Initial Statement of Beneficial Ownership (3)
February 03 2022 - 6:44PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Shatzkes Matthew |
2. Date of Event Requiring Statement (MM/DD/YYYY)
1/28/2022
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3. Issuer Name and Ticker or Trading Symbol
Aditxt, Inc. [ADTX]
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(Last)
(First)
(Middle)
C/O ADITXT, INC., 737 N. FIFTH STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Legal Officer and GC / |
(Street)
RICHMOND, VA 23219
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Unit | (1) | (1) | Common Stock | 480000 | (2) | D | |
Explanation of Responses: |
(1) | 150,000 of the Restricted Stock Units shall vest on January 28. The remaining 330,000 of the Restricted Stock Units shall vest in eight (8) successive equal quarterly instalments on March 1, 2022, June 1, 2022, September 1, 2022, December 1, 2022, March 1, 2023, June 1, 2023, September 1, 2023 and December 1, 2023. |
(2) | Each Restricted Stock Unit is the economic equivalent of one share of Aditxt, Inc. common stock. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Shatzkes Matthew C/O ADITXT, INC. 737 N. FIFTH STREET RICHMOND, VA 23219 |
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| Chief Legal Officer and GC |
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Signatures
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/s/ Matthew Shatzkes | | 2/3/2022 |
**Signature of Reporting Person | Date |
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