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Nature of Acquisition
Transaction
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Name of Person from
Whom Acquired
(if gift, also give
date donor acquired)
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Amount of
Securities
Acquired
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Date of
Payment
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Nature of
Payment
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COMMON
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PRIOR TO 1989 PUBLIC OFFERING
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PRIVATE INVESTMENT AND STOCK SPLIT (1995)
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CIRRUS LOGIC, INC.
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66,391
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PRIOR TO 1989
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CASH
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INSTRUCTIONS:
If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement
and state when the note or other obligation was discharged in full or the last installment paid.
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TABLE II SECURITIES
SOLD DURING THE PAST 3 MONTHS
Furnish the following information as
to all securities of the issuer sold
during the past 3 months by the
person for whose account the securities are to be sold.
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Name and Address of Seller
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Title of Securities Sold
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Date of Sale
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Amount of Securities Sold
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Gross Proceeds
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D. JAMES GUZY
2901 VIA FORTUNA
AUSTIN, TX 78746
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COMMON
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11/22/2010
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95,000
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$1,459,873
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Page 3
REMARKS:
INSTRUCTIONS:
See the definition of person in paragraph (a) of Rule 144.
Information is to be given not only as to the person for whose account the
securities are to be sold but also as to all other persons included in that
definition. In addition, information shall be given as to sales by all
persons whose sales are required by paragraph (e) of Rule 144 to
be aggregated with sales for the account of the person filing this notice.
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ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any
material adverse information in regard to the current and prospective operations of the issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
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11/29/2010
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/s/ D. JAMES GUZY, SR.
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DATE OF NOTICE
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(SIGNATURE)
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Name: D. James Guzy, Sr.
Title: General Partner
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DATE
OF PLAN ADOPTION OR GIVING OF
INSTRUCTION IF RELYING ON RULE
10B5-1
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The notice shall be signed by the persons for whose account
the securities are to be sold.
At least one copy of the notice shall be manually signed.
Any copies not manually signed shall bear typed or printed signatures.
ATTENTION:
Intentional misstatements or omission of facts constitute
Federal Criminal Violations (See 18 U.S.C. 1001)
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Page 4
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