Amended Statement of Ownership (sc 13g/a)
February 15 2017 - 3:12PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
Celator
Pharmaceuticals, Inc.
(Name of Issuer)
Common Stock, $.0001 par value per share
(Title of Class of Securities)
15089R102
(CUSIP Number)
December 31, 2016
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to
designate the rule pursuant to which this Schedule is filed:
☐ Rule
13d-1(b)
☐ Rule
13d-1(c)
☒ Rule
13d-1(d)
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover page.
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The information required in the remainder of this cover page shall not be
deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
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CUSIP No. 15089R102
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13G
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Page
2
of 11
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1
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NAMES OF
REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Thomas, McNerney & Partners II, L.P.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (SEE INSTRUCTIONS)
(a) ☐ (b) ☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Delaware limited partnership
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
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5
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SOLE VOTING POWER
0
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6
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SHARED VOTING POWER
0
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7
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SOLE DISPOSITIVE POWER
0
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8
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SHARED DISPOSITIVE POWER
0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW 9
0%
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12
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TYPE OF REPORTING PERSON (SEE
INSTRUCTIONS)
PN
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CUSIP No. 15089R102
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13G
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Page
3
of 11
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1
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NAMES OF
REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
TMP Associates II, L.P.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (SEE INSTRUCTIONS)
(a) ☐ (b) ☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Delaware limited partnership
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
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5
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SOLE VOTING POWER
0
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6
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SHARED VOTING POWER
0
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7
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SOLE DISPOSITIVE POWER
0
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8
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SHARED DISPOSITIVE POWER
0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW 9
0%
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12
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TYPE OF REPORTING PERSON (SEE
INSTRUCTIONS)
PN
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CUSIP No. 15089R102
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13G
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Page
4
of 11
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1
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NAMES OF
REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Thomas, McNerney & Partners II, LLC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (SEE INSTRUCTIONS)
(a) ☐ (b) ☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Delaware limited liability company
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
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5
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SOLE VOTING POWER
0
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6
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SHARED VOTING POWER
0
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7
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SOLE DISPOSITIVE POWER
0
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8
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SHARED DISPOSITIVE POWER
0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW 9
0%
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12
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TYPE OF REPORTING PERSON (SEE
INSTRUCTIONS)
OO
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CUSIP No. 15089R102
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13G
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Page
5
of 11
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1
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NAMES OF
REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
TMP Nominee II, LLC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (SEE INSTRUCTIONS)
(a) ☐ (b) ☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Delaware limited liability company
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
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5
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SOLE VOTING POWER
0
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6
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SHARED VOTING POWER
0
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7
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SOLE DISPOSITIVE POWER
0
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8
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SHARED DISPOSITIVE POWER
0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW 9
0%
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12
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TYPE OF REPORTING PERSON (SEE
INSTRUCTIONS)
OO
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CUSIP No. 15089R102
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13G
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Page
6
of 11
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1
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NAMES OF
REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
James E. Thomas
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (SEE INSTRUCTIONS)
(a) ☐ (b) ☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
United States
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
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5
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SOLE VOTING POWER
0
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6
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SHARED VOTING POWER
0
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7
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SOLE DISPOSITIVE POWER
0
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8
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SHARED DISPOSITIVE POWER
0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW 9
0%
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12
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TYPE OF REPORTING PERSON (SEE
INSTRUCTIONS)
IN
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CUSIP No. 15089R102
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13G
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Page
7
of 11
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Item 1(a).
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Name of Issuer
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Celator Pharmaceuticals, Inc.
Item 1(b).
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Address of Issuers Principal Executive Offices
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200 PrincetonSouth
Corporate Center, Suite 180, Ewing, NJ 08628.
Item 2(a).
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Names of Persons Filing
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Thomas, McNerney & Partners II, L.P.
(TMP II), TMP Associates II, L.P. (TMPA II), TMP Nominee II, LLC (TMPN II) Thomas, McNerney & Partners II, LLC (TMP II LLC), and James E. Thomas.
