Amended Statement of Ownership (sc 13g/a)
February 12 2021 - 11:01AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE
13G
Under the
Securities Exchange Act of 1934
(Amendment No.
1)
Canadian Solar
Incorporated
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(Name of Issuer)
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(Title of Class of
Securities)
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(CUSIP Number)
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(Date of Event Which Requires
Filing of this Statement)
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Check the appropriate box to designate the rule pursuant to
which this Schedule is filed:
The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided
in a prior cover page.
The information required in the remainder of this cover page
shall not be deemed to be "filed" for the purpose of Section 18 of
the Securities Exchange Act of 1934 ("Act") or otherwise subject to
the liabilities of that section of the Act but shall be subject to
all other provisions of the Act (however, see the Notes).
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1
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NAMES OF REPORTING
PERSONS
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Schroder
Investment Management Ltd.
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2
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CHECK THE
APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
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United
Kingdom
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NUMBER OF SHARES BENEFICIALLY OWNED
BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING
POWER
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145,073
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6
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SHARED VOTING
POWER
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0
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SOLE DISPOSITIVE
POWER
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145,073
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SHARED DISPOSITIVE
POWER
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0
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9
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AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON
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145,073
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10
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CHECK IF THE
AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS)
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☐
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PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (9)
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0.246% of
outstanding shares
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12
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TYPE OF REPORTING
PERSON (SEE INSTRUCTIONS)
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FI
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1
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NAMES OF REPORTING
PERSONS
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Schroder
Investment Management Hong Kong
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2
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CHECK THE
APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
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Hong Kong
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NUMBER OF SHARES BENEFICIALLY OWNED
BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING
POWER
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0
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6
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SHARED VOTING
POWER
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0
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SOLE DISPOSITIVE
POWER
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0
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8
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SHARED DISPOSITIVE
POWER
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0
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9
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AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON
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0
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10
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CHECK IF THE
AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS)
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☐
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PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (9)
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0% of outstanding
shares
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12
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TYPE OF REPORTING
PERSON (SEE INSTRUCTIONS)
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FI
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1
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NAMES OF REPORTING
PERSONS
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Schroder
Investment Management Singapore Limited
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2
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CHECK THE
APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
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Singapore
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NUMBER OF SHARES BENEFICIALLY OWNED
BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING
POWER
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0
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6
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SHARED VOTING
POWER
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0
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7
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SOLE DISPOSITIVE
POWER
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0
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8
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SHARED DISPOSITIVE
POWER
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0
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9
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AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON
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0
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10
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CHECK IF THE
AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS)
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☐
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PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (9)
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0% of outstanding
shares
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12
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TYPE OF REPORTING
PERSON (SEE INSTRUCTIONS)
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FI
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1
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NAMES OF REPORTING
PERSONS
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Schroder
Investment Management North America Ltd.
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2
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CHECK THE
APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
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United
Kingdom
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NUMBER OF SHARES BENEFICIALLY OWNED
BY EACH REPORTING PERSON WITH
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SOLE VOTING
POWER
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90,406
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SHARED VOTING
POWER
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0
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7
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SOLE DISPOSITIVE
POWER
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90,406
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8
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SHARED DISPOSITIVE
POWER
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0
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9
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AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON
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90,406
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10
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CHECK IF THE
AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (9)
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0.153% of outstanding shares
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12
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TYPE OF REPORTING
PERSON (SEE INSTRUCTIONS)
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IA
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Item 1.
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(a)
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Name of Issuer
Canadian Solar Incorporated
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(b)
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Address of Issuer’s Principal Executive Offices
545 Speedvale Ave W, Guelph, ON N1K
1EG, Canada
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Item 2.
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(a)
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Name of Person Filing
Schroder Investment Management
North America Inc
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(b)
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Address of Principal Business Office or, if none,
Residence
7 Bryant Park, 19th
Floor
New York, NY 10018
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(c)
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Citizenship
USA
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(d)
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Title of Class of Securities
COM
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(e)
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CUSIP Number
136635109
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Item 3. |
If this statement is filed pursuant
to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person
filing is a:
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(a)
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Broker or dealer registered under section 15 of the Act (15
U.S.C. 78o).
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(b)
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C.
78c).
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(c)
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Insurance company as defined in section 3(a)(19) of the Act
(15 U.S.C. 78c).
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(d)
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☐
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Investment company registered under section 8 of the
Investment Company Act of 1940 (15 U.S.C 80a-8).
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(e)
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☒
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An investment adviser in accordance with
§240.13d-1(b)(1)(ii)(E);
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(f)
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An employee benefit plan or endowment fund in accordance with
§240.13d-1(b)(1)(ii)(F);
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(g)
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☐
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A parent holding company or control person in accordance with
§ 240.13d-1(b)(1)(ii)(G);
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(h)
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A savings associations as defined in Section 3(b) of the
Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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A church plan that is excluded from the definition of an
investment company under section 3(c)(14) of the Investment Company
Act of 1940 (15 U.S.C. 80a-3);
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(j)
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Group, in accordance with §240.13d-1(b)(1)(ii)(J).
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Provide the following information regarding the aggregate
number and percentage of the class of securities of the issuer
identified in Item 1.
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(a)
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Amount beneficially owned: 235,479
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(b)
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Percent of class: 0.399% of outstanding shares
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(c)
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Number of shares as to which the person has:
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(i)
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Sole power to vote or to direct the vote
0
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(ii)
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Shared power to vote or to direct the vote
235,479
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(iii)
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Sole power to dispose or to direct the disposition of
0
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(iv)
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Shared power to dispose or to direct the disposition of
235,479
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5. |
Ownership of Five Percent or Less
of a Class
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If this statement is being filed to report the fact that as of
the date hereof the reporting person has ceased to be the
beneficial owner of more than five percent of the class of
securities, check the following ☒
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6. |
Ownership of More than Five Percent
on Behalf of Another Person
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Not applicable.
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7. |
Identification and Classification
of the Subsidiary Which Acquired the Security Being Reported on By
the Parent Holding Company
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Not applicable.
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Item 8. |
Identification and Classification
of Members of the Group
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Schroder Investment Management Ltd., Schroder Investment
Management Hong Kong Ltd., and Schroder Investment Management
Singapore, Ltd and Schroder Investment Management North America
Ltd., are registered investment advisers with their respective home
country regulator and under common control with the adviser.
Schroder Investment Management Ltd and Schroder Investment
Management North America Ltd. are located in the United Kingdom at
1 London Wall Place, London EC2Y 5AU. Schroder Investment
Management Hong Kong Ltd is located at Level 22, Two Pacific Place,
88 Queensway, Hong Kong. Schroder Investment Management Singapore,
Ltd is located at 138 Market Street #23-02, CapitaGreen, Singapore
048946. Schroder Investment Management North America Inc. disclaims
the existence of a group.
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Item 9. |
Notice of Dissolution of
Group
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Not applicable.
By signing below I certify that, to the best of my knowledge
and belief, the securities referred to above were acquired and are
held in the ordinary course of business and were not acquired and
are not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
After reasonable inquiry and to the best of its knowledge and
belief, the undersigned certifies that the information set forth in
this statement is true, complete and correct.
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Name:
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Marc Brookman**
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Title:
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Chief Executive Officer
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Schroder Investment Management North America Inc
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**Authorized by Power of Attorney to sign on behalf of the
following Advisors:
Schroder Investment Management Ltd.
Schroder Investment Management Hong Kong Ltd
Schroder Investment Management Singapore Ltd.
Schroder Investment Management North America Ltd.
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