Current Report Filing (8-k)
June 14 2022 - 04:31PM
Edgar (US Regulatory)
false 0001496671 --12-31 0001496671
2022-06-14 2022-06-14
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d)
of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 14,
2022
Calithera Biosciences, Inc.
(Exact name of registrant as specified in its charter)
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Delaware |
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001-36644 |
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27-2366329 |
(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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343 Oyster Point Boulevard, Suite 200
South San Francisco, California
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94080 |
(Address of Principal Executive
Offices) |
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(Zip Code) |
Registrant’s telephone number, including area code: (650)
870-1000
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐ |
Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
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☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
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☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the
Act:
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Title of each class
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Trading
Symbol
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Name of each exchange
on which registered
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Common Stock, $0.0001 par
value |
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CALA |
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The Nasdaq Global Select
Market |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of
1934 (§240.12b-2 of this
chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 5.03. |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal
Year.
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On June 14, 2022, Calithera Biosciences, Inc. filed a
Certificate of Amendment to the Amended and Restated Certificate of
Incorporation of Calithera Biosciences, Inc., or the Amendment, to
effect a one-for-twenty (1:20) reverse
stock split of our outstanding common stock, effective as of
June 14, 2022, or the Reverse Stock Split. A series of
alternate amendments to effect the Reverse Stock Split was approved
by our stockholders at our Annual Meeting of Stockholders held on
June 1, 2022, and the specific one-for-twenty (1:20) ratio was
subsequently approved by our Board of Directors on June 8,
2022.
The Amendment provides that at the effective time of the Reverse
Stock Split, every twenty shares of our issued and outstanding
common stock will be automatically converted into one issued and
outstanding share of common stock, without any change in par value
per share. The Reverse Stock Split will affect all shares of our
common stock outstanding immediately prior to the effective time of
the Reverse Stock Split, as well as the number of shares of common
stock available for issuance under our equity incentive plans and
employee stock purchase plan. In addition, the Reverse Stock Split
will effect a reduction in the number of shares of common stock
issuable upon the conversion of shares of our Series A convertible
preferred stock and upon the exercise of stock options or warrants
outstanding immediately prior to the effectiveness of the Reverse
Stock Split. No fractional shares will be issued because of the
Reverse Stock Split. Stockholders who would otherwise be entitled
to receive a fractional share will receive a cash payment in lieu
thereof.
Our common stock is scheduled to begin trading on the Nasdaq Global
Select Market on a split-adjusted basis when the market opens on
June 15, 2022. The new CUSIP number for our common stock
following the Reverse Stock Split is 13089P 507.
The foregoing description is qualified in its entirety by the
Amendment, which is attached as Exhibit 3.1 to this Current Report
on Form 8-K and is
incorporated herein by reference.
Item 9.01. |
Financial Statements and Exhibits.
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(d) Exhibits.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
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CALITHERA BIOSCIENCES, INC.
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Dated: June 14, 2022 |
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By: |
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/s/ Susan M. Molineaux
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Susan M.
Molineaux, Ph.D. |
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President and
Chief Executive Officer |
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