TMP II LLC, the general partner of TMP II and TMPA II, has voting and dispositive power over the shares held by TMP II and TMPA II. In
addition, TMPN II has entered into an agreement with TMP II LLC that directs TMPN II to vote and dispose of securities in the same manner as directed by TMP II LLC with respect to the shares held by TMP II and TMPA II. James E. Thomas and Peter
McNerney are the managers of TMPN II and have shared voting and dispositive power over such securities, provided that they are obligated to exercise such power in the same manner as TMP II LLC votes and disposes of the securities of the Issuer over
which TMP II LLC exercises voting and dispositive power. As of January 1, 2016, James E. Thomas is the sole manager of TMP II LLC.
The persons named in this Item 2(a) are referred to individually herein as a Reporting Person and collectively as the
Reporting Persons.
Item 2(b).
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Address of Principal Business Office or, if None, Residence
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The address of the
principal office and principal business address of each of the Reporting Persons is 12527 Central Avenue NE #297, Minneapolis, MN 55434.
TMP II and TMPA II are each a limited partnership organized under
the laws of the State of Delaware. TMPN II and TMP II LLC are each a limited liability company organized under the laws of the State of Delaware. James E. Thomas is a U.S. citizen.
Item 2(d).
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Title of Class
of Securities
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Common Stock, $.0001 par value
(Common Stock).
Item 2(e).
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CUSIP Number
:
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15089R102.
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CUSIP No. 15089R102
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13G
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Page
8
of 11
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Item 3.
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If this statement is filed pursuant to §§
240.13d-1(b)
or
240.13d-2(b)
or (c), check
whether the person filing is
a:
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Not applicable.
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(a)
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Amount Beneficially Owned: TMP II is the record owner of 0 shares of Common Stock as of December 31, 2016.
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(b)
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Percent of Class: 0%. See Line 11 of cover sheets.
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(c)
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Number of shares as to which such person has:
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(i)
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sole power to vote or to direct the vote: See Line 5 of cover sheets.
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(ii)
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shared power to vote or to direct the vote: See Line 6 of cover sheets.
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(iii)
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sole power to dispose or to direct the disposition of: See Line 7 of cover sheets.
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(iv)
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shared power to dispose or to direct the disposition of: See Line 8 of cover sheets.
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Each
Reporting Person disclaims beneficial ownership of such Securities except for the shares, if any, such Reporting Person holds of record.
Item 5.
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Ownership of Five Percent or Less of a Class
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Not applicable.
Item 6.
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Ownership of More than Five Percent on Behalf of Another Person
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Not
applicable.
Item 7.
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Identification and Classification of the Subsidiary
Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
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Not applicable.
Item 8.
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Identification and Classification of Members of the Group
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Not applicable. The
Reporting Persons expressly disclaim membership in a group as used in
Rule 13d-5(b).
Item 9.
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Notice of Dissolution of Group
.
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Not applicable.
Not applicable. This Schedule 13G is not filed pursuant to
Rule
13d-1(b)
or Rule 13d1(c).
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CUSIP No. 15089R102
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13G
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Page
9
of 11
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Material to be Filed as Exhibits.
Exhibit 1 Agreement regarding filing of joint Schedule 13G.
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CUSIP No. 15089R102
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13G
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Page
10
of 11
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SIGNATURE
After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this
statement is true, complete and correct.
Date: February 15, 2017
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/s/ James E. Thomas
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February 15, 2017
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Manager of Thomas, McNerney & Partners II, LLC, the general partner of Thomas, McNerney & Partners II, L.P.
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/s/ James E. Thomas
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February 15, 2017
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Manager of TMP Nominee II, LLC
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/s/ James E. Thomas
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February 15, 2017
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Manager of Thomas, McNerney & Partners II, LLC, the general partner of TMP Associates II, L.P.
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/s/ James E. Thomas
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February 15, 2017
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Manager of Thomas, McNerney & Partners II, LLC
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/s/ James E. Thomas
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February 15, 2017
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James E. Thomas
